0001001039-18-000253.txt : 20181226 0001001039-18-000253.hdr.sgml : 20181226 20181226104058 ACCESSION NUMBER: 0001001039-18-000253 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181219 FILED AS OF DATE: 20181226 DATE AS OF CHANGE: 20181226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCarthy Christine M CENTRAL INDEX KEY: 0001332169 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11605 FILM NUMBER: 181251727 MAIL ADDRESS: STREET 1: 500 SOUTH BUENA VISTA STREET CITY: BURBANK STATE: CA ZIP: 91521-0964 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WALT DISNEY CO/ CENTRAL INDEX KEY: 0001001039 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 954545390 STATE OF INCORPORATION: DE FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: 500 SOUTH BUENA VISTA ST CITY: BURBANK STATE: CA ZIP: 91521 BUSINESS PHONE: 8185601000 MAIL ADDRESS: STREET 1: 500 SOUTH BUENA VISTA ST CITY: BURBANK STATE: CA ZIP: 91521 FORMER COMPANY: FORMER CONFORMED NAME: DC HOLDCO INC DATE OF NAME CHANGE: 19950918 4 1 wf-form4_154583884192673.xml FORM 4 X0306 4 2018-12-19 0 0001001039 WALT DISNEY CO/ DIS 0001332169 McCarthy Christine M 500 SOUTH BUENA VISTA STREET BURBANK CA 91521 0 1 0 0 SEVP-Chief Financial Officer Disney Common Stock 2018-12-19 4 M 0 3047.8433 110.538 A 137293.4333 D Disney Common Stock 2018-12-19 4 F 0 1512.8433 110.538 D 135780.59 D Disney Common Stock 3916.621 I By 401(k) Restricted Stock Unit 2018-12-19 4 M 0 3047.8433 0 D 2018-12-19 Disney Common Stock 3047.8433 0 D Stock Option (Right to Buy) 110.5381 2018-12-19 4 A 0 76621 0 A 2028-12-19 Disney Common Stock 76621.0 76621 D Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan, previously reported on a Form 4 dated November 29, 2018. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof. The1,512.8433 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares. Shares held in The Walt Disney Stock Fund as of December 20, 2018. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions. Converts at 1-for-1. Options were granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The options vest in four equal installments on each December 19 of 2019 through 2022. In connection with this stock option award, the reporting person also was awarded restricted stock units whose vesting is subject to performance vesting criteria. The number of stock units vesting depends on the extent to which the performance criteria are satisfied, and ranges from zero to 36,009.50. Roger J. Patterson (POA on file) 2018-12-26