0001001039-16-000544.txt : 20161220 0001001039-16-000544.hdr.sgml : 20161220 20161220203245 ACCESSION NUMBER: 0001001039-16-000544 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161217 FILED AS OF DATE: 20161220 DATE AS OF CHANGE: 20161220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WALT DISNEY CO/ CENTRAL INDEX KEY: 0001001039 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 954545390 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 500 SOUTH BUENA VISTA ST CITY: BURBANK STATE: CA ZIP: 91521 BUSINESS PHONE: 8185601000 MAIL ADDRESS: STREET 1: 500 SOUTH BUENA VISTA ST CITY: BURBANK STATE: CA ZIP: 91521 FORMER COMPANY: FORMER CONFORMED NAME: DC HOLDCO INC DATE OF NAME CHANGE: 19950918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRAVERMAN ALAN N CENTRAL INDEX KEY: 0001270528 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11605 FILM NUMBER: 162062601 MAIL ADDRESS: STREET 1: 500 SOUTH BUENA VISTA ST CITY: BURBANK STATE: CA ZIP: 91521-1030 4 1 wf-form4_148228395205345.xml FORM 4 X0306 4 2016-12-17 0 0001001039 WALT DISNEY CO/ DIS 0001270528 BRAVERMAN ALAN N 500 SOUTH BUENA VISTA STREET BURBANK CA 91521 0 1 0 0 Sr EVP, General Counsel & Secy Disney Common Stock 2016-12-17 4 M 0 2088.2348 104.23 A 137702.1948 D Disney Common Stock 2016-12-17 4 F 0 1090.2348 104.23 D 136611.96 D Disney Common Stock 2016-12-18 4 M 0 2494.8709 104.23 A 139106.8309 D Disney Common Stock 2016-12-18 4 F 0 1302.8709 104.23 D 137803.96 D Disney Common Stock 2016-12-19 4 M 0 3225.1039 105.66 A 141029.0639 D Disney Common Stock 2016-12-19 4 F 0 1683.1039 105.66 D 139345.96 D Disney Common Stock 2016-12-19 4 M 0 18764.6206 105.66 A 158110.5806 D Disney Common Stock 2016-12-19 4 F 0 9792.6206 105.66 D 148317.96 D Disney Common Stock 2016-12-20 4 S 0 998 105.13 D 147319.96 D Disney Common Stock 11181.485 I By 401(k) Restricted Stock Unit 2016-12-17 4 M 0 2088.2348 0 D 2016-12-17 Disney Common Stock 2088.2348 0 D Restricted Stock Unit 2016-12-18 4 M 0 2494.8709 0 D 2016-12-18 Disney Common Stock 2494.8709 0 D Restricted Stock Unit 2016-12-19 4 M 0 3225.1039 0 D 2016-12-19 Disney Common Stock 3225.1039 0 D Restricted Stock Unit 2016-12-19 4 M 0 18764.6206 0 D 2016-12-19 Disney Common Stock 18764.6206 0 D Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan, previously reported on a Form 4 dated December 1, 2016. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof. The 1,090.2348 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares. The 1,302.8709 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares. The 1,683.1039 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares. The 9,792.6206 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Shares held in The Walt Disney Stock Fund as of December 16, 2016. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions. Converts at 1-for-1. Roger J. Patterson (POA on file) 2016-12-20