0000950123-14-011484.txt : 20141112
0000950123-14-011484.hdr.sgml : 20141111
20141112123238
ACCESSION NUMBER: 0000950123-14-011484
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141112
DATE AS OF CHANGE: 20141112
EFFECTIVENESS DATE: 20141112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC.
CENTRAL INDEX KEY: 0001001085
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14349
FILM NUMBER: 141212711
BUSINESS ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: A6 M5J2T3
BUSINESS PHONE: 416-363-9491
MAIL ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: A6 M5J2T3
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN CORP/
DATE OF NAME CHANGE: 20010321
FORMER COMPANY:
FORMER CONFORMED NAME: EDPERBRASCAN CORP
DATE OF NAME CHANGE: 19970904
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN LTD
DATE OF NAME CHANGE: 19950919
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001001085
XXXXXXXX
09-30-2014
09-30-2014
Brookfield Asset Management Inc.
BROOKFIELD PLACE, 181 BAY ST, STE 300
PO BOX 762
TORONTO
A6
A6 M5J2T3
13F HOLDINGS REPORT
028-14349
N
A.J. Silber
Vice President, Legal Affairs
416-417-7272
/s/ A.J. Silber
Toronto
A6
11-11-2014
4
146
16956332
false
1
028-13826
Brookfield Investment Management Inc.
2
803-00222
Brookfield Asset Management Private Institutional Capital Adviser US, LLC
3
Brookfield Asset Management Private Institutional Capital Adviser (Credit) LLC
4
028-14362
Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P.
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
Ally Finl Inc
Common Stock
02005N100
6248
270000
SH
DFND
3
270000
0
0
American Axle & Mfg Hldgs In
Common Stock
024061103
4025
240000
SH
DFND
3
240000
0
0
Boise Cascade Co Del
Common Stock
09739D100
11737
389400
SH
DFND
3
389400
0
0
Golar Lng Ltd Bermuda
Common Stock
G9456A100
2988
45000
SH
DFND
3
45000
0
0
Service Corp Intl
Common Stock
817565104
11419
540180
SH
DFND
3
540180
0
0
WCI Cmntys Inc
Common Stock
92923C807
5791
314033
SH
DFND
3
314033
0
0
SPDR S&P 500 ETF TR
Tr Unit
78462F103
4926
25000
SH
Put
DFND
3
25000
0
0
BROOKFIELD INFRAST PARTNERS LP INT UNIT
LP INT UNIT
G16252101
1859
48930
SH
DFND
48930
0
0
Brookfield Residential Properties Inc
COM
11283W104
1536960
81493112
SH
DFND
81493112
0
0
GENERAL MOTORS CO
*W EXP 07/10/201
37045V126
868
60000
SH
DFND
0
0
60000
BROOKFIELD PPTY PARTNERS LP LP UNIT
UNIT LTD PARTN
G16249107
952058
45249901
SH
DFND
45249901
0
0
GENERAL GROWTH PPTYS INC
Common Stock
370023103
6013635
255356037
SH
DFND
2
0
0
255356037
ROUSE PPTYS INC
Common Stock
779287101
313498
19387624
SH
DFND
2
0
0
19387624
BROOKFIELD CDA OFFICE PPTYS
TR UNIT
112823109
256278
10564117
SH
DFND
2
10564117
0
0
BROOKFIELD RENEWABLE ENERGY PARTNERS L P LIMITED PARTNERSHIP
PARTNERSHIP UNIT
G16258108
1222024
40026986
SH
DFND
40026986
0
0
Tecumseh Products Company
Common Stock
878895309
3779
878750
SH
DFND
4
878750
0
0
ALEXANDERS INC
COM
014752109
30939
82744
SH
DFND
1
47381
0
35363
AMERICAN WTR WKS CO INC NEW
COM
030420103
88753
1840211
SH
DFND
1
1449411
0
390800
APPLE INC
COM
037833100
10649
105700
SH
DFND
1
105700
0
0
ARMOUR RESIDENTIAL REIT INC
COM
042315101
5960
1548100
SH
DFND
1
1548100
0
0
