0000950123-15-012290.txt : 20151117
0000950123-15-012290.hdr.sgml : 20151117
20151117101159
ACCESSION NUMBER: 0000950123-15-012290
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20151117
DATE AS OF CHANGE: 20151117
EFFECTIVENESS DATE: 20151117
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC.
CENTRAL INDEX KEY: 0001001085
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14349
FILM NUMBER: 151237286
BUSINESS ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: A6 M5J2T3
BUSINESS PHONE: 416-363-9491
MAIL ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: A6 M5J2T3
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN CORP/
DATE OF NAME CHANGE: 20010321
FORMER COMPANY:
FORMER CONFORMED NAME: EDPERBRASCAN CORP
DATE OF NAME CHANGE: 19970904
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN LTD
DATE OF NAME CHANGE: 19950919
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001001085
XXXXXXXX
06-30-2015
06-30-2015
true
1
RESTATEMENT
BROOKFIELD ASSET MANAGEMENT INC.
BROOKFIELD PLACE, 181 BAY ST, STE 300
PO BOX 762
TORONTO
A6
A6 M5J2T3
13F HOLDINGS REPORT
028-14349
N
A.J. Silber
Vice President, Legal Affairs
416-417-7272
/s/ A.J. Silber
Toronto
A6
11-16-2015
4
182
17244378
true
1
028-13826
Brookfield Investment Management Inc.
2
803-00222
Brookfield Asset Management Private Institutional Capital Adviser US, LLC
3
028-16296
Brookfield Asset Management Private Institutional Capital Adviser (Credit) LLC
4
028-14362
Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P.
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
8POINT3 ENERGY PARTNERS LP
CL A RPT LTDPT
282539105
5180
278200
SH
DFND
1
278200
0
0
ABB LTD-SPON ADR
SPONSORED ADR
000375204
912
43702
SH
DFND
1
43702
0
0
AES CORP
COM
00130H105
1764
133050
SH
DFND
1
133050
0
0
AGRIUM INC
COM
008916108
334
3150
SH
DFND
1
3150
0
0
ALEXANDER'S INC
COM
014752109
41406
100991
SH
DFND
1
73346
0
27645
AMERICAN TOWER CORP
COM
03027X100
416472
4464272
SH
DFND
1
3753964
0
710308
AMERICAN WATER WORKS CO INC
COM
030420103
128471
2641811
SH
DFND
1
2208411
0
433400
APPLE INC
COM
037833100
8411
67060
SH
DFND
1
67060
0
0
ARDMORE SHIPPING CORP
COM
Y0207T100
288
23800
SH
DFND
1
23800
0
0
AVALONBAY COMMUNITIES INC
COM
053484101
173954
1088095
SH
DFND
1
847699
0
240396
AZURE MIDSTREAM PARTNERS LP
COM UNIT LTD PAR
05501X100
1186
100000
SH
DFND
1
100000
0
0
B&G FOODS INC
COM
05508R106
394
13810
SH
DFND
1
13810
0
0
BALL CORP
COM
058498106
1357
19345
SH
DFND
1
19345
0
0
BLACK STONE MINERALS LP
COM UNIT
09225M101
191
11100
SH
DFND
1
11100
0
0
BOARDWALK PIPELINE PARTNERS
COM
096627104
52653
3626271
SH
DFND
1
2945371
0
680900
BOISE CASCADE CO
COM
09739D100
1175
32040
SH
DFND
1
32040
0
0
BP PLC-SPONS ADR
SPONSORED ADR
055622104
5277
132066
SH
DFND
1
132066
0
0
BRANDYWINE REALTY TRUST
SH BEN INT NEW
105368203
137252
10335276
SH
DFND
1
8049883
0
2285393
BREITBURN ENERGY PARTNERS LP
COM UT LTD PTN
106776107
62
13075
SH
DFND
1
13075
0
0
BRIXMOR PROPERTY GROUP INC
COM
11120U105
97462
4213656
SH
DFND
1
3265787
0
947869
BROOKFIELD HIGH INCOME FUND
