0001181431-12-063885.txt : 20121211 0001181431-12-063885.hdr.sgml : 20121211 20121211203344 ACCESSION NUMBER: 0001181431-12-063885 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121207 FILED AS OF DATE: 20121211 DATE AS OF CHANGE: 20121211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FILIPPS FRANK P CENTRAL INDEX KEY: 0001188562 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14100 FILM NUMBER: 121257619 MAIL ADDRESS: STREET 1: 1601 MARKET ST CITY: PHILADELPHIA STATE: PA ZIP: 19103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMPAC MORTGAGE HOLDINGS INC CENTRAL INDEX KEY: 0001000298 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 330675505 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19500 JAMBOREE ROAD CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 9494753600 MAIL ADDRESS: STREET 1: 19500 JAMBOREE ROAD CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL CREDIT MORTGAGE HOLDINGS INC DATE OF NAME CHANGE: 19950911 4 1 rrd363164.xml FORM 4 X0306 4 2012-12-07 0 0001000298 IMPAC MORTGAGE HOLDINGS INC IMH 0001188562 FILIPPS FRANK P 19500 JAMBOREE ROAD IRVINE CA 92612 1 0 0 0 Common Stock 2012-12-07 4 M 0 6000 0.53 A 21810 D Common Stock 2012-12-07 4 S 0 6000 15.02 D 15810 D Non-Qualified Stock Option 0.53 2012-12-07 4 M 0 6000 0 D 2010-06-09 2019-06-09 Common Stock 6000 0 D Non-Qualified Stock Option 2.73 2011-12-03 2020-12-03 Common Stock 6000 6000 D Includes 6,000 shares of common stock underlying Deferred Stock Units (DSUs) granted under the Non-Employee Director Deferred Stock Unit Award Program so that each DSU represents a contingent right to receive one share of common stock. The DSUs vest annually in 1/3 increments beginning on December 3, 2011; however, the shares are distributed only upon termination of the Reporting Person's services as a director of the Issuer. Includes 6,000 shares of common stock underlying Deferred Stock Units (DSUs) granted under the Non-Employee Director Deferred Stock Unit Award Program so that each DSU represents a contingent right to receive one share of common stock. The DSUs vest annually in 1/2 increments beginning on November 27, 2013; however, the shares are distributed only upon termination of the Reporting Person's services as a director of the Issuer. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.02. The reporting person undertakes to provide to Impac Mortgage Holdings, Inc., any security holder of Impac, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. These options are fully vested. The awards vest annually in 1/3 increments beginning on December 3, 2011. Frank P. Filipps 2012-12-07