0001104659-23-075712.txt : 20230628 0001104659-23-075712.hdr.sgml : 20230628 20230628131549 ACCESSION NUMBER: 0001104659-23-075712 CONFORMED SUBMISSION TYPE: 11-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230628 DATE AS OF CHANGE: 20230628 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROYAL BANK OF CANADA CENTRAL INDEX KEY: 0001000275 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 135357855 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 11-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13928 FILM NUMBER: 231051101 BUSINESS ADDRESS: STREET 1: ROYAL BANK PLAZA STREET 2: 200 BAY STREET CITY: TORONTO STATE: A6 ZIP: M5J2J5 BUSINESS PHONE: 212-437-9267 MAIL ADDRESS: STREET 1: ROYAL BANK PLAZA STREET 2: 200 BAY STREET CITY: TORONTO STATE: A6 ZIP: M5J2J5 FORMER COMPANY: FORMER CONFORMED NAME: ROYAL BANK OF CANADA \ DATE OF NAME CHANGE: 19950908 11-K 1 tm2317602d1_11k.htm FORM 11-K

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 11-K

ANNUAL REPORT

(Mark One)

ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [NO-FEE REQUIRED]

For the calendar year ended December 31, 2022

TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED]

For the transition period from to

Commission file number

CITY NATIONAL BANK PROFIT SHARING PLAN

555 South Flower Street, Eighteenth Floor

Los Angeles, California 90071

(Full title of the plan and the address of the plan)

CITY NATIONAL BANK

555 South Flower Street, Eighteenth Floor

Los Angeles, California 90071

(Name of issuer of the securities held pursuant to the plan

and the address of its principal executive office)

REQUIRED INFORMATION

Item 1.	Not Applicable

Item 2.	Not Applicable

Item 3.	Not Applicable

Item 4.	In lieu of the requirements of Items 1-3 above, plan financial statements and supplemental information prepared in accordance with the financial reporting requirements of ERISA are attached.

CITY NATIONAL BANK
PROFIT SHARING PLAN

Financial Statements and Supplemental Information

December 31, 2022 and 2021

(With Report of Independent Registered Public Accounting Firm Thereon)

CITY NATIONAL BANK
PROFIT SHARING PLAN

Table of Contents

	Page
Report of Independent Registered Public Accounting Firm	1

Statements of Net Assets Available for Benefits — December 31, 2022 and 2021	2

Statements of Changes in Net Assets Available for Benefits — Years ended December 31, 2022 and 2021	3

Notes to Financial Statements	4

Supplemental Information

Schedule H Part IV, Line 4(i) — Schedule of Assets (Held at End of Year) — December 31, 2022	11

Schedule H, Line 4a – Schedule of Delinquent Participant Contributions	37

All other supplemental information omitted are not applicable or are not required based on disclosure requirements of the Employee Retirement Income Security Act of 1974 and regulations issued by the Department of Labor.

Report of Independent Registered Public Accounting Firm

The Benefits Committee and Participants

City National Bank Profit Sharing Plan

Opinion on the Financial Statements

We have audited the accompanying statements of net assets available for benefits of the City National Bank Profit Sharing Plan (the “Plan”) as of December 31, 2022 and 2021, the related statements of changes in net assets available for benefits for the years then ended, and the related notes (collectively referred to as the “financial statements”). In our opinion, the financial statements present fairly, in all material respects, the net assets available for benefits of the Plan as of December 31, 2022 and 2021, and the changes in net assets available for benefits for the years then ended in conformity with accounting principles generally accepted in the United States of America.

Basis for Opinion

These financial statements are the responsibility of the Plan’s management. Our responsibility is to express an opinion on the Plan’s financial statements based on our audits. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Plan in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.

We conducted our audits in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audits to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. The Plan is not required to have, nor were we engaged to perform, an audit of its internal control over financial reporting. As part of our audits, we are required to obtain an understanding of internal control over financial reporting but not for the purpose of expressing an opinion on the effectiveness of the Plan’s internal control over financial reporting. Accordingly, we express no such opinion.

Our audits included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures to respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audits also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audits provide a reasonable basis for our opinion.

