0000950123-13-006988.txt : 20130815
0000950123-13-006988.hdr.sgml : 20130815
20130814215051
ACCESSION NUMBER: 0000950123-13-006988
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130815
DATE AS OF CHANGE: 20130814
EFFECTIVENESS DATE: 20130815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC.
CENTRAL INDEX KEY: 0001001085
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14349
FILM NUMBER: 131040280
BUSINESS ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: A6 M5J2T3
BUSINESS PHONE: 416-363-9491
MAIL ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: A6 M5J2T3
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN CORP/
DATE OF NAME CHANGE: 20010321
FORMER COMPANY:
FORMER CONFORMED NAME: EDPERBRASCAN CORP
DATE OF NAME CHANGE: 19970904
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN LTD
DATE OF NAME CHANGE: 19950919
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001001085
XXXXXXXX
06-30-2013
06-30-2013
BROOKFIELD ASSET MANAGEMENT INC.
BROOKFIELD PLACE, 181 BAY ST, STE 300
PO BOX 762
TORONTO
A6
A6 M5J2T3
13F HOLDINGS REPORT
028-14349
Y
Due to character restrictions in Column 8, two values have been entered under SHARED as 99999999. Please refer to the number under Column 5 for the correct value.
A.J. Silber
Vice President, Legal Affairs
416-417-7272
/s/ A.J. Silber
Toronto
CA
08-14-2013
2
191
16307251
false
1
028-13826
Brookfield Investment Management Inc.
2
028-14362
Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
ACCESS MIDSTREAM PARTNERS LP
UNIT
00434L109
34517
723630
SH
DFND
1
557730
0
165900
ALTRIA GROUP INC
COM
02209S103
318
9100
SH
DFND
1
9100
0
0
AMERICAN REALTY CAPITAL PPTYS INC
COM
02917T104
12651
829000
SH
DFND
1
451800
0
377200
AMERICAN TOWER CORP
COM
03027X100
128569
1757120
SH
DFND
1
1545520
0
211600
AMERICAN WTR WKS CO INC NEW
COM
030420103
37152
901100
SH
DFND
1
787800
0
113300
AMERISOURCEBERGEN CORP
COM
03073E105
1069
19150
SH
DFND
1
19150
0
0
AMTRUST FINANCIAL SERVICES I
COM
032359309
885
24800
SH
DFND
1
24800
0
0
ASSOCIATED ESTATES RLTY CORP
COM
045604105
9648
600000
SH
DFND
1
316800
0
283200
AT&T INC
COM
00206R102
2960
82940
SH
DFND
1
82940
0
0
ATLAS PIPELINE PARTNERS LP
UNIT L P INT
049392103
10800
282800
SH
DFND
1
216800
0
66000
AV HOMES INC
COM
00234P102
9405
530440
SH
DFND
1
274020
0
256420
AVALONBAY COMMUNITIES INC
COM
053484101
59617
441900
SH
DFND
1
280600
0
161300
B & G FOODS INC NEW
COM
05508R106
681
20000
SH
DFND
1
20000
0
0
BANK MONTREAL QUE
COM
063671101
319
5500
SH
DFND
0
5500
0
0
BANK N S HALIFAX
COM
064149107
348
6500
SH
DFND
0
6500
0
0
BANK OF AMERICA CORPORATION
COM
060505104
78055
5642680
SH
DFND
1
5642680
0
0
BANK OF AMERICA CORPORATION
*W EXP 10/26/201
060505153
346
450000
SH
DFND
1
450000
0
0
BASIC ENERGY SVCS INC NEW
COM
06985P100
3022
249940
SH
DFND
1
249940
0
0
BEAZER HOMES USA INC
COM NEW
07556Q881
29583
1688530
SH
DFND
1
984100
0
704430
BRANDYWINE REALTY TRUST
SH BEN INT NEW
105368203
24749
1830550
SH
DFND
1
1345880
0
484670
BRE PROPERTIES INC
CL A
05564E106
49175
983100
SH
DFND
1
664400
0
318700