ATLAS PIPELINE PARTNERS LP
UNIT L P INT
049392103
59054
1619700
SH
DFND
1
1264200
0
355500
AVALONBAY CMNTYS INC
COM
053484101
126338
896206
SH
DFND
1
567938
0
328268
BP PLC
SPONSORED ADR
055622104
13585
309109
SH
DFND
1
309109
0
0
BANK OF AMERICA CORPORATION
COM
060505104
26649
1562983
SH
DFND
1
1562983
0
0
BANK OF AMERICA CORPORATION
*W EXP 10/28/201
060505153
432
450000
SH
DFND
1
450000
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
17062
912430
SH
DFND
1
912430
0
0
BRANDYWINE RLTY TR
SH BEN INT NEW
105368203
74483
5293754
SH
DFND
1
3275154
0
2018600
BREITBURN ENERGY PARTNERS LP
COM UT LTD PTN
106776107
266
13075
SH
DFND
1
13075
0
0
BROOKDALE SR LIVING INC
COM
112463104
110764
3437749
SH
DFND
1
2325045
0
1112704
BROOKFIELD MTG OPP INC FD INC
COM
112792106
398
23450
SH
DFND
1
23450
0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
4971
62414
SH
DFND
1
62414
0
0
CBL & ASSOC PPTYS INC
COM
124830100
253530
14163676
SH
DFND
1
9825726
0
4337950
CAMDEN PPTY TR
SH BEN INT
133131102
88017
1284364
SH
DFND
1
886064
0
398300
CEMEX SAB DE CV
SPON ADR NEW
151290889
15114
1159040
SH
DFND
1
1159040
0
0
CENTURYLINK INC
COM
156700106
1874
45820
SH
DFND
1
45820
0
0
CHICAGO BRIDGE & IRON CO N V
COM
167250109
1504
26000
SH
DFND
1
26000
0
0
CITIGROUP INC
COM NEW
172967424
56103
1082650
SH
DFND
1
1082650
0
0
CIVEO CORP
COM
178787107
1621
139598
SH
DFND
1
139598
0
0
COCA COLA CO
COM
191216100
6902
161800
SH
DFND
1
161800
0
0
COMPANHIA ENERGETICA DE MINA
SP ADR N-V PFD
204409601
25278
4057418
SH
DFND
1
3309718
0
747700
CONE MIDSTREAM PARTNERS LP
COM UNIT REPST
206812109
8430
300000
SH
DFND
1
300000
0
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344109
62180
5882646
SH
DFND
1
4688146
0
1194500
CROWN CASTLE INTL CORP
COM
228227104
244827
3040192
SH
DFND
1
2392292
0
647900
DCT INDUSTRIAL TRUST INC
COM
233153105
47777
6361847
SH
DFND
1
3786147
0
2575700
DAKOTA PLAINS HLDGS
COM
234255107
9000
3750000
SH
DFND
1
3750000
0
0
ENABLE MIDSTREAM PARTNERS LP
COM UNIT RP IN
292480100
6222
252500
SH
DFND
1
252500
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
105553
2619182
SH
DFND
1
1734482
0
884700
FORD MTR CO DEL
COM PAR $0.01
345370860
1846
124800
SH
DFND
1
124800
0
0
GENERAL ELECTRIC CO
COM
369604103
1928
75250
SH
DFND
1
75250
0
0
GENERAL MLS INC
COM
370334104
6543
129696
SH
DFND
1
129696
0
0
GENESEE & WYO INC
CL A
371559105
66288
695501
SH
DFND
1
559591
0
135910
HSBC HLDGS PLC
SPON ADR NEW
404280406
6996
137500
SH
DFND
1
137500
0
0
HALLIBURTON CO
COM
406216101
14154
219410
SH
DFND
1
219410
0
0
HIGHWOODS PPTYS INC
COM
431284108
116490
2994591
SH
DFND
1
1883643
0
1110948
HOLLY ENERGY PARTNERS L P
COM UT LTD PTN
435763107
2563
70400
SH
DFND
1
70400
0
0
IRON MTN INC
COM
462846106
105406
3228388
SH
DFND
1
2156919
0
1071469
ITC HLDGS CORP
COM
465685105
634
17800
SH
DFND
1
17800
0
0
JOHNSON & JOHNSON
COM
478160104
8171
76656
SH
DFND
1
76656
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
163686
1350544
SH
DFND
1
1076544
0
274000
KELLOGG CO
COM
487836108
6044
98120
SH
DFND
1
98120
0
0
LIBERTY PPTY TR
SH BEN INT
531172104
58850
1769402
SH
DFND
1
1224371
0
545031
MARKWEST ENERGY PARTNERS L P
UNIT LTD PARTN
570759100
80849
1052444