Opinion on the Supplemental Information

The supplemental information included in Schedule H, Line 4(i) – Schedule of Assets (Held at End of Year) as of December 31, 2022, and Schedule H, Line 4(a) – Schedule of Delinquent Participant Contributions for the year ended December 31, 2022, have been subjected to audit procedures performed in conjunction with the audit of the Plan’s financial statements. The supplemental information is the responsibility of the Plan’s management. Our audit procedures included determining whether the supplemental information reconciles to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental information. In forming our opinion on the supplemental information in the accompanying schedules, we evaluated whether the supplemental information, including its form and content, is presented in conformity with the Department of Labor’s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. In our opinion, the supplemental information in the accompanying schedules are fairly stated, in all material respects, in relation to the financial statements as a whole.

/s/ Moss Adams LLP

Campbell, California

June 28, 2023

We have served as the Plan’s auditor since 2016.

CITY NATIONAL BANK

PROFIT SHARING PLAN

Statements of Net Assets Available for Benefits

December 31, 2022 and 2021

	2022		2021
Assets:
Participant directed investments, at fair value:
Cash and cash equivalents	$	118,726,282	$	109,382,017
U.S.Government securities		4,464,946		681,684
Corporate debt		1,374,703		1,237,654
Preferred stock		777,588		1,331,479
Common stock		123,709,438		148,294,601
Partnerships		106,808		100,853
Common collective trust		445,311,417		527,961,459
Mutual funds		576,888,584		719,735,291
Other assets		29,727		76,011
Total investments		1,271,389,493		1,508,801,049
Receivables:
Employer contribution		1,094		263,854
Participant contribution		2,122		4,523
Notes receivable from participants		15,612,078		14,575,609
Other		—		—
Total receivables		15,615,294		14,843,986
Noninterest-bearing cash		77,826		705,958
Net assets available for benefits	$	1,287,082,613	$	1,524,350,993

See accompanying notes to financial statements.

CITY NATIONAL BANK
PROFIT SHARING PLAN

Statements of Changes in Net Assets Available for Benefits

Years ended December 31, 2022 and 2021

	2022			2021
Additions (reductions) to net assets attributable to:
Investment (loss) income:
Interest	$	796,018		$	767,623
Dividends		33,387,190			39,142,645
Net (depreciation) appreciation in fair value of investments		(289,130,327	)		138,741,953
		(254,947,119	)		178,652,221

Contributions:
Employer		55,992,307			50,338,902
Participants		74,635,042			68,230,705

Total net (reductions) additions		(124,319,770	)		297,221,828
Deductions from net assets attributable to:
Benefits paid to participants		90,435,445			90,000,384
Administrative expenses		641,023			439,064
Total deductions		91,076,468			90,439,448
Net (decrease) increase		(215,396,238	)		206,782,380
Transfer from this plan		(21,872,142	)		—
Net assets available for benefits:
Beginning of year		1,524,350,993			1,317,568,613
End of year	$	1,287,082,613		$	1,524,350,993

See accompanying notes to financial statements.

CITY NATIONAL BANK
PROFIT SHARING PLAN

Notes to Financial Statements

December 31, 2022 and 2021

(1)

Description of the Plan

The following description of the City National Bank Profit Sharing Plan (the Plan) provides only general information. Participants should refer to the Plan’s Summary Plan Description for a detailed description of the Plan’s provisions.

(a)

General

The Plan is a defined contribution profit sharing plan with a 401(k) component, which provides retirement benefits for eligible employees of City National Bank (CNB) and its subsidiaries and certain affiliates (the Company) that have agreed to participate in the Plan. The Plan is administered by City National Bank (the Plan Sponsor) who acts by and through its administrative committee, the Benefits Committee. The Benefits Committee comprises officers of the Plan Sponsor, CNB, an indirect, wholly-owned subsidiary of Royal Bank of Canada (RBC). The Plan is subject to the provisions of the Employee Retirement Income Security Act of 1974 (ERISA), as amended.

Prior to March 1, 2023, OneAmerica Retirement Services, LLC was the record keeper for the Plan, and Matrix Trust Company was the directed trustee and custodian for the Plan. Effective March 1, 2023, Empower Retirement Services is the record keeper for the Plan, and Empower Trust Company, LLC is the directed trustee and custodian for the Plan.

Effective December 31, 2021, LMCG Investments, LLC (LMCG) exercised its right as a Participating Employer to cease participation in the Plan and transferred assets of its employees to a new 401(k) plan established effective January 1, 2022. On January 18, 2022, Plan assets of approximately $21,872,142, on behalf of 54 LMCG participants, transferred to a newly established LMCG 401(k) plan.