COM
11272P102
96
11800
SH
DFND
1
0
0
11800
BROOKFIELD MORTGAGE OPPORTUN
COM
112792106
371
23450
SH
DFND
1
0
0
23450
BUCKEYE PARTNERS LP
UNIT LTD PARTN
118230101
37993
513910
SH
DFND
1
376310
0
137600
C&J ENERGY SERVICES LTD
SHS
G3164Q101
786
59543
SH
DFND
1
59543
0
0
CALIFORNIA RESOURCES CORP
COM
13057Q107
509
84300
SH
DFND
1
84300
0
0
CAMDEN PROPERTY TRUST
SH BEN INT
133131102
147791
1989644
SH
DFND
1
1569046
0
420598
CBL & ASSOCIATES PROPERTIES
COM
124830100
219077
13523295
SH
DFND
1
10522999
0
3000296
CEMEX SAB-SPONS ADR PART CER
SPON ADR NEW
151290889
948
103480
SH
DFND
1
103480
0
0
CENTERPOINT ENERGY INC
COM
15189T107
121679
6394072
SH
DFND
1
5311572
0
1082500
CENTURYLINK INC
COM
156700106
1346
45820
SH
DFND
1
45820
0
0
COCA-COLA CO/THE
COM
191216100
6347
161800
SH
DFND
1
161800
0
0
COLFAX CORP
COM
194014106
932
20203
SH
DFND
1
20203
0
0
COLUMBIA PIPELINE PARTNERS L
COM UT REPSTG
198281107
18094
718010
SH
DFND
1
527410
0
190600
CORPORATE OFFICE PROPERTIES
COM
22002T108
91590
3890826
SH
DFND
1
3027426
0
863400
COSAN LTD-CLASS A SHARES
SHS A
G25343107
6942
1127000
SH
DFND
1
1127000
0
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344109
30695
7432316
SH
DFND
1
5862948
0
1569368
CRESTWOOD MIDSTREAM PARTNERS
UNIT LTD PARTNER
226378107
9269
827600
SH
DFND
1
827600
0
0
CROWN CASTLE INTL CORP
COM
22822V101
208627
2598092
SH
DFND
1
2183992
0
414100
CSX CORP
COM
126408103
34942
1070190
SH
DFND
1
918190
0
152000
CVR PARTNERS LP
COM
126633106
1111
87987
SH
DFND
1
87987
0
0
DAKOTA PLAINS HOLDINGS INC
COM
234255107
1875
1575633
SH
DFND
1
1575633
0
0
DCT INDUSTRIAL TRUST INC
COM NEW
233153204
56790
1806308
SH
DFND
1
1418222
0
388086
DEERE & CO
COM
244199105
1328
13687
SH
DFND
1
13687
0
0
DOMINION RESOURCES INC/VA
COM
25746U109
2795
41800
SH
DFND
1
41800
0
0
DOUGLAS EMMETT INC
COM
25960P109
151252
5614420
SH
DFND
1
4289825
0
1324595
EDISON INTERNATIONAL
COM
281020107
17452
314000
SH
DFND
1
314000
0
0
EMERGE ENERGY SERVICES LP
COM REP PARTN
29102H108
5206
144200
SH
DFND
1
144200
0
0
ENABLE MIDSTREAM PARTNERS LP
COM UNIT RP IN
292480100
4035
252500
SH
DFND
1
252500
0
0
ENBRIDGE ENERGY MANAGEMENT L
SHS UNITS LLI
29250X103
21078
638726
SH
DFND
1
638726
0
0
ENBRIDGE INC
COM
29250N105
6317
135000
SH
DFND
1
135000
0
0
ENERGY TRANSFER EQUITY LP
COM UT LTD PTN
29273V100
25675
400108
SH
DFND
1
319808
0
80300
ENERGY TRANSFER PARTNERS LP
UNIT LTD PARTN
29273R109
173405
3321940
SH
DFND
1
2647440
0
674500
ENTERPRISE PRODUCTS PARTNERS
COM
293792107
155458
5201002
SH
DFND
1
3894702
0
1306300
EPR 9% Pfd Series E
CONV PFD 9% SR E
26884U307
2389
73498
SH
DFND
1
73498
0
0
EQT MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
35691
437711
SH
DFND
1
342611
0
95100
Equity Commonwealth 6.25% Pfd Series D
CUM PFD S D 6.5%
294628201
428
17600
SH
DFND
1
17600
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
108314
1543600
SH
DFND
1
1262300
0
281300
ETFS PHYSICAL PALLADIUM SHAR
SH BEN INT
26923A106
429
6581
SH
DFND
1
6581
0
0
EV ENERGY PARTNERS LP
COM UNITS
26926V107
3497
305961
SH