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
1144
21880
SH
DFND
1
21880
0
0
BROOKDALE SENIOR LIVING INC
COM
112463104
81763
3092400
SH
DFND
1
1936170
0
1156230
BROOKDALE SR LIVING INC
COM
112463104
1639
62000
SH
DFND
0
0
0
62000
BROOKFIELD CDA OFFICE PPTYS
TR UNIT
112823109
264209
10564120
SH
DFND
2
0
10564120
0
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
1787
48930
SH
DFND
0
0
48930
0
BROOKFIELD OFFICE PPTYS INC
COM
112900105
4159368
249362560
SH
DFND
2
0
99999999
0
BROOKFIELD PPTY PARTNERS L P
UNIT LTD PARTN
G16249107
917545
45199270
SH
DFND
0
0
45199270
0
BROOKFIELD RENEWABLE ENRGY P
PARTNERSHIP UNIT
G16258108
1116753
40026990
SH
DFND
0
0
40026990
0
BROOKFIELD RESIDENTIAL PPTYS
COM
11283W104
1797738
81493110
SH
DFND
0
0
81493110
0
CAMDEN PROPERTY TRUST
SH BEN INT
133131102
13330
192800
SH
DFND
1
105400
0
87400
CANADIAN NAT RES LTD
COM
136385101
170
6000
SH
DFND
0
6000
0
0
CARTER INC
COM
146229109
570
7700
SH
DFND
1
7700
0
0
CDN IMPERIAL BK OF COMMERCE
COM
136069101
284
4000
SH
DFND
0
4000
0
0
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
1569
37330
SH
DFND
1
37330
0
0
CENTERPOINT ENERGY INC
COM
15189T107
4696
199900
SH
DFND
1
199900
0
0
CENTURYLINK INC
COM
156700106
1711
47760
SH
DFND
1
47760
0
0
CHAMBERS STREET PPTYS
COM
157842105
1814
181410
SH
DFND
1
95700
0
85710
CHEVRON CORP NEW
COM
166764100
947
8000
SH
DFND
1
8000
0
0
CHICAGO BRIDGE & IRON CO N V
NY REGISTRY SH
167250109
2476
41500
SH
DFND
1
41500
0
0
CITIGROUP INC
COM NEW
172967424
61999
1292450
SH
DFND
0
0
1292450
0
COCA COLA CO
COM
191216100
7039
175500
SH
DFND
1
175500
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
276
4400
SH
DFND
1
4400
0
0
CONSOLIDATED-TOMOKA LD CO
COM
210226106
9539
249970
SH
DFND
1
140380
0
109600
COOPER COS INC
COM NEW
216648402
845
7100
SH
DFND
1
7100
0
0
CORENERGY INFRASTRUCTURE TRUST
COM
21870U205
3132
450000
SH
DFND
1
450000
0
0
CROWN CASTLE INTERNATIONAL COR
COM
228227104
100901
1393850
SH
DFND
1
1238950
0
154900
DDR CORP
COM
23317H102
6147
369170
SH
DFND
1
0
0
369170
DIAGEO P L C
SPON ADR NEW
25243Q205
569
4950
SH
DFND
1
4950
0
0
DIAMONDROCK HOSPITALITY CO
COM
252784301
30635
3286970
SH
DFND
1
2254320
0
1032640
DIANA SHIPPING INC
COM
Y2066G104
502
50000
SH
DFND
0
0
0
50000
DIGITAL REALTY TRUST INC
COM
253868103
35745
585980
SH
DFND
1
373800
0
212180
DISCOVERY COMMUNICATIONS NEW
COM SER C
25470F302
1095
15700
SH
DFND
1
15700
0
0
DOUGLAS EMMETT INC
COM
25960P109
47784
1915180
SH
DFND
1
1234580
0
680600
DUNKIN BRANDS GROUP INC
COM
265504100
664
15500
SH
DFND
1
15500
0
0
DUPONT FABROS TECHNOLOGY INC
COM
26613Q106
48956
2027150
SH
DFND
1
1288100
0
739050
EMERGE ENERGY SERVICES LP
COM REP PARTN
29102H108
3020
144200
SH
DFND
1
144200
0
0
EMERITUS CORP
COM
291005106
12812
552700
SH
DFND
1
301900
0
250800
ENBRIDGE ENERGY MANAGEMENT LLC
SHS UNITS LLI
29250X103
5563
183730
SH
DFND
1
183730
0
0
ENBRIDGE INC
COM
29250N105
467
11100
SH
DFND
0
11100
0
0
ENERGY TRANSFER EQUITY LP
COM UT LTD PARTN
29273V100
34465
576140
SH
DFND
1
455740
0
120400
ENERGY TRANSFER PRTNERS LP
UNIT LTD PARTN
29273R109
6171
122100
SH