Effective March 31, 2022, Mid-Continent Capital (MCC) ceased to be a Participating Employer under the Plan. Account balances of participating MCC employees remain an asset of the Plan.

(b)

Contributions

Employees of the Company who are entitled to paid vacation time and have completed one hour of service are eligible to participate in the Plan as of their hire date. Company profit sharing contributions to the Plan (referenced as “Employer Discretionary Contributions” in the Plan) for eligible employees of CNB and First American Equipment Finance, a subsidiary of CNB, are equal to a percentage of employee eligible compensation based on the change in Net Profit (as defined by the Plan) over the prior fiscal year, subject to an overall maximum Company contribution of 8.7% effective January 1, 2022 and 8% in 2021 of Consolidated Net Profit reduced by matching contributions made for such fiscal year (which are not made by forfeitures). For Plan years 2022 and 2021, a profit sharing contribution of 4.29% and 5.47%, respectively, of each participant’s eligible compensation was made by the Company. Separate from the contribution above, MCC, a Participating Employer in the Plan, did not make a discretionary profit sharing contribution for 2022; 8.678% was made for 2021, of each MCC participant’s eligible compensation. Participants direct the investment of their contributions into various investment options offered by the Plan. Company contributions are invested at the participant’s discretion in the same manner as the salary reduction contributions described below.

Under the 401(k) feature of the Plan, participants can contribute up to 50% of their eligible compensation as defined, but not to exceed the dollar amount allowed by law, which was $20,500 for year ended December 31, 2022 and $19,500 for year ended December 31, 2021. Effective January 1, 2022, the Company increased its match on employee deferrals from 60% to 75% of the first 6% of eligible compensation contributed to the Plan each payroll period. Participants age 50 and over may make unmatched “catch-up” deferrals in accordance with Internal Revenue Code (IRC) regulations and limitations, not to exceed the dollar amount allowed by law, which was $6,500 for both years ended December 31, 2022 and 2021. Participants may also contribute amounts representing distributions (rollovers) from other tax-favored plans.

(c)

Participant Accounts

Each participant account is credited with the participant’s contributions, allocations of the Company’s matching contribution and profit sharing contribution (if any), earnings or losses and administrative expenses as applicable. Earnings of the various funds are allocated to the participant balances according to the ratio that a participant’s account balance or shares held in a given fund bears to the total of all account balances or shares held in the fund.

(d)

Vesting

Participant contributions and the Company’s matching contributions are immediately fully vested. A participant shall become fully vested in his or her entire accrued benefit upon the participant’s Normal Retirement Date, death, or Total Disability as defined by the Plan. Except for any protected vesting provision on account of plan merger, the Company’s profit sharing contributions, for participants whose employment terminates prior to his or her Normal Retirement Date for reasons other than death or total disability shall vest in accordance with the following schedule:

	Vested
Years of service	percentage
Less than 2 years		0	%
2		25
3		50
4		75
5 or more		100

Any non-vested amounts in a terminated participant’s account will be forfeited in accordance with Plan provisions and used in the following sequence: first, to make any Plan contributions due to participants that have returned from qualified military service that are consistent with applicable law and the terms of the Plan; second, to make any Plan contributions required to correct administrative errors; third, to reduce matching contributions otherwise payable by the Company in the year that the forfeiture first becomes available; fourth, to restore previously forfeited account balances, if any; and fifth, to reduce matching contributions in the following year. During 2022 and 2021, forfeitures in the amounts of $1,462,012 and $1,768,908, respectively, were used in accordance with plan provisions as summarized above. As of December 31, 2022 and 2021, forfeited non-vested accounts totaled $27,212 and $80,461, respectively.

(e)

Benefit Payments

In accordance with Plan provisions, a participant may elect to receive a distribution of his or her entire vested accrued benefit upon the participant’s separation of service or attainment of age 59 ½. Under certain other conditions, such as for financial hardships defined by the Plan, a participant may request a distribution of his or her contributions. Effective January 1, 2022, the plan was amended to expand permitted reasons for financial hardship withdrawal to include expenses incurred on account of disasters declared by FEMA.

In general, for distributions other than for financial hardship or withdrawal of employee after-tax contributions, the method of payment shall be based on the participant’s election and may be made in the form of a single sum payment (cash or direct transfer to an Individual Retirement Account (IRA) or tax-favored plan that accepts the transfer), installments, or partial distribution (if vested account exceeds $5,000). A participant may also elect a combination of cash lump-sum payment and direct transfer. Distributions shall be made in cash or in-kind in accordance with the participant’s election and Plan provisions. Effective January 1, 2022, the plan was amended to modify the partial distribution option upon termination of employment for improved participant flexibility.