DFND
1
305961
0
0
EVERSOURCE ENERGY
COM
30040W108
48911
1077100
SH
DFND
1
907800
0
169300
EXELON CORP
COM
30161N101
467
14866
SH
DFND
1
14866
0
0
EXTERRAN PARTNERS LP
COM UNITS
30225N105
11016
489600
SH
DFND
1
489600
0
0
EXXON MOBIL CORP
COM
30231G102
250
3000
SH
DFND
1
3000
0
0
FIBRIA CELULOSE SA-SPON ADR
SP ADR REP COM
31573A109
1159
85184
SH
DFND
1
85184
0
0
FORD MOTOR CO
COM PAR $0.01
345370860
1873
124800
SH
DFND
1
124800
0
0
GENERAL ELECTRIC CO
COM
369604103
1999
75250
SH
DFND
1
75250
0
0
GENERAL MILLS INC
COM
370334104
7227
129696
SH
DFND
1
129696
0
0
GENERAL MOTORS CO
COM
37045V100
9442
283300
SH
DFND
1
283300
0
0
GENERAL MOTORS-CW16
*W EXP 07/10/201
37045V118
813
34193
SH
DFND
1
34193
0
0
GENERAL MOTORS-CW19
*W EXP 07/10/201
37045V126
545
34193
SH
DFND
1
34193
0
0
GRAMERCY PROPERTY TRUST INC
COM
38489R605
15048
643892
SH
DFND
1
436017
0
207875
GRANITE CONSTRUCTION INC
COM
387328107
744
20965
SH
DFND
1
20965
0
0
GRUPO AEROPORTUARIO PAC-ADR
SPON ADR B
400506101
18455
269454
SH
DFND
1
269454
0
0
HALLIBURTON CO
COM
406216101
1388
32216
SH
DFND
1
32216
0
0
HCP INC
COM
40414L109
193126
5295487
SH
DFND
1
4141687
0
1153800
HEALTH CARE REIT INC
COM
42217K106
3685
144964
SH
DFND
1
144964
0
0
HERSHA HOSPITALITY TRUST
PR SHS BEN INT
427825500
20723
808248
SH
DFND
1
642773
0
165475
HIGHWOODS PROPERTIES INC
COM
431284108
111124
2781576
SH
DFND
1
2030070
0
751506
HOST HOTELS & RESORTS INC
COM
44107P104
122448
6174869
SH
DFND
1
4769315
0
1405554
HOVNANIAN ENTERPRISES-A
CL A
442487203
9323
3504991
SH
DFND
1
2831591
0
673400
HSBC HOLDINGS PLC-SPONS ADR
SPON ADR NEW
404280406
8608
192100
SH
DFND
1
192100
0
0
IRON MOUNTAIN INC
COM
46284V101
1649
53186
SH
DFND
1
53186
0
0
ISTAR FINANCIAL INC
COM
45031U101
15490
1162900
SH
DFND
1
939200
0
223700
ITC HOLDINGS CORP
COM
465685105
76554
2378940
SH
DFND
1
1983840
0
395100
JOHNSON & JOHNSON
COM
478160104
7471
76656
SH
DFND
1
76656
0
0
JPMORGAN CHASE & CO
COM
46625H100
10577
156100
SH
DFND
1
156100
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
62303
683144
SH
DFND
1
570344
0
112800
KELLOGG CO
COM
487836108
6152
98120
SH
DFND
1
98120
0
0
KINDER MORGAN INC
COM
49456B101
174717
4551119
SH
DFND
1
4159019
0
392100
LEXINGTON REALTY TRUST
COM
529043101
16444
1939100
SH
DFND
1
1487600
0
451500
LOWE'S COS INC
COM
548661107
1021
15241
SH
DFND
1
15241
0
0
MACQUARIE INFRASTRUCTURE CO
COM
55608B105
11411
138100
SH
DFND
1
138100
0
0
MARKWEST ENERGY PARTNERS LP
UNIT LTD PARTN
570759100
18775
333015
SH
DFND
1
247221
0
85794
MCDONALD'S CORP
COM
580135101
6080
63950
SH
DFND
1
63950
0
0
MID-AMERICA APARTMENT COMM
COM
59522J103
185372
2545964
SH
DFND
1
1903444
0
642520
MILACRON HOLDINGS CORP
COM
59870L106
925
47000
SH
DFND
1
47000
0
0
MONDELEZ INTERNATIONAL INC-A
CL A
609207105
8917
216750
SH
DFND
1
216750
0
0
MONSANTO CO
COM
61166W101
208
1955
SH
DFND
1
1955
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
478
9900
SH
DFND
1
9900
0
0
NATIONSTAR MORTGAGE HOLDINGS
COM
63861C109
34406
2048000
SH
DFND
1
1644000
0
404000
NATL HEALTH INVESTORS INC
COM
63633D104