DFND
1
122100
0
0
ENTERPRISE PRODS PARTNERS LP
COM
293792107
38741
623340
SH
DFND
1
480040
0
143300
EPR PPTYS
PFD C CNV 5.75%
26884U208
7663
333900
SH
DFND
1
333900
0
0
EPR PPTYS
CONV PFD 9% SR E
26884U307
6653
207900
SH
DFND
1
207900
0
0
EQT MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
18793
384700
SH
DFND
1
313700
0
71000
EQUITY LIFESTYLE PPTYS IN
COM
29472R108
25059
318860
SH
DFND
1
216460
0
102400
EQUITY RESIDENTIAL
SH BEN INT
29476L107
168775
2906900
SH
DFND
1
1840300
0
1066600
ESSEX PPTY TR INC
COM
297178105
40938
257600
SH
DFND
1
177400
0
80200
EV ENERGY PARTNERS LP
COM UNITS
26926V107
9012
241150
SH
DFND
1
200350
0
40800
EXTERRAN PARTNERS LP
COM UNITS
30225N105
9730
322300
SH
DFND
1
322300
0
0
FAMILY DLR STRORES INC
COM
307000109
667
10700
SH
DFND
1
10700
0
0
FISERV INC
COM
337738108
953
10900
SH
DFND
1
10900
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
4035
984590
SH
DFND
1
984590
0
0
GENERAL ELECTRIC CO
COM
369604103
2321
100100
SH
DFND
1
100100
0
0
GENERAL GROWTH PPTYS INC NEW
COM
370023103
4047869
203717630
SH
DFND
2
0
99999999
0
GENERAL MLS INC
COM
370334104
6294
129700
SH
DFND
1
129700
0
0
GENERAL MTRS CO
COM
37045V100
21557
647160
SH
DFND
1
647160
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
1043
43450
SH
DFND
1
43450
0
0
GENERAL MTRS CO
*W EXP 07/10/202
37045V126
710
43450
SH
DFND
1
43450
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
981
60000
SH
DFND
0
0
0
60000
GRAINGER W W INC
COM
384802104
915
3630
SH
DFND
1
3630
0
0
HALLIBURTON CO
COM
406216101
10826
259500
SH
DFND
0
0
259500
0
HCP INC
COM
40414L109
827
18200
SH
DFND
1
18200
0
0
HIGHWOODS PPTYS INC
COM
431284108
52820
1483300
SH
DFND
1
973400
0
509900
HOME LN SERVICING SOLUTIONS
ORD SHS
G6648D109
5154
215000
SH
DFND
1
215000
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
59276
3513700
SH
DFND
1
2070000
0
1443700
HUNTSMAN CORP
COM
447011107
3646
135480
SH
DFND
1
135480
0
0
INERGY LP
UNIT LTD PTNR
456615103
21593
1347860
SH
DFND
1
1076360
0
271500
IRON MTN INC
COM
462846106
107392
4035190
SH
DFND
1
2545720
0
1489470
ISHARES TR
CORE S&P500 ETF
464287200
2511
15610
SH
DFND
1
15610
0
0
ISHARES TR
MSCI EMERG ETF
464287234
6605
171550
SH
DFND
1
171550
0
0
ISHARES TR
S&P500 GRW
464287309
1013
12060
SH
DFND
1
12060
0
0
ISHARES TR
S&P 500 VALUE
464287408
690
9100
SH
DFND
1
9100
0
0
ISHARES TR
MSCI EAFE INDEX
464287465
7828
136620
SH
DFND
1
136620
0
0
ISHARES TR
RUSSELL MIDCAP
464287499
19875
153010
SH
DFND
1
153010
0
0
ISHARES TR
CORE S&P MCO ETF
464287507
3169
27430
SH
DFND
1
27430
0
0
ISHARES TR
RUSSELL 1000
464287622
1671
18580
SH
DFND
1
18580
0
0
ISHARES TR
RUSSELL 2000
464287655
10320
106390
SH
DFND
1
106390
0
0
ISHARES TR
S&P SMLCP VALU
464287879
1791
19170
SH
DFND
1
19170
0
0
ISHARES TR
S&P SMLCP GROW
464287887
1859
19200
SH
DFND
1
19200
0
0
ISHARES TR
MSCI VAL IDX
464288877
227
4700
SH
DFND
1
4700
0
0
ISHARES TR
MSCI GRW IDX
464288885
249
4040
SH
DFND
1
4040
0
0
ISHARES TR
HGH DIV EQT FD
46429B663
299
4510
SH
DFND
1
4510
0
0
ISTAR FINANCIAL INC
COM
45031U101
5185
459230
SH
DFND
1
251200
0