(f)

Notes Receivable from Participants

In accordance with provisions of the Plan’s Loan Program, loans to participants may be made in an amount not less than $1,000 and not to exceed the lesser of 50% of the participant’s vested account balance, or $50,000 reduced by the highest outstanding balance during the previous 12 months. Participants may only have one loan outstanding at a time. Such loans are collateralized by the participant’s vested balance in the Plan and bear the prevailing interest rate used by lending institutions for loans made under similar circumstances. Interest rates ranged from 4.25% to 8.5% and maturity dates ranged from January 2023 to December 2037 as of December 31, 2022. The terms of these loans cannot exceed five years except that if the loan is used to purchase the principal residence of the participant, the loan term may be extended for up to a period of 15 years. Principal and interest are paid ratably through payroll deductions.

(g)

Plan Termination

The Company has not expressed any intent to terminate the Plan; however, it may do so at any time, subject to the provisions of ERISA. In the event of Plan termination, participants automatically become fully vested in their accrued benefits.

(2)

Significant Accounting Policies

(a)

Basis of Presentation

The financial statements of the Plan have been prepared on the accrual basis of accounting in accordance with U.S. generally accepted accounting principles (U.S. GAAP).

(b)

Use of Estimates

The preparation of financial statements in conformity with U.S. GAAP requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities in the statements of net assets available for benefits and the additions and deductions in the statements of changes in net assets available for benefits, as well as the disclosure of contingent assets and liabilities at the date of the financial statements. Actual results could differ from those estimates.

(c)

Investment Valuation and Income Recognition

Investment securities are carried at fair value. Refer to Note 3 for a discussion of fair value measurements. Purchases and sales of investments are recorded on a settlement-date basis, which does not materially differ from trade-date basis. Interest income is recorded on the accrual basis. Dividends are recorded on the ex-dividend date. Net appreciation or depreciation in fair value of investments includes both realized and unrealized gains and losses.

(d)

Notes Receivable from Participants

Notes receivable from participants are measured at their unpaid principal balance plus any accrued but unpaid interest. Interest income is recorded on the accrual basis. If a participant ceases to make loan repayments and the plan administrator deems the participant loan to be in default, the participant loan balance is reduced and a benefit payment is recorded.

(e)

Payment of Participant Benefits

Participant benefits are recorded when paid.

(f)

Administrative Expenses

A portion of the administrative expenses of the Plan are paid by participants, and a portion is paid by the Company. A participant’s share of the administrative expense is charged on a per capita basis and allocated quarterly.

(g)

Risks and Uncertainties

The Plan provides for various investment options in money market funds, mutual funds, common stocks, corporate debt, and government securities. Investment securities are exposed to various risks such as interest rate, market, and credit. Due to the level of uncertainty related to changes in the value of investment securities, it is at least reasonably possible that changes in the various risk factors, in the near term, could materially affect participants’ account balances and the amounts reported in the financial statements.

(h)

Concentrations

Investment in the common stock of RBC comprises 7.8% and 7.1% of the Plan’s investments as of December 31, 2022 and 2021, respectively.

(3)

Fair Value Measurements

Accounting guidance defines fair value as the price that would be received from selling an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. When determining the fair value measurements for assets and liabilities required to be recorded at fair value, the Plan considers the principal or most advantageous market in which it would transact and considers assumptions that market participants would use when pricing the asset or liability, such as inherent risk, transfer restrictions, and risk of nonperformance. The inputs used in valuation techniques are prioritized as follows:

●

Level 1: Inputs to the valuation methodology are unadjusted quoted prices for identical assets or liabilities in active markets that the Plan has the ability to access.

●

Level 2: Inputs to the valuation methodology include:

	●	Quoted prices for similar assets or liabilities in active markets
	●	Quoted prices for identical or similar assets or liabilities in inactive markets
	●	Inputs other than quoted prices that are observable for the asset or liability
	●	Inputs that are derived principally from or corroborated by observable market data by correlation or other means

If the asset or liability has a specified (contractual) term, the Level 2 input must be observable for substantially the full term of the asset or liability.

●

Level 3: Inputs to the valuation methodology are unobservable and significant to the fair value measurement.