SH
DFND
1
746744
0
305700
MCDONALDS CORP
COM
580135101
6063
63950
SH
DFND
1
63950
0
0
MONDELEZ INTL INC
CL A
609207105
7427
216750
SH
DFND
1
216750
0
0
NORTH AMERN ENERGY PARTNERS
COM
656844107
2829
439341
SH
DFND
1
439341
0
0
PEMBINA PIPELINE CORP
COM
706327103
35967
853505
SH
DFND
1
853505
0
0
PENNEY J C INC
COM
708160106
42628
4245812
SH
DFND
1
3747612
0
498200
PHILIP MORRIS INTL INC
COM
718172109
5780
69300
SH
DFND
1
69300
0
0
PHILLIPS 66
COM
718546104
4114
50600
SH
DFND
1
50600
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
44066
748663
SH
DFND
1
521063
0
227600
PROCTER & GAMBLE CO
COM
742718109
6802
81230
SH
DFND
1
81230
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
12461
157500
SH
DFND
1
157500
0
0
SEMPRA ENERGY
COM
816851109
237942
2257945
SH
DFND
1
1849245
0
408700
SIMON PPTY GROUP INC NEW
COM
828806109
215955
1313436
SH
DFND
1
890224
0
423212
SPECTRA ENERGY CORP
COM
847560109
274467
6991002
SH
DFND
1
5676002
0
1315000
SUMMIT MIDSTREAM PARTNERS LP
COM UNIT LTD
866142102
371
7300
SH
DFND
1
7300
0
0
UNION PAC CORP
COM
907818108
12598
116200
SH
DFND
1
116200
0
0
VORNADO RLTY TR
SH BEN UNIT
929042109
183413
1834863
SH
DFND
1
1259876
0
574987
WASHINGTON PRIME GROUP INC
COM
939647103
91494
5234190
SH
DFND
1
3596184
0
1638006
WASTE CONNECTIONS INC
COM
941053100
92477
1905957
SH
DFND
1
1480757
0
425200
WESTLAKE CHEM PARTNERS LP
COM UNIT RP LP
960417103
3625
125000
SH
DFND
1
125000
0
0
WEYERHAEUSER CO
COM
962166104
15939
500282
SH
DFND
1
342772
0
157510
WILLIAMS COS INC DEL
COM
969457100
247974
4480108
SH
DFND
1
3762108
0
718000
JPMORGAN CHASE & CO
*W EXP 10/28/201
46634E114
2011
100000
SH
DFND
1
100000
0
0
BARCLAYS PLC
ADR
06738E204
2253
152100
SH
DFND
1
152100
0
0
AES CORP
COM
00130H105
1887
133050
SH
DFND
1
133050
0
0
ACCESS MIDSTREAM PARTNERS L
UNIT
00434L109
98565
1548784
SH
DFND
1
1131884
0
416900
ALLIANCE HOLDINGS GP LP
COM UNITS LP
01861G100
2318
33962
SH
DFND
1
33962
0
0
AMERICAN TOWERS CORP NEW
COM
03027X100
384013
4101389
SH
DFND
1
3303889
0
797500
B & G FOODS INC NEW
COM
05508R106
380
13810
SH
DFND
1
13810
0
0
BEAZER HOMES USA INC
COM NEW
07556Q881
8113
483467
SH
DFND
1
325087
0
158380
BLACKBERRY LTD
COM
09228F103
696
70000
SH
DFND
1
70000
0
0
BRIXMOR PPTY GROUP INC
COM
11120U105
60412
2713904
SH
DFND
1
1869404
0
844500
BROOKFIELD HIGH INCOME FD IN
COM
11272P102
111
11800
SH
DFND
1
11800
0
0
CBS OUTDOOR AMERS INC
COM
14987J106
208904
6977425
SH
DFND
1
4818741
0
2158684
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
12222
208027
SH
DFND
1
208027
0
0
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
60819
7499318
SH
DFND
1
5893218
0
1606100
CORENERGY INFRASTRUCTURE TRUST
COM
21870U205
3088
412900
SH
DFND
1
412900
0
0
DDR CORP
COM
23317H102
6155
367900
SH
DFND
1
0
0
367900
DOUGLAS EMMETT INC
COM
25960P109
154657
6024814
SH
DFND
1
4162114
0
1862700
DUPONT FABROS TECHNOLOGY INC
COM
26613Q106
93758
3467398
SH
DFND
1
2347439
0
1119959
EPR PPTYS
CONV PFD 9% SR E
26884U307
5420
177698
SH
DFND
1
177698
0
0
EQT MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
50585
564501
SH
DFND
1
397401
0
167100
EV ENERGY PARTNERS LP
COM UNITS
26926V107
68063
1918884
SH
DFND
1
1587939
0
