Managing Director

0001140361-15-041814.txt : 20151116 0001140361-15-041814.hdr.sgml : 20151116 20151116164214 ACCESSION NUMBER: 0001140361-15-041814 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151116 DATE AS OF CHANGE: 20151116 EFFECTIVENESS DATE: 20151116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDLER CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001000742 IRS NUMBER: 112792496 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06285 FILM NUMBER: 151235740 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127548100 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE STREET 2: 15TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001000742 XXXXXXXX 09-30-2015 09-30-2015 SANDLER CAPITAL MANAGEMENT

711 FIFTH AVENUE 15TH FL NEW YORK NY 10022

13F HOLDINGS REPORT 028-06285 N Andrew Sandler Managing Director 212-754-8100 /s/ Andrew Sandler New York NY 11-13-2015 0 128 860886 false INFORMATION TABLE 2 form13fInfoTable.xml ABBOTT LABS COM 002824100 6737 167500 SH SOLE 0 167500 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 4483 130600 SH Call SOLE 0 130600 0 0 AIR PRODS & CHEMS INC COM 009158106 3687 28900 SH SOLE 0 28900 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 6008 87000 SH Call SOLE 0 87000 0 0 ALLERGAN PLC PFD CONV SER A G0177J116 1604 1700 SH SOLE 0 1700 0 0 AMERICAN TOWER CORP NEW PFD CONV SER A 03027X308 989 10000 SH SOLE 0 10000 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 5778 104904 SH SOLE 0 104904 0 0 AMERISOURCEBERGEN CORP COM 03073E105 4526 47643 SH SOLE 0 47643 0 0 AMN HEALTHCARE SERVICES INC COM 001744101 1827 60883 SH SOLE 0 60883 0 0 AMSURG CORP COM 03232P405 4347 55942 SH SOLE 0 55942 0 0 AMSURG CORP PFD CNV SR A-1 % 03232P504 882 6000 SH SOLE 0 6000 0 0 ANALOG DEVICES INC COM 032654105 3667 65000 SH SOLE 0 65000 0 0 ARRIS GROUP INC NEW COM 04270V106 7853 302400 SH Call SOLE 0 302400 0 0 ASBURY AUTOMOTIVE GROUP INC COM 043436104 1719 21181 SH SOLE 0 21181 0 0 B/E AEROSPACE INC COM 073302101 4890 111400 SH Call SOLE 0 111400 0 0 BANK AMER CORP COM 060505104 1056 67760 SH SOLE 0 67760 0 0 BARD C R INC COM 067383109 5310 28500 SH SOLE 0 28500 0 0 BIOMARIN PHARMACEUTICAL INC NOTE 0.750%10/1 09061GAE1 1292 1000000 PRN SOLE 0 1000000 0 0 BROADCOM CORP CL A 111320107 11429 222226 SH SOLE 0 222226 0 0 BROOKDALE SR LIVING INC COM 112463104 1546 67323 SH SOLE 0 67323 0 0 BUNGE LIMITED COM G16962105 13297 181400 SH Put SOLE 0 181400 0 0 CHARLES RIV LABS INTL INC COM 159864107 1093 17200 SH SOLE 0 17200 0 0 CHERRY HILL MTG INVT CORP COM 164651101 444 29125 SH SOLE 0 29125 0 0 CISCO SYS INC COM 17275R102 6303 240100 SH SOLE 0 240100 0 0 CITIGROUP INC COM NEW 172967424 12403 250000 SH Put SOLE 0 250000 0 0 CLOROX CO DEL COM 189054109 8653 74900 SH SOLE 0 74900 0 0 CLOVIS ONCOLOGY INC NOTE 2.500% 9/1 189464AB6 1002 600000 PRN SOLE 0 600000 0 0 COMCAST CORP NEW CL A SPL 20030N200 1212 21180 SH SOLE 0 21180 0 0 CORELOGIC INC COM 21871D103 3884 104321 SH SOLE 0 104321 0 0 COTY INC COM CL A 222070203 7241 267600 SH Put SOLE 0 267600 0 0 CROWN CASTLE INTL CORP NEW CNV PFD STK SR A 22822V200 917 9000 SH SOLE 0 9000 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 7836 99350 SH SOLE 0 99350 0 0 CYRUSONE INC COM 23283R100 817 25000 SH SOLE 0 25000 0 0 DEMANDWARE INC