208030
JOHNSON & JOHNSON
COM
478160104
6582
76660
SH
DFND
1
76660
0
0
JPMORGAN & CO
COM
46625H100
38563
730500
SH
DFND
1
730500
0
0
JPMORGAN & CO
*W EXP 10/28/201
46634E114
1560
100000
SH
DFND
1
100000
0
0
JUST ENERGY GROUP INC
COM
48213W101
199
33370
SH
DFND
0
33370
0
0
KBR INC
COM
48242W106
975
30000
SH
DFND
1
30000
0
0
KELLOGG CO
COM
487836108
6302
98120
SH
DFND
1
98120
0
0
KINDER MORGAN INC DEL
COM
49456B101
2205
57800
SH
DFND
1
57800
0
0
KINDER MORGAN MANAGEMENT LLC
SHS
49455U100
11248
134560
SH
DFND
1
134560
0
0
LIBERTY INTERACTIVE CORP
INT COM SER A
53071M104
527
22900
SH
DFND
1
22900
0
0
LIBERTY PROPERTY TRUST
SH BEN INT
531172104
62110
1680470
SH
DFND
1
998400
0
682070
LOCKHEED MARTIN CORP
COM
539830109
1020
9400
SH
DFND
1
9400
0
0
LOWES COS INC
COM
548661107
1690
41500
SH
DFND
0
0
0
41500
MARKWEST ENERGY PARTNERS LP
UNIT LTD PARTN
570759100
27291
408240
SH
DFND
1
312340
0
95900
MASTERCARD INC
CL A
57636Q104
715
1250
SH
DFND
1
1250
0
0
MCDONALDS CORP
COM
580135101
8749
88380
SH
DFND
1
88380
0
0
MERCK & CO INC NEW
COM
58933Y105
2053
44200
SH
DFND
1
44200
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
18351
1241600
SH
DFND
1
662500
0
579100
MICROSOFT CORP
COM
594918104
8830
255700
SH
DFND
1
255700
0
0
MID-AMERICA APT CMNTYS INC
COM
59522J103
12754
188200
SH
DFND
1
102900
0
85300
MONDELEZ INTL INC
CL A
609207105
6184
216750
SH
DFND
1
216750
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
1022
17700
SH
DFND
1
17700
0
0
MPLX LP
COM UNT REP LTD
55336V100
16879
458550
SH
DFND
1
374750
0
83800
NATIONAL GRID PLC
SPON ADR NEW
636274300
8784
155000
SH
DFND
1
155000
0
0
NEWS CORP
CL A
65248E104
302
19800
SH
DFND
1
19800
0
0
NIKE INC
CL B
654106103
255
4000
SH
DFND
1
4000
0
0
NISOURCE INC
COM
65473P105
55052
1922200
SH
DFND
1
1703100
0
219100
NORTH AMERIN ENERGY PARTNERS
COM
656844107
2985
705700
SH
DFND
1
705700
0
0
NORTHEAST UTILS
COM
664397106
64707
1539920
SH
DFND
1
1395320
0
144600
NUSTAR ENERGY LP
UNIT COM
67058H102
6542
143300
SH
DFND
1
143300
0
0
NUSTAR GP HOLDINGS LLC
UNIT RESTG LLC
67059L102
2178
81500
SH
DFND
1
81500
0
0
OCWEN FINL CORP
COM NEW
675746309
2061
50000
SH
DFND
1
50000
0
0
ONEOK INC
COM
682680103
65583
1587580
SH
DFND
1
1369480
0
218100
ORACLE CORP
COM
68389X105
356
11600
SH
DFND
1
11600
0
0
PAA NAT GAS STORAGE LP
COM UNIT LTD
693139107
3667
174300
SH
DFND
1
174300
0
0
PARKWAY PPTYS INC
COM
70159Q104
6111
364600
SH
DFND
1
198700
0
165900
PATTERSON UTI ENERGY INC
COM
703481101
774
40000
SH
DFND
1
40000
0
0
PEMBINA PIPELINE CORP
COM
706327103
45908
1500030
SH
DFND
1
1350230
0
149800
PENNSYLVANIA RL ESTATE INVT
SH BEN INT
709102107
25482
1349700
SH
DFND
1
797500
0
552200
PEPSICO INC
COM
713448108
573
7000
SH
DFND
1
7000
0
0
PHILIP MORRIS INTL INC
COM
718172109
7822
90300
SH
DFND
1
90300
0
0
PRAXAIR INC
COM
74005P104
386
3350
SH
DFND
1
3350
0
0
PROCTER & GAMBLE CO
COM
742718109
6254
81230
SH
DFND
1
81230
0
0
PS BUSINESS PKS INC CALIF
COM
69360J107
24631
341290
SH
DFND
1
229990
0
111300
PUBLIC STORAGE
COM
74460D109
94245
614650
SH
DFND
1
329380
0
285270
QEP RESOURCES INC.
