0001181431-12-063885.txt : 20121211
0001181431-12-063885.hdr.sgml : 20121211
20121211203344
ACCESSION NUMBER: 0001181431-12-063885
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121207
FILED AS OF DATE: 20121211
DATE AS OF CHANGE: 20121211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FILIPPS FRANK P
CENTRAL INDEX KEY: 0001188562
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14100
FILM NUMBER: 121257619
MAIL ADDRESS:
STREET 1: 1601 MARKET ST
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IMPAC MORTGAGE HOLDINGS INC
CENTRAL INDEX KEY: 0001000298
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 330675505
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 19500 JAMBOREE ROAD
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 9494753600
MAIL ADDRESS:
STREET 1: 19500 JAMBOREE ROAD
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER COMPANY:
FORMER CONFORMED NAME: IMPERIAL CREDIT MORTGAGE HOLDINGS INC
DATE OF NAME CHANGE: 19950911
4
1
rrd363164.xml
FORM 4
X0306
4
2012-12-07
0
0001000298
IMPAC MORTGAGE HOLDINGS INC
IMH
0001188562
FILIPPS FRANK P
19500 JAMBOREE ROAD
IRVINE
CA
92612
1
0
0
0
Common Stock
2012-12-07
4
M
0
6000
0.53
A
21810
D
Common Stock
2012-12-07
4
S
0
6000
15.02
D
15810
D
Non-Qualified Stock Option
0.53
2012-12-07
4
M
0
6000
0
D
2010-06-09
2019-06-09
Common Stock
6000
0
D
Non-Qualified Stock Option
2.73
2011-12-03
2020-12-03
Common Stock
6000
6000
D
Includes 6,000 shares of common stock underlying Deferred Stock Units (DSUs) granted under the Non-Employee Director Deferred Stock Unit Award Program so that each DSU represents a contingent right to receive one share of common stock. The DSUs vest annually in 1/3 increments beginning on December 3, 2011; however, the shares are distributed only upon termination of the Reporting Person's services as a director of the Issuer.
Includes 6,000 shares of common stock underlying Deferred Stock Units (DSUs) granted under the Non-Employee Director Deferred Stock Unit Award Program so that each DSU represents a contingent right to receive one share of common stock. The DSUs vest annually in 1/2 increments beginning on November 27, 2013; however, the shares are distributed only upon termination of the Reporting Person's services as a director of the Issuer.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.02. The reporting person undertakes to provide to Impac Mortgage Holdings, Inc., any security holder of Impac, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
These options are fully vested.
The awards vest annually in 1/3 increments beginning on December 3, 2011.
Frank P. Filipps
2012-12-07