COM 24802Y105 3677 71155 SH SOLE 0 71155 0 0 DENBURY RES INC COM NEW 247916208 876 358900 SH Put SOLE 0 358900 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 2928 37035 SH SOLE 0 37035 0 0 EBAY INC COM 278642103 6914 282900 SH SOLE 0 282900 0 0 ELECTRONIC ARTS INC COM 285512109 4058 59900 SH SOLE 0 59900 0 0 ELECTRONIC ARTS INC NOTE 0.750% 7/1 285512AA7 1645 775000 PRN SOLE 0 775000 0 0 EMCOR GROUP INC COM 29084Q100 5660 127908 SH SOLE 0 127908 0 0 ENOVA INTL INC COM 29357K103 5380 526400 SH Put SOLE 0 526400 0 0 EQUIFAX INC COM 294429105 12091 124417 SH SOLE 0 124417 0 0 EQUINIX INC COM PAR $0.001 29444U700 303 1110 SH SOLE 0 1110 0 0 ETHAN ALLEN INTERIORS INC COM 297602104 8013 303400 SH Put SOLE 0 303400 0 0 ETSY INC COM 29786A106 2768 202200 SH Put SOLE 0 202200 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 28336 350000 SH Call SOLE 0 350000 0 0 FACEBOOK INC CL A 30303M102 37753 419944 SH SOLE 0 419944 0 0 FAIR ISAAC CORP COM 303250104 6591 78000 SH SOLE 0 78000 0 0 FIRST AMERN FINL CORP COM 31847R102 5747 147100 SH SOLE 0 147100 0 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 3233 68100 SH SOLE 0 68100 0 0 FOSSIL GROUP INC COM 34988V106 5649 101100 SH Put SOLE 0 101100 0 0 FRANKLIN RES INC COM 354613101 11305 303400 SH Put SOLE 0 303400 0 0 FRONTIER COMMUNICATIONS CORP PFD CONV SER-A 35906A207 768 8250 SH SOLE 0 8250 0 0 G & K SVCS INC CL A 361268105 7570 113629 SH SOLE 0 113629 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 228 7665 SH SOLE 0 7665 0 0 GENERAL ELECTRIC CO COM 369604103 25502 1011200 SH Put SOLE 0 1011200 0 0 GENERAL MLS INC COM 370334104 7078 126100 SH SOLE 0 126100 0 0 GENTHERM INC COM 37253A103 8609 191656 SH SOLE 0 191656 0 0 GILEAD SCIENCES INC NOTE 1.625% 5/0 375558AP8 2143 500000 PRN SOLE 0 500000 0 0 HOLOGIC INC COM 436440101 5635 144000 SH SOLE 0 144000 0 0 HOME DEPOT INC COM 437076102 16711 144696 SH SOLE 0 144696 0 0 HUNT J B TRANS SVCS INC COM 445658107 3274 45851 SH SOLE 0 45851 0 0 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 2442 41000 SH SOLE 0 41000 0 0 INTERFACE INC COM 458665304 10786 480642 SH SOLE 0 480642 0 0 JANUS CAP GROUP INC COM 47102X105 9623 707600 SH Put SOLE 0 707600 0 0 JARDEN CORP NOTE 1.875% 9/1 471109AH1 1883 1175000 PRN SOLE 0 1175000 0 0 JOHNSON & JOHNSON COM 478160104 13881 148700 SH Call SOLE 0 148700 0 0 JPMORGAN CHASE & CO COM 46625H100 1085 17800 SH SOLE 0 17800 0 0 KENNAMETAL INC COM 489170100 2098 84300 SH Put SOLE 0 84300 0 0 KROGER CO COM 501044101 2485 68900 SH SOLE 0 68900 0 0 L BRANDS INC COM 501797104 3221 35740 SH SOLE 0 35740 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 824 7595 SH SOLE 0 7595 0 0 LITHIA MTRS INC CL A 536797103 1840 17018 SH SOLE 0 17018 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 16817 699539 SH SOLE 0 699539 0 0 LIVE NATION ENTERTAINMENT IN DBCV 2.500% 5/1 538034AJ8 2141 2055000 PRN SOLE 0 2055000 0 0 LOCKHEED MARTIN CORP COM 539830109 5432 26200 SH SOLE 0 26200 0 0 MACQUARIE INFRASTRUCTURE COR COM 55608B105 7548 101100 SH Put SOLE 0 101100 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 7195 102200 SH Call SOLE 0 102200 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 11845 1070949 SH SOLE 0 1070949 0 0 MEDTRONIC PLC SHS G5960L103 6092 91000 SH SOLE 0 91000 0 0 MENS WEARHOUSE