0000950123-13-010231.txt : 20131210
0000950123-13-010231.hdr.sgml : 20131210
20131210140353
ACCESSION NUMBER: 0000950123-13-010231
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131210
DATE AS OF CHANGE: 20131210
EFFECTIVENESS DATE: 20131210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC.
CENTRAL INDEX KEY: 0001001085
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14349
FILM NUMBER: 131268086
BUSINESS ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: A6 M5J2T3
BUSINESS PHONE: 416-363-9491
MAIL ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: A6 M5J2T3
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN CORP/
DATE OF NAME CHANGE: 20010321
FORMER COMPANY:
FORMER CONFORMED NAME: EDPERBRASCAN CORP
DATE OF NAME CHANGE: 19970904
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN LTD
DATE OF NAME CHANGE: 19950919
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001001085
XXXXXXXX
09-30-2013
09-30-2013
true
2
RESTATEMENT
Brookfield Asset Management Inc.
BROOKFIELD PLACE, 181 BAY ST, STE 300
PO BOX 762
TORONTO
A6
A6 M5J2T3
13F HOLDINGS REPORT
028-14349
N
A.J. Silber
Vice President, Legal Affairs
416-417-7272
/s/ A.J. Silber
Toronto
A6
12-10-2013
2
174
19385682
false
1
028-13826
Brookfield Investment Management Inc.
2
028-14362
Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
Access Midstream Partners LP U
UNIT
00434L109
48162
996934
SH
DFND
1
839234
0
157700
AGRIUM INC
COM
008916108
185
2200
SH
DFND
2200
0
0
Alexander's Inc
COM
014752109
3119
10900
SH
DFND
1
0
0
10900
American Tower Corp
COM
03027X100
215798
2911072
SH
DFND
1
2521681
0
389391
Annaly Capital Management Inc
COM
035710409
7175
619600
SH
DFND
1
365100
0
254500
ARMOUR Residential REIT Inc
COM
042315101
7269
1730600
SH
DFND
1
1016600
0
714000
Associated Estates Realty Corp
COM
045604105
24672
1654754
SH
DFND
1
972054
0
682700
AT&T Inc
COM
00206R102
2739
80985
SH
DFND
1
80985
0
0
AvalonBay Communities Inc
COM
053484101
91884
722986
SH
DFND
1
460586
0
262400
B&G Foods Inc
COM
05508R106
691
20000
SH
DFND
1
20000
0
0
BANK MONTREAL QUE
COM
063671101
368
5500
SH
DFND
5500
0
0
BANK N S HALIFAX
COM
064149107
373
6500
SH
DFND
6500
0
0
Bank of America Corp
COM
060505104
71532
5183500
SH
DFND
1
5183500
0
0
Bank of America Corp
*W EXP 10/26/201
060505153
355
450000
SH
DFND
1
450000
0
0
Barrick Gold Corp
COM
067901108
1214
65200
SH
DFND
1
65200
0
0
Basic Energy Services Inc
COM
06985P100
3159
249936
SH
DFND
1
249936
0
0
Beazer Homes USA Inc
COM NEW
07556Q881
28216
1567579
SH
DFND
1
922904
0
644675
Blackberry Ltd
COM
09228F103
278
35000
SH
DFND
1
35000
0
0
BP PLC
SPONSORED ADR
055622104
12288
292418
SH
DFND
1
292418
0
0
BRE Properties Inc
CL A
05564E106
47516
936094
SH
DFND
1
579694
0
356400
BreitBurn Energy Partners LP
COM UT LTD PTN
106776107
240
13075
SH
DFND
1
13075
0
0