If the determination of fair value measurement for a particular asset or liability is based on inputs from different levels of the fair value hierarchy, the level in the fair value hierarchy within which the entire fair value measurement falls is based on the lowest level input that is significant to the fair value measurement in its entirety. Valuation techniques used need to maximize the use of observable inputs and minimize the use of unobservable inputs.

Following is a description of the valuation methodologies used for assets measured at fair value. There have been no changes in the methodologies used as of December 31, 2022 and 2021.

Mutual funds and cash equivalents: Valued at the quoted net asset value (NAV) of shares held by the Plan at year-end.

U.S. Government securities: Valued using quoted prices and other inputs directly or indirectly observable for the asset. Prices for securities without market feeds are obtained through a third-party valuation source.

Common and preferred stock: Valued at the closing prices reported in active markets on which the individual securities are traded. Prices for securities without market feeds are obtained through a third-party valuation source using quoted prices.

Corporate debt: Valued using pricing models maximizing the use of observable inputs for similar securities. This includes basing value on yields currently available on comparable securities of issuers with similar credit ratings.

Partnerships: Valued at the closing prices reported in active markets on which the individual securities are traded.

Other assets: Primarily consist of options, which are valued by third-party vendors based on observable market inputs.

Common collective trust fund: Valued at the NAV of units of the collective trust. The NAV, as provided by the trustee of the common collective trust fund, is used as a practical expedient to estimate fair value. The NAV is based on the fair value of the underlying investments held by the fund less its liabilities. This practical expedient is not used when it is determined to be probable that the fund will sell the investments for an amount different than the reported NAV. Participant transactions (purchases and sales) may occur daily. If the Plan initiates a full redemption of a collective trust, the issuer reserves the right to temporarily delay withdrawal from the trust in order to ensure that securities liquidations will be carried out in an orderly business manner.

The methods described above may produce a fair value calculation that may not be indicative of net realizable value or reflective of future fair values. Furthermore, while the Plan believes its valuation methods are appropriate and consistent with other market participants, the use of different methodologies or assumptions to determine the fair values of certain financial instruments could result in a different fair value measurement at the reporting date.

As of December 31, 2022 and 2021, the Plan’s investments measured at fair value on a recurring basis consisted of the following instruments and classifications within the fair value hierarchy:

	Fair value measurement as of
	December 31, 2022
Asset Type	Level 1		Level 2		Level 3		Total
Cash and cash equivalents	$	117,808,976	$	917,306	$	—	$	118,726,282
U.S. Government securities		—		4,464,946		—		4,464,946
Mutual funds		576,888,584		—		—		576,888,584
Common stock		123,694,668		14,770				123,709,438
Preferred stock		777,588		—		—		777,588
Corporate debt		—		1,374,703		—		1,374,703
Partnerships		97,801		9,007		—		106,808
Other assets		—		29,727		—		29,727
Total assets in the fair value hierarchy		819,267,617		6,810,459		—		826,078,076
Investments measured at net asset value ⁽¹⁾		—				—		445,311,417
Total investments, at fair value	$	819,267,617	$	6,810,459	$		$	1,271,389,493

	Fair value measurement as of
	December 31, 2021
Asset Type	Level 1		Level 2		Level 3		Total
Cash and cash equivalents	$	109,371,443	$	10,574	$	—	$	109,382,017
U.S. Government securities		—		681,684		—		681,684
Mutual funds		719,735,291		—		—		719,735,291
Common stock		148,259,206		35,395				148,294,601
Preferred stock		1,331,479		—		—		1,331,479
Corporate debt		—		1,237,654		—		1,237,654
Partnerships		100,853		—		—		100,853
Other assets		—		76,011		—		76,011
Total assets in the fair value hierarchy		978,798,272		2,041,318		—		980,839,590
Investments measured at net asset value ⁽¹⁾		—				—		527,961,459
Total investments, at fair value	$	978,798,272	$	2,041,318	$		$	1,508,801,049

⁽¹⁾

Investments that are measured at fair value using the net asset value per share practical expedient have not been classified in the fair value hierarchy.