COM
74733V100
942
33900
SH
DFND
1
33900
0
0
RAYONIER INC
COM
754907103
26894
485530
SH
DFND
1
307030
0
178500
ROUSE PPTYS INC
COM
779287101
358369
18265480
SH
DFND
2
0
18265480
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
924
16000
SH
DFND
0
16000
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
8804
130900
SH
DFND
1
130900
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
1144
36800
SH
DFND
1
36800
0
0
SBA COMMUNICATIONS CORP
COM
78388J106
69972
944040
SH
DFND
1
847740
0
96300
SEMGROUP CORP
CL A
81663A105
50241
932800
SH
DFND
1
816900
0
115900
SEMPRA ENERGY
COM
816851109
100147
1224890
SH
DFND
1
1080190
0
144700
SIMON PPTY GROUP INC
COM
828806109
138030
874050
SH
DFND
1
595200
0
278850
SL GREEN REALTY CORP
COM
78440X101
104642
1186550
SH
DFND
1
745300
0
441250
SOUTHERN CO
COM
842587107
2407
54550
SH
DFND
1
54550
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
25858
161190
SH
DFND
1
161190
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
5394
33340
SH
DFND
1
33340
0
0
SPECTRA ENERGY CORP
COM
847560109
134583
3905490
SH
DFND
1
3446790
0
458700
STANDARD PACIFIC CORP
COM
85375C101
11048
1326300
SH
DFND
1
719400
0
606900
STARWOOD HOTELS & RESORTS WORL
COM
85590A401
41143
651100
SH
DFND
1
417500
0
233600
STRATEGIC HOTELS & RESORTS INC
COM
86272T106
12741
1438050
SH
DFND
1
785500
0
652550
SUMMIT MIDSTREAM PARTNERS LP
COM UNIT LTD
866142102
2312
67700
SH
DFND
1
67700
0
0
SUN LIFE FINL INC
COM
866796105
5953
191100
SH
DFND
1
191100
0
0
SUPERIOR ENERGY SVCS INC
COM
868157108
3300
127200
SH
DFND
1
127200
0
0
TARGA RESOURCES CORP
COM
87612G101
30795
478700
SH
DFND
1
421200
0
57500
TECK RESOURCES LTD
CL B
878742204
1167
54600
SH
DFND
1
54600
0
0
TEEKAY CORP
COM
Y8564W103
40736
1002610
SH
DFND
1
884310
0
118300
TESORO LOGISTICS LP
COM UNIT LP
88160T107
5363
88700
SH
DFND
1
67300
0
21400
THE WILLIAMS COMPANIES, INC.
COM
969457100
102284
3150100
SH
DFND
1
2775400
0
374700
TORONTO DOMINION BK ONT
COM NEW
891160509
426
5300
SH
DFND
0
5300
0
0
TRANSCANADA CORP
COM
89353D107
137498
3194080
SH
DFND
1
2828080
0
366000
TRANSCANADA CORP
COM
89353D107
86
2000
SH
DFND
0
2000
0
0
TRI POINTE HOMES LLC
COM
87265H109
10068
607220
SH
DFND
1
317900
0
289320
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
11062
166500
SH
DFND
1
166500
0
0
UDR INC
COM
902653104
31447
1233700
SH
DFND
1
816500
0
417200
UNION PACIFIC CORP
COM
907818108
72234
468200
SH
DFND
1
410700
0
57500
VENTAS INC
COM
92276F100
37224
535900
SH
DFND
1
362400
0
173500
VERIZON COMMUNICATIONS INC
COM
92343V104
378
7500
SH
DFND
1
7500
0
0
WAL-MART STORES INC
COM
931142103
223
3000
SH
DFND
1
3000
0
0
WEYERHAEUSER CO
COM
962166104
31048
1089800
SH
DFND
1
608400
0
481400
WILLIAMS PARTNERS LP
COM UNIT L P
96950F104
1930
37400
SH
DFND
1
37400
0
0
WINDSTREAM CORP
COM
97381W104
423
54900
SH
DFND
1
54900
0
0
WYNN RESORTS LTD
COM
983134107
6488
50700
SH
DFND
1
50700
0
0
YUM BRANDS INC
COM
988498101
1019
14700
SH
DFND
1
14700
0
0
ZILLOW INC
CL A
98954A107
794
14100
SH
DFND
1
14100
0
0