British American Tobacco PLC
SPONSORED ADR
110448107
925
8800
SH
DFND
1
8800
0
0
Brookdale Senior Living Inc
COM
112463104
41196
1566389
SH
DFND
1
997489
0
568900
BROOKDALE SR LIVING INC
COM
112463104
1631
62000
SH
DFND
62000
0
0
BROOKFIELD CDA OFFICE PPTYS
TR UNIT
112823109
268857
10564117
SH
DFND
10564117
0
0
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
1860
48930
SH
DFND
48930
0
0
BROOKFIELD OFFICE PPTYS INC
COM
112900105
4755344
249362561
SH
DFND
249362561
0
0
BROOKFIELD PPTY PARTNERS L P
UNIT LTD PARTN
G16249107
875962
45199271
SH
DFND
45199271
0
0
BROOKFIELD RESIDENTIAL PPTYS
COM
11283W104
1875971
81493112
SH
DFND
81493112
0
0
Camden Property Trust
SH BEN INT
133131102
53535
871346
SH
DFND
1
551500
0
319846
CANADIAN NAT RES LTD
COM
136385101
189
6000
SH
DFND
6000
0
0
CDN IMPERIAL BK OF COMMERCE
COM
136069101
319
4000
SH
DFND
4000
0
0
CenturyLink Inc
COM
156700106
1438
45820
SH
DFND
1
45820
0
0
Chevron Corp
COM
166764100
972
8000
SH
DFND
1
8000
0
0
Chicago Bridge & Iron Co NV
COM
167250109
2812
41500
SH
DFND
1
41500
0
0
Cia de Saneamento Basico do Es
SPONSORED ADR
20441A102
40368
4053000
SH
DFND
1
3622400
0
430600
Coca-Cola Co/The
COM
191216100
6648
175500
SH
DFND
1
175500
0
0
ConocoPhillips
COM
20825C104
521
7500
SH
DFND
1
7500
0
0
Consolidated-Tomoka Land Co
COM
210226106
7767
201803
SH
DFND
1
110345
0
91458
CorEnergy Infrastructure Trust
COM
21870U205
3150
450000
SH
DFND
1
450000
0
0
Crosstex Energy Inc
COM
22765Y104
4826
231000
SH
DFND
1
231000
0
0
Crosstex Energy LP
COM
22765U102
11124
559000
SH
DFND
1
559000
0
0
Crown Castle International Cor
COM
228227104
122993
1684146
SH
DFND
1
1488846
0
195300
CVR Refining LP
COMUNIT REP UT
12663P107
3901
156400
SH
DFND
1
156400
0
0
CYS Investments Inc
COM
12673A108
24771
3046900
SH
DFND
1
1789900
0
1257000
DDR Corp
COM
23317H102
5800
369170
SH
DFND
1
0
0
369170
DiamondRock Hospitality Co
COM
252784301
28248
2647396
SH
DFND
1
1695762
0
951634
DIANA SHIPPING INC
COM
Y2066G104
604
50000
SH
DFND
50000
0
0
Douglas Emmett Inc
COM
25960P109
69507
2961510
SH
DFND
1
1845910
0
1115600
DuPont Fabros Technology Inc
COM
26613Q106
58192
2258122
SH
DFND
1
1404274
0
853848
Emerge Energy Services LP
COM REP PARTN
29102H108
8442
274900
SH
DFND
1
274900
0
0
Emeritus Corp
COM
291005106
15282
824699
SH
DFND
1
573900
0
250799
Enbridge Energy Management LLC
SHS UNITS LLI
29250X103
12402
430922
SH
DFND
1
430922
0
0
ENBRIDGE INC
COM
29250N105
559
13400
SH
DFND
13400
0
0
Enbridge Inc
COM
29250N105
4733
113400
SH
DFND
1
113400
0
0
Energy Transfer Equity LP
COM UT LTD PTN
29273V100
45983
699041
SH
DFND
1
586341
0
112700
Energy Transfer Prtners LP
UNIT LTD PARTN
29273R109
6358
122100
SH
DFND
1
122100
0
0
Enterprise Prods Partners LP
COM
293792107
46546
762541
SH
DFND
1
596741
0
165800
EPR PPTYS
PFD C CNV 5.75%
26884U208
3899
