0000899243-21-014352.txt : 20210401 0000899243-21-014352.hdr.sgml : 20210401 20210401171958 ACCESSION NUMBER: 0000899243-21-014352 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210325 FILED AS OF DATE: 20210401 DATE AS OF CHANGE: 20210401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RHP Trust, dated May 31, 2011 CENTRAL INDEX KEY: 0001576118 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14100 FILM NUMBER: 21799301 BUSINESS ADDRESS: STREET 1: 1400 NEWPORT CENTER DRIVE STREET 2: SUITE 230 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-250-7312 MAIL ADDRESS: STREET 1: 1400 NEWPORT CENTER DRIVE STREET 2: SUITE 230 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMPAC MORTGAGE HOLDINGS INC CENTRAL INDEX KEY: 0001000298 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 330675505 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19500 JAMBOREE ROAD CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 9494753600 MAIL ADDRESS: STREET 1: 19500 JAMBOREE ROAD CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL CREDIT MORTGAGE HOLDINGS INC DATE OF NAME CHANGE: 19950911 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-25 0 0001000298 IMPAC MORTGAGE HOLDINGS INC IMH 0001576118 RHP Trust, dated May 31, 2011 2532 DUPONT DRIVE IRVINE CA 92612 0 0 1 0 Common Stock 2021-03-25 4 P 0 45867 1.9923 A 3321332 D Common Stock 2021-03-26 4 P 0 19233 2.01 A 3340565 D Common Stock 2021-03-29 4 P 0 18050 2.0059 A 3358615 D Common Stock 2021-03-30 4 P 0 14000 2.0313 A 3372615 D Common Stock 2021-03-31 4 P 0 23213 2.0048 A 3395828 D Common Stock 2021-04-01 4 P 0 4172 2.01 A 3400000 D Convertible Promissory Note Due 2020 21.50 2016-01-02 2020-11-09 Common Stock 639535 13750000 D Warrant 2.97 2020-10-15 2025-04-15 Common Stock 116956.95 116956.95 D This transaction was executed in multiple trades at prices ranging from $1.97 to $2.00; the price reported above reflects the weighted average purchase price. Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these trades were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. This transaction was executed in multiple trades at prices ranging from $1.99 to $2.01; the price reported above reflects the weighted average purchase price. Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these trades were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. This transaction was executed in multiple trades at prices ranging from $2.01 to $2.04; the price reported above reflects the weighted average purchase price. Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these trades were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. This transaction was executed in multiple trades at prices ranging from $1.9999 to $2.04; the price reported above reflects the weighted average purchase price. Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these trades were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. As previously reported on a Form 4 filed by Reporting Person on May 11, 2015, on May 8, 2015, Reporting Person purchased a Convertible Promissory Note Due 2020 in the original principal amount of $13,750,000 that is convertible by Reporting Person at any time after January 1, 2016, and, upon conversion of the original principal amount prior to maturity at the initial conversion price of $21.50 per share (subject to adjustment in the event of stock splits, stock dividends and reclassifications), Reporting Person will receive 639,535 shares of common stock (subject to adjustment in the event of stock splits, stock dividends and reclassifications). The Convertible Promissory Note Due 2020, as amended on April 15, 2020, is due and payable, to the extent not converted, on or before November 9, 2020. This is a late filing with respect to the transactions reported in Table I dated March 25, 2021, March 26, 2021 and March 29, 2021; pursuant to the General Instructions of Form 4, a Form 4 relating to such transactions should have been filed within two business days following the date of each such transaction. /s/ Richard H. Pickup, Trustee 2021-04-01