0001193125-19-037257.txt : 20190213 0001193125-19-037257.hdr.sgml : 20190213 20190213104102 ACCESSION NUMBER: 0001193125-19-037257 CONFORMED SUBMISSION TYPE: ABS-15G PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181231 ITEM INFORMATION: Periodic Filing of Rule 15Ga-1 Representations and Warranties Disclosure FILED AS OF DATE: 20190213 DATE AS OF CHANGE: 20190213 ABS RULE: RULE-15GA1 PERIOD START: 20180101 N Y ABS ASSET CLASS: Other FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROYAL BANK OF CANADA CENTRAL INDEX KEY: 0001000275 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: ABS-15G SEC ACT: Dodd Frank Act SEC FILE NUMBER: 025-00692 FILM NUMBER: 19593985 BUSINESS ADDRESS: STREET 1: ROYAL BANK PLAZA STREET 2: 200 BAY STREET CITY: TORONTO STATE: A6 ZIP: M5J2J5 BUSINESS PHONE: 2128587116 MAIL ADDRESS: STREET 1: ROYAL BANK PLAZA STREET 2: 200 BAY STREET CITY: TORONTO STATE: A6 ZIP: M5J2J5 FORMER COMPANY: FORMER CONFORMED NAME: ROYAL BANK OF CANADA \ DATE OF NAME CHANGE: 19950908 ABS-15G 1 d706688dabs15g.htm ABS-15G ABS-15G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM ABS-15G

ASSET-BACKED SECURITIZER

REPORT PURSUANT TO SECTION 15G OF

THE SECURITIES EXCHANGE ACT OF 1934

 

 

Check the appropriate box to indicate the filing obligation to which this form is intended to satisfy:

☒

Rule 15Ga-1 under the Exchange Act (17 CFR 240.15Ga-1) for the reporting period January 1, 2018 to December 31, 2018

Date of Report: February 13, 2019

 

 

Royal Bank of Canada

(Exact name of securitizer as specified in its charter)

 

 

 

001-13928   0001000275
(Commission File Number of securitizer)   (Central Index Key Number of securitizer)

Paul Guthrie, Assistant General Counsel, 416-974-2774

Name and telephone number, including area code,

of the person to contact in connection with this filing

 

 

Indicate by check mark whether the securitizer has no activity to report for the initial period pursuant to Rule 15Ga-1(c)(1)  ☐

Indicate by check mark whether the securitizer has no activity to report for the quarterly period pursuant to Rule 15Ga-1(c)(2)(i)  ☐

Indicate by check mark whether the securitizer has no activity to report for the annual period pursuant to Rule 15Ga-1(c)(2)(ii)  ☒

 

  ☐

Rule 15Ga-2 under the Exchange Act (17 CFR 240.15Ga-2)

Central Index Key Number of depositor:                                         

(Exact name of issuing entity as specified in its charter)

Central Index Key Number of issuing entity (if applicable):                             

Central Index Key Number of underwriter (if applicable):                                 

 

                                                                                                    

 

Name and telephone number, including area code,

of the person to contact in connection with this filing

 

 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the reporting entity has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

      Royal Bank of Canada
      (Securitizer)
Date: February 13, 2019     By:   /s/ James Salem
    Name:   James Salem
    Title:   Executive Vice-President and Treasurer