INC COM 587118100 5791 136200 SH Put SOLE 0 136200 0 0 NATUS MEDICAL INC DEL COM 639050103 11362 288000 SH SOLE 0 288000 0 0 NEOGEN CORP COM 640491106 1318 29300 SH SOLE 0 29300 0 0 NORTHROP GRUMMAN CORP COM 666807102 9238 55670 SH SOLE 0 55670 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 2988 182500 SH Call SOLE 0 182500 0 0 OUTERWALL INC COM 690070107 3416 60000 SH Call SOLE 0 60000 0 0 OUTERWALL INC COM 690070107 20848 366200 SH Put SOLE 0 366200 0 0 PATTERSON UTI ENERGY INC COM 703481101 2017 153500 SH Put SOLE 0 153500 0 0 PAYPAL HLDGS INC COM 70450Y103 7124 229519 SH SOLE 0 229519 0 0 PENNEY J C INC COM 708160106 5738 617600 SH Put SOLE 0 617600 0 0 PERKINELMER INC COM 714046109 3394 73840 SH SOLE 0 73840 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 2132 490000 SH Put SOLE 0 490000 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 36125 355000 SH SOLE 0 355000 0 0 PRA HEALTH SCIENCES INC COM 69354M108 2722 70100 SH SOLE 0 70100 0 0 QIAGEN NV REG SHS N72482107 4296 166500 SH SOLE 0 166500 0 0 QUINTILES TRANSNATIO HLDGS I COM 74876Y101 2241 32210 SH SOLE 0 32210 0 0 RESTORATION HARDWARE HLDGS I COM 761283100 3061 32800 SH SOLE 0 32800 0 0 SANDISK CORP COM 80004C101 16109 296500 SH Call SOLE 0 296500 0 0 SEADRILL LIMITED SHS G7945E105 3445 583900 SH Put SOLE 0 583900 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 3742 147800 SH Put SOLE 0 147800 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 4682 55600 SH SOLE 0 55600 0 0 SMITH A O COM 831865209 1312 20131 SH SOLE 0 20131 0 0 SMITH A O COM 831865209 13038 200000 SH Call SOLE 0 200000 0 0 SNAP ON INC COM 833034101 3939 26094 SH SOLE 0 26094 0 0 SOLARCITY CORP COM 83416T100 10596 248100 SH Put SOLE 0 248100 0 0 SONIC CORP COM 835451105 2374 103441 SH SOLE 0 103441 0 0 SOTHEBYS COM 835898107 14372 449400 SH Put SOLE 0 449400 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 43960 229400 SH SOLE 0 229400 0 0 STANLEY BLACK & DECKER INC COM 854502101 4451 45900 SH SOLE 0 45900 0 0 STARZ COM SER A 85571Q102 15104 404500 SH Put SOLE 0 404500 0 0 STERIS CORP COM 859152100 6179 95100 SH SOLE 0 95100 0 0 TE CONNECTIVITY LTD REG SHS H84989104 3995 66700 SH SOLE 0 66700 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 5172 42300 SH SOLE 0 42300 0 0 TRACTOR SUPPLY CO COM 892356106 4661 55274 SH SOLE 0 55274 0 0 TUPPERWARE BRANDS CORP COM 899896104 4998 101000 SH Call SOLE 0 101000 0 0 TUPPERWARE BRANDS CORP COM 899896104 9992 201900 SH Put SOLE 0 201900 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 5347 364265 SH SOLE 0 364265 0 0 UNITED STATES STL CORP NEW COM 912909108 3161 303400 SH Put SOLE 0 303400 0 0 VCA INC COM 918194101 3251 61740 SH SOLE 0 61740 0 0 VEREIT INC COM 92339V100 242 31300 SH SOLE 0 31300 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 444 10200 SH SOLE 0 10200 0 0 VISA INC COM CL A 92826C839 37686 541000 SH Call SOLE 0 541000 0 0 VULCAN MATLS CO COM 929160109 7220 80944 SH SOLE 0 80944 0 0 WABTEC CORP COM 929740108 2656 30160 SH SOLE 0 30160 0 0 WATSCO INC COM 942622200 1885 15912 SH SOLE 0 15912 0 0 WEBMD HEALTH CORP COM 94770V102 12056 302600 SH Put SOLE 0 302600 0 0 WENDYS CO COM 95058W100 2800 323740 SH SOLE 0 323740 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 5797 343000 SH SOLE 0 343000 0 0