330945
EAGLE ROCK ENERGY PARTNERS L
UNIT
26985R104
1960
550465
SH
DFND
1
550465
0
0
EMERGE ENERGY SVCS LP
COM REP PARTN
29102H108
19685
170730
SH
DFND
1
170730
0
0
ENBRIDGE INC
COM
29250N105
6464
135000
SH
DFND
1
135000
0
0
ENBRIDGE ENERGY MANAGEMENT L
SHS UNITS LLI
29250X103
22706
610206
SH
DFND
1
610206
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
11672
182400
SH
DFND
1
182400
0
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
102367
1659382
SH
DFND
1
1223682
0
435700
ENLINK MIDSTREAM PARTNERS LP
COM UNIT REP LTD
29336U107
238
7800
SH
DFND
1
7800
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
93693
1521480
SH
DFND
1
1021681
0
499799
EXTERRAN PARTNERS LP
COM UNITS
30225N105
9746
332300
SH
DFND
1
332300
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
4132
634644
SH
DFND
1
634644
0
0
GENERAL MTRS CO
COM
37045V100
22341
699464
SH
DFND
1
699464
0
0
GENERAL MTRS CO
*W EXP 7/10/201
37045V118
972
43447
SH
DFND
1
43447
0
0
GENERAL MTRS CO
*W EXP 7/10/201
37045V126
628
43447
SH
DFND
1
43447
0
0
GRAMERCY PPTY TR INC
COM
38489R100
18030
3130140
SH
DFND
1
2177240
0
952900
HCP INC
COM
40414L109
142505
3588655
SH
DFND
1
2480246
0
1108409
HOST HOTELS & RESORTS INC
COM
44107P104
71545
3354214
SH
DFND
1
2242091
0
1112123
JPMORGAN CHASE & CO
COM
46625H100
28265
469200
SH
DFND
1
469200
0
0
KBR INC
COM
48242W106
565
30000
SH
DFND
1
30000
0
0
KB HOME
COM
48666K109
9754
652900
SH
DFND
1
460500
0
192400
KINDER MORGAN INC DEL
COM
49456B101
4133
107800
SH
DFND
1
107800
0
0
MARLIN MIDSTREAM PARTNERS LP
COM UTLTD PTN IN
57118V100
2132
100000
SH
DFND
1
100000
0
0
MID-AMER APT CMNTYS INC
COM
59522J103
117838
1794942
SH
DFND
1
1184842
0
610100
NRG YIELD INC
COM CL A
62942X108
933
19836
SH
DFND
1
19836
0
0
NEXTERA ENERGY INC
COM
65339F101
939
10000
SH
DFND
1
10000
0
0
NISOURCE INC
COM
65473P105
118339
2887734
SH
DFND
1
2331034
0
556700
PBF LOGISTICS LP
UNIT LTD PTNR
69318Q104
4684
184992
SH
DFND
1
184992
0
0
PATTERN ENERGY GROUP INC
CL A
70338P100
6292
203490
SH
DFND
1
203490
0
0
QEP MIDSTREAM PARTNERS LP
COM UNIT RP LTD
74735R115
1580
66700
SH
DFND
1
66700
0
0
SBA COMMUNICATIONS CORP
COM
78388J106
192564
1736375
SH
DFND
1
1368775
0
367600
SL GREEN RLTY CORP
COM
78440X101
215054
2122524
SH
DFND
1
1460964
0
661560
SEMGROUP CORP
CL A
81663A105
129524
1555467
SH
DFND
1
1237667
0
317800
SOUTHCROSS ENERGY PARTNERS L
COM UNIT LTDPT
84130C100
9352
438042
SH
DFND
1
438042
0
0
TC PIPELINES LP
UT COM LTD PRT
87233Q108
4312
63676
SH
DFND
1
63676
0
0
TRI POINTE HOMES INC
COM
87265H109
32068
2478175
SH
DFND
1
1748775
0
729400
TERRAFORM PWR INC
CL A COM
88104R100
289
10000
SH
DFND
1
10000
0
0
TRANSCANADA CORP
COM
89353D107
5573
108150
SH
DFND
1
108150
0
0
VECTOR GROUP LTD
COM
92240M108
2981
134400
SH
DFND
1
134400
0
0
VENTAS INC
COM
92276F100
174966
2824307
SH
DFND
1
1724924
0
1099383
VERIZON COMMUNICATIONS INC
COM
92343V104
375
7500
SH
DFND
1
7500
0
0
WCI CMNTYS INC
COM PAR $0.01
92923C807
24173
1310885
SH
DFND
1
1126885
0
184000
WINDSTREAM HLDGS INC
COM
97382A101
592
54900
SH
DFND
1
54900
0
0
SCORPIO BULKERS INC
SHS
Y7546A106
2619
450000
SH
DFND
1
450000
0
0
TEEKAY CORPORATION
COM
Y8564W103
76154
1147590
SH
DFND
1
933090
0
214500