183038
SH
DFND
1
183038
0
0
EPR PPTYS
CONV PFD 9% SR E
26884U307
6133
207898
SH
DFND
1
207898
0
0
EQT Midstream Partners LP
UNIT LTD PARTN
26885B100
25816
524401
SH
DFND
1
427901
0
96500
Equity Lifestyle Properties In
COM
29472R108
31288
915648
SH
DFND
1
585648
0
330000
Equity Residential
SH BEN INT
29476L107
179096
3343207
SH
DFND
1
2106507
0
1236700
Essex Property Trust Inc
COM
297178105
68959
466888
SH
DFND
1
292541
0
174347
EV Energy Partners LP
COM UNITS
26926V107
49480
1334050
SH
DFND
1
1235150
0
98900
Exterran Partners LP
COM UNITS
30225N105
9372
322300
SH
DFND
1
322300
0
0
Frontier Communications Corp
COM
35906A108
3966
951086
SH
DFND
1
951086
0
0
General Electric Co
COM
369604103
2391
100100
SH
DFND
1
100100
0
0
GENERAL GROWTH PPTYS INC NEW
COM
370023103
6899315
357662764
SH
DFND
2
357662764
0
0
General Mills Inc
COM
370334104
6215
129696
SH
DFND
1
129696
0
0
General Motors Co
COM
37045V100
23278
647164
SH
DFND
1
647164
0
0
General Motors Co
*W EXP 07/10/201
37045V118
1148
43447
SH
DFND
1
43447
0
0
General Motors Co
*W EXP 07/10/202
37045V126
808
43447
SH
DFND
1
43447
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
1116
60000
SH
DFND
60000
0
0
Government Properties Income T
COM SHS BEN INT
38376A103
878
36672
SH
DFND
1
21500
0
15172
Halliburton Co
COM
406216101
12495
259500
SH
DFND
1
259500
0
0
HCP Inc
COM
40414L109
28633
699233
SH
DFND
1
463933
0
235300
Highwoods Properties Inc
COM
431284108
103371
2927523
SH
DFND
1
1833115
0
1094408
Home Loan Servicing Solutions
ORD SHS
G6648D109
4732
215000
SH
DFND
1
215000
0
0
Hospitality Properties Trust
COM SH BEN INT
44106M102
7658
270600
SH
DFND
1
158600
0
112000
Host Hotels & Resorts Inc
COM
44107P104
77285
4373813
SH
DFND
1
2663413
0
1710400
Inergy LP
UNIT LTD PTNR
456615103
38778
2816157
SH
DFND
1
2491857
0
324300
Iron Mountain Inc
COM
462846106
111387
4122414
SH
DFND
1
2587845
0
1534569
iShares
CORE S&P500 ETF
464287200
2636
15607
SH
DFND
1
15607
0
0
iShares
MSCI EMG MKT ETF
464287234
6008
147425
SH
DFND
1
147425
0
0
iShares
S&P 500 GRWT ETF
464287309
1078
12059
SH
DFND
1
12059
0
0
iShares
S&P 500 VAL ETF
464287408
713
9103
SH
DFND
1
9103
0
0
iShares
MSCI EAFE ETF
464287465
8078
126620
SH
DFND
1
126620
0
0
iShares
RUS MID-CAP ETF
464287499
18123
130314
SH
DFND
1
130314
0
0
iShares
CORE S&P MCP ETF
464287507
3406
27433
SH
DFND
1
27433
0
0
iShares
RUS 1000 ETF
464287622
1750
18582
SH
DFND
1
18582
0
0
iShares
RUSSELL 2000 ETF
464287655
9562
89693
SH
DFND
1
89693
0
0
iShares
SP SMCP600VL ETF
464287879
1959
19167
SH
DFND
1
19167
0
0
iShares
SP SMCP600GR ETF
464287887
2080
19199
SH
DFND
1
19199
0
0
iShares
EAFE VALUE ETF
464288877
256
4699
SH
DFND
1
4699
0
0
iShares
EAFE GRWTH ETF
464288885
275
4037
SH
DFND
1
4037
0
0
ITC Holdings Corp
COM
465685105
5303
56500
SH
DFND
1
56500
0
0
Johnson & Johnson
COM