41036
658680
SH
DFND
1
467480
0
191200
NEXTERA ENERGY INC
COM
65339F101
1432
14610
SH
DFND
1
14610
0
0
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
11710
386090
SH
DFND
1
386090
0
0
NISOURCE INC
COM
65473P105
109956
2411834
SH
DFND
1
2140734
0
271100
NORTHSTAR ASSET MANAGEMENT
COM
66705Y104
16994
919100
SH
DFND
1
742100
0
177000
NORTHSTAR REALTY FINANCE
COM NEW
66704R704
124153
7808368
SH
DFND
1
6159068
0
1649300
NUSTAR ENERGY LP
UNIT COM
67058H102
10101
170186
SH
DFND
1
170186
0
0
OLD DOMINION FREIGHT LINE
COM
679580100
1460
21275
SH
DFND
1
21275
0
0
ONE GAS INC
COM
68235P108
48681
1143813
SH
DFND
1
996673
0
147140
OUTFRONT MEDIA INC
COM
69007J106
222960
8833608
SH
DFND
1
6938438
0
1895170
P G & E CORP
COM
69331C108
205204
4179300
SH
DFND
1
3454200
0
725100
PACKAGING CORP OF AMERICA
COM
695156109
1115
17835
SH
DFND
1
17835
0
0
PARKWAY PROPERTIES INC
COM
70159Q104
73568
4218352
SH
DFND
1
3266586
0
951766
PATTERN ENERGY GROUP INC
CL A
70338P100
9069
319560
SH
DFND
1
319560
0
0
PEMBINA PIPELINE CORP
COM
706327103
41389
1281405
SH
DFND
1
1281405
0
0
PFIZER INC
COM
717081103
6375
190125
SH
DFND
1
190125
0
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
6114
76265
SH
DFND
1
76265
0
0
PLAINS ALL AMER PIPELINE LP
UNIT LTD PARTN
726503105
228
5230
SH
DFND
1
5230
0
0
PLAINS GP HOLDINGS LP-CL A
SHS A REP LTPN
72651A108
44114
1707200
SH
DFND
1
1324100
0
383100
POTASH CORP OF SASKATCHEWAN
COM
73755L107
269
8683
SH
DFND
1
8683
0
0
PROCTER & GAMBLE CO/THE
COM
742718109
6355
81230
SH
DFND
1
81230
0
0
PROLOGIS INC
COM
74340W103
316947
8543051
SH
DFND
1
6616229
0
1926822
PULTEGROUP INC
COM
745867101
29433
1460700
SH
DFND
1
1175700
0
285000
RICE MIDSTREAM PARTNERS LP
UNIT LTD PARTN
762819100
5950
342720
SH
DFND
1
342720
0
0
ROYAL DUTCH SHELL-SPON ADR-B
SPON ADR B
780259107
13873
241900
SH
DFND
1
241900
0
0
SBA COMMUNICATIONS CORP-CL A
COM
78388J106
162226
1411032
SH
DFND
1
1195032
0
216000
SEMPRA ENERGY
COM
816851109
184122
1860945
SH
DFND
1
1617745
0
243200
SIMON PROPERTY GROUP INC
COM
828806109
436380
2522139
SH
DFND
1
1984849
0
537290
SL GREEN REALTY CORP
COM
78440X101
179802
1636198
SH
DFND
1
1248198
0
388000
SM ENERGY CO
COM
78454L100
641
13900
SH
DFND
1
13900
0
0
SOUTHWEST GAS CORP
COM
844895102
3677
69100
SH
DFND
1
69100
0
0
SPECTRA ENERGY CORP
COM
847560109
35626
1092817
SH
DFND
1
1092817
0
0
SUMMIT MIDSTREAM PARTNERS LP
COM UNIT LTD
866142102
6750
204300
SH
DFND
1
204300
0
0
SUNOCO LOGISTICS PARTNERS LP
COM UNITS
86764L108
57362
1508330
SH
DFND
1
1237330
0
271000
SUNSTONE HOTEL INVESTORS INC
COM
867892101
27027
1800594
SH
DFND
1
1389794
0
410800
SYNGENTA AG-ADR
SPONSORED ADR
87160A100
465
5694
SH
DFND
1
5694
0
0
TALLGRASS ENERGY GP LP
SHS CL A
874696107
11658
362600
SH
DFND
1
262300
0
100300
TARGA RESOURCES CORP
COM
87612G101
49990
560300
SH
DFND
1
501500
0
58800
TARGA RESOURCES PARTNERS LP
COM UNIT
87611X105
55347
1433861
SH
DFND
1
1179261
0
254600
TEEKAY CORP
COM
Y8564W103
12923
301792
SH
DFND
1
301792
0
0
TEEKAY OFFSHORE PARTNERS LP
PARTNERSHIP UN
Y8565J101
15885