(4)

Party-in-Interest Transactions

Certain Plan investments are shares of City National Rochdale (CNR) Mutual Funds managed by CNR and shares of common stock of RBC. CNR is a wholly owned subsidiary of CNB, which is an indirect, wholly-owned subsidiary of RBC, and thus, these are party-in-interest transactions. As of December 31, 2022 and 2021, the Plan held the following:

	2022		2021
Number of Common Shares		1,059,276		1,024,954
Fair Market Value of Common Shares	$	99,593,138	$	108,788,652
Cost of Common Shares		67,672,514		59,828,847

(5)

Income Taxes

The Company received a favorable tax determination letter on May 8, 2017 from the IRS stating that the Plan is qualified under IRC Section 401(a) and that the Trust is exempt from federal income taxes under provisions of Section 501(a). Although the determination received in 2017 did not include Plan amendments executed after January 7, 2016, the Plan administrator believes that the Plan is designed and is currently being operated in compliance with the applicable requirements of the IRC.

Effective January 1, 2022, the Plan was amended and restated to incorporate all prior plan amendments and for mandated changes in accordance with the SECURE Act (e.g., change to the required minimum distribution beginning date) and for two (2) provisions of the CARES Act that were previously approved by the Plan’s Benefits Committee.

U.S. GAAP requires plan management to evaluate tax positions taken by the plan and recognize a tax liability (or asset) if the plan has taken an uncertain position that more likely than not would not be sustained upon examination by the IRS. The Plan administrator has concluded that as of December 31, 2022 and 2021, there are no uncertain positions taken or expected to be taken that would require recognition of a liability (or asset) or disclosure in the financial statements. The Plan may be subject to audits by taxing jurisdictions; however, there are currently no audits for any tax periods in progress.

CITY NATIONAL BANK

PROFIT SHARING PLAN

EIN: 95-1780067 PN: 001

Attachment to 2022 Form 5500

Schedule H Part IV, Line 4(i) — Schedule of Assets (Held at End of Year)

December 31, 2022

(c)

(b)

Description of Investment, including

(e)

Identity of Issuer, Borrower,

Maturity Date, Rate of Interest,

(d)

Current

(a)

Lessor or Similar Party

Shares

Collateral, Par or Maturity Value

Cost

Value

CASH EQUIVALENTS

CNB Cash

253

CNB Cash

253

Pershing Money Market Account

168,230

Pershing Money Market Account

168,230

Schwab Cash Account

33,827

Schwab Cash Account

33,827

TDA Money Market Deposit Account

1,063,762

TDA Money Market Deposit Account

7,103,545

Wheat First/Evergreen US Govt Money Market

5,772

Wheat First/Evergreen US Govt Money M

5,772

City National Rochdale Govt MMkt Svc

1,063,762

City National Rochdale Govt MMkt Svc

1,063,762

Schwab Treasury Obl Money-Va

304,565

Schwab Treasury Obl Money-Va

304,565

Schwab US Treasury Money Fund Invs

40,126

Schwab US Treasury Money Fund Invs

40,126

Schwab Value Advantage Money Fund Inv

321,018

Schwab Value Advantage Money Fund Inv

321,018

Vanguard Federal Money Market Investor

108,767,876

Vanguard Federal Money Market Investo

108,767,876

BMO Harris Bank Na

92,000

BMO Harris Bank Na

91,969

City National Bank Of Fl

240,000

City National Bank Of Fl

239,975

City Natl Bk - Bev Hills

80,000

City Natl Bk - Bev Hills

79,148

First Bank NC

20,000

First Bank NC

20,011

First Republic Bank

40,000

First Republic Bank

40,009

First Republic Bank

75,000

First Republic Bank

74,661

Key Bank Na

23,000

Key Bank Na

23,002

Wells Fargo Bank Na

100,000

Wells Fargo Bank Na

99,933

Wells Fargo Bank Na

100,000

Wells Fargo Bank Na

99,810

Wells Fargo Bank Natl Assn

150,000

Wells Fargo Bank Natl Assn

148,790

TOTAL INTEREST BEARING CASH

118,726,282

GOVERNMENT SECURITIES

US Treasury Note/Bond

2,119,000

US Treasury Note/Bond

2,059,403

US Treasury Note/Bond

650,000

US Treasury Note/Bond

631,008

US Treasury Bill

480,000

US Treasury Bill

471,874

US Treasury Note/Bond

350,000

US Treasury Note/Bond

336,875

US Treasury Note/Bond

100,000

US Treasury Note/Bond

99,234

US Treasury Note/Bond

100,000

US Treasury Note/Bond

99,047

US Treasury Note/Bond

65,000

US Treasury Note/Bond

65,000

US Treasury Note/Bond

50,000

US Treasury Note/Bond

48,797

FNMA Note

45,000

FNMA Note

44,962

US Treasury Note/Bond

35,000

US Treasury Note/Bond

34,445

US