478160104
6645
76656
SH
DFND
1
76656
0
0
JPMorgan Chase & Co
COM
46625H100
38721
749100
SH
DFND
1
749100
0
0
JPMorgan Chase & Co
*W EXP 10/28/201
46634E114
1676
100000
SH
DFND
1
100000
0
0
JUST ENERGY GROUP INC
COM
48213W101
213
33368
SH
DFND
33368
0
0
KBR Inc
COM
48242W106
979
30000
SH
DFND
1
30000
0
0
Kellogg Co
COM
487836108
5764
98120
SH
DFND
1
98120
0
0
Kinder Morgan Inc/DE
COM
49456B101
2056
57800
SH
DFND
1
57800
0
0
Liberty Property Trust
SH BEN INT
531172104
72879
2047165
SH
DFND
1
1230496
0
816669
LOWES COS INC
COM
548661107
1976
41500
SH
DFND
41500
0
0
LRR Energy LP
COM
50214A104
3809
239100
SH
DFND
1
239100
0
0
Mack-Cali Realty Corp
COM
554489104
44231
2015981
SH
DFND
1
1184300
0
831681
Markwest Energy Partners LP
UNIT LTD PARTN
570759100
45804
634144
SH
DFND
1
544244
0
89900
Marlin Midstream Partners LP
COM UTLTD PTN IN
57118V100
1795
100000
SH
DFND
1
100000
0
0
McDonald's Corp
COM
580135101
8503
88375
SH
DFND
1
88375
0
0
Merck & Co Inc
COM
58933Y105
2104
44200
SH
DFND
1
44200
0
0
MGM Resorts International
COM
552953101
30846
1509096
SH
DFND
1
886500
0
622596
Microsoft Corp
COM
594918104
7489
224895
SH
DFND
1
224895
0
0
Mid-America Apartment Communit
COM
59522J103
80690
1291042
SH
DFND
1
817942
0
473100
Mondelez International Inc
CL A
609207105
6808
216750
SH
DFND
1
216750
0
0
MPLX LP
COM UNIT REP LTD
55336V100
30796
845102
SH
DFND
1
742702
0
102400
National Grid PLC
SPON ADR NEW
636274300
15046
254800
SH
DFND
1
254800
0
0
NextEra Energy Inc
COM
65339F101
737
9200
SH
DFND
1
9200
0
0
Niska Gas Storage Partners LLC
UNIT LTD LIABI
654678101
193
12500
SH
DFND
1
12500
0
0
NiSource Inc
COM
65473P105
59862
1937900
SH
DFND
1
1732000
0
205900
North American Energy Partners
COM
656844107
3846
705698
SH
DFND
1
705698
0
0
Northeast Utilities
COM
664397106
74300
1801216
SH
DFND
1
1624916
0
176300
NRG Yield Inc
COM CL A
62942X108
792
26136
SH
DFND
1
26136
0
0
NuStar Energy LP
UNIT COM
67058H102
5748
143300
SH
DFND
1
143300
0
0
NuStar GP Holdings LLC
UNIT RESTG LLC
67059L102
1779
79300
SH
DFND
1
79300
0
0
Ocwen Financial Corp
COM
675746309
2788
50000
SH
DFND
1
50000
0
0
OGE Energy Corp
COM
670837103
5825
161400
SH
DFND
1
161400
0
0
Oneok Inc
COM
682680103
102389
1920283
SH
DFND
1
1694983
0
225300
Orient-Express Hotels Ltd
CL A
G67743107
7889
607800
SH
DFND
1
356800
0
251000
PAA Natural Gas Storage LP
COM UNIT LTD
693139107
4059
174300
SH
DFND
1
174300
0
0
Patterson-UTI Energy Inc
COM
703481101
855
40000
SH
DFND
1
40000
0
0
Pembina Pipeline Corp
COM
706327103
23618
712888
SH
DFND
1
712888
0
0
Pennsylvania Real Estate Inves
SH BEN INT
709102107
30813
1647775
SH
DFND
1
1052575
0
595200
Philip Morris International In
COM
718172109
7818
90300
SH
DFND
1
90300
0
0
Phillips 66 Partners LP
COM UNIT REP INT
718549207
4106
133500
SH
DFND
1
104100
0
29400
Ply Gem Holdings Inc.