785197
SH
DFND
1
785197
0
0
TEREX CORP
COM
880779103
891
38340
SH
DFND
1
38340
0
0
TESCO CORP
COM
88157K101
179
16400
SH
DFND
1
16400
0
0
TOLL BROTHERS INC
COM
889478103
20309
531800
SH
DFND
1
341200
0
190600
TRANSCANADA CORP
COM
89353D107
4393
108150
SH
DFND
1
108150
0
0
UNION PACIFIC CORP
COM
907818108
161786
1696400
SH
DFND
1
1460800
0
235600
UNITED CONTINENTAL HOLDINGS
COM
910047109
859
16202
SH
DFND
1
16202
0
0
UTI WORLDWIDE INC
ORD
G87210103
926
92715
SH
DFND
1
92715
0
0
VECTOR GROUP LTD
COM
92240M108
2649
112900
SH
DFND
1
112900
0
0
VENTAS INC
COM
92276F100
231745
3732399
SH
DFND
1
2919299
0
813100
VERIZON COMMUNICATIONS INC
COM
92343V104
350
7500
SH
DFND
1
7500
0
0
VORNADO REALTY TRUST
SH BEN UNIT
929042109
206181
2171925
SH
DFND
1
1590745
0
581180
WABCO HOLDINGS INC
COM
92927K102
1324
10700
SH
DFND
1
10700
0
0
WEYERHAEUSER CO
COM
962166104
16808
533582
SH
DFND
1
377372
0
156210
WILLIAMS COS INC
COM
969457100
269320
4692808
SH
DFND
1
4124708
0
568100
WILLIAMS PARTNERS LP
COM UNIT LTD PAR
96949L105
74795
1544398
SH
DFND
1
1245256
0
299142
WP GLIMCHER INC
COM
92939N102
79083
5844980
SH
DFND
1
4501016
0
1343964
XCEL ENERGY INC
COM
98389B100
2088
64900
SH
DFND
1
64900
0
0
General Growth Properties
Common Stock
370023103
7685298
299504977
SH
DFND
2
299504977
0
0
Rouse
Common Stock
779287101
316988
19387624
SH
DFND
2
19387624
0
0
Brookfield Canada Office Properties
Common Stock
112823109
182470
10564117
SH
DFND
2
10564117
0
0
Mack-Cali Realty Corp.
Common Stock
554489104
16716
906975
SH
DFND
2
906975
0
0
Equity One Inc.
Common Stock
294752100
29
1259
SH
DFND
2
1259
0
0
AMERICAN RLTY CAP PPTYS INC
COMMON
02917T104
4065
500000
SH
DFND
3
500000
0
0
BOISE CASCADE CO DEL
COMMON
09739D100
8767
239000
SH
DFND
3
239000
0
0
COOPER TIRE & RUBBER CO
COMMON
216831107
4229
125000
SH
DFND
3
125000
0
0
COOPER-STD HLDG INC
COMMON
21676P103
1537
25000
SH
DFND
3
25000
0
0
EURONAVE NV ANTWERPEN
SHS
B38564108
3679
248400
SH
DFND
3
248400
0
0
GREENBRIER COS INC
COMMON
393657101
3514
75000
SH
Call
DFND
3
75000
0
0
GENER8 MARITIME INC
COMMON
Y26889108
3067
225000
SH
DFND
3
225000
0
0
GENERAL MTRS CO
COMMON
37045V100
6666
200000
SH
Call
DFND
3
200000
0
0
GOLAR LNG LTD BERMUDA
COMMON
G9456A100
3533
75500
SH
DFND
3
75500
0
0
PARKER DRILLING CO
COMMON
701081101
2294
691000
SH
DFND
3
691000
0
0
PLY GEM HLDGS INC
COMMON
72941W100
4405
373600
SH
DFND
3
373600
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
41890
203500
SH
Put
DFND
3
203500
0
0
THOMPSON CREEK METALS CO INC
COMMON
884768102
562
685902
SH
DFND
3
685902
0
0
TRINITY INDS INC
COMMON
896522109
9515
360000
SH
DFND
3
360000
0
0
TRINITY INDS INC
COMMON
896522109
2643
100000
SH
Call
DFND
3
100000
0
0
BROOKFIELD INFRAST PARTNERS LP INT UNIT
LP Units
G16252101
2047
48930
SH
DFND
48930
0
0
BROOKFIELD PPTY PARTNERS LP LP UNIT
LP Units
G16249107
1034179
45249901
SH
DFND
45249901
0
0
TECUMSEH PRODS CO
COMMON
878895309
2170
878750
SH
DFND
4
878750
0
0
Brookfield Canada Office Properties
Trust Units
112823109
227973
10564117
SH
DFND
10564117
0
0