COM
72941W100
4443
317800
SH
DFND
1
172600
0
145200
Post Properties Inc
COM
737464107
936
20800
SH
DFND
1
20800
0
0
Procter & Gamble Co/The
COM
742718109
6141
81230
SH
DFND
1
81230
0
0
Public Storage
COM
74460D109
1927
12000
SH
DFND
1
12000
0
0
QEP Midstream Partners LP
COM UNIT RP LTD
74735R115
582
25700
SH
DFND
1
25700
0
0
QEP Resources Inc.
COM
74733V100
6388
230700
SH
DFND
1
230700
0
0
ROUSE PPTYS INC
COM
779287101
547029
26580603
SH
DFND
2
26580603
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
1027
16000
SH
DFND
16000
0
0
Royal Dutch Shell PLC
SPON ADR B
780259107
9016
130900
SH
DFND
1
130900
0
0
SBA Communications Corp
COM
78388J106
92822
1153643
SH
DFND
1
1037043
0
116600
Select Income REIT
COM SH BEN INT
81618T100
7735
299800
SH
DFND
1
175700
0
124100
SemGroup Corp
CL A
81663A105
63862
1120000
SH
DFND
1
989400
0
130600
Sempra Energy
COM
816851109
122596
1432193
SH
DFND
1
1290093
0
142100
Senior Housing Properties Trus
SH BEN INT
81721M109
7562
324000
SH
DFND
1
189800
0
134200
Simon Property Group Inc
COM
828806109
175303
1182640
SH
DFND
1
771394
0
411246
SL Green Realty Corp
COM
78440X101
116293
1309014
SH
DFND
1
808663
0
500351
SPDR S&P 500 ETF Trust
TR UNIT
78462F103
23965
142641
SH
DFND
1
142641
0
0
SPDR S&P MidCap 400 ETF Tr
UTSERI S&PDCRP
78467Y107
3540
15640
SH
DFND
1
15640
0
0
Spectra Energy Corp
COM
847560109
165536
4835985
SH
DFND
1
4353085
0
482900
Starwood Hotels & Resorts Worl
COM
85590A401
15444
232413
SH
DFND
1
163213
0
69200
Strategic Hotels & Resorts Inc
COM
86272T106
18642
2147646
SH
DFND
1
1260700
0
886946
Sun Life Financial Inc
COM
866796105
6102
191100
SH
DFND
1
191100
0
0
Superior Energy Services Inc
COM
868157108
3185
127200
SH
DFND
1
127200
0
0
Targa Resources Corp
COM
87612G101
46942
643400
SH
DFND
1
586000
0
57400
Teekay Corp
COM
Y8564W103
72094
1686398
SH
DFND
1
1506498
0
179900
The Williams Companies, Inc.
COM
969457100
124457
3422900
SH
DFND
1
3101100
0
321800
TORONTO DOMINION BK ONT
COM NEW
891160509
477
5300
SH
DFND
5300
0
0
TRANSCANADA CORP
COM
89353D107
176
4000
SH
DFND
4000
0
0
TransCanada Corp
COM
89353D107
4752
108150
SH
DFND
1
108150
0
0
Tri Pointe Homes LLC
COM
87265H109
5039
343285
SH
DFND
1
178800
0
164485
TRW Automotive Holdings Corp
COM
87264S106
11873
166500
SH
DFND
1
166500
0
0
Union Pacific Corp
COM
907818108
104761
674400
SH
DFND
1
605800
0
68600
Ventas Inc
COM
92276F100
96222
1564579
SH
DFND
1
953979
0
610600
Verizon Communications Inc
COM
92343V104
350
7500
SH
DFND
1
7500
0
0
Weyerhaeuser Co
COM
962166104
32913
1149588
SH
DFND
1
676188
0
473400
Williams Partners LP
COM UNIT L P
96950F104
1978
37400
SH
DFND
1
37400
0
0
Windstream Holdings Inc
COM
97382A101
439
54900
SH
DFND
1
54900
0
0
Zillow Inc
CL A
98954A107
1189
14100
SH
DFND
1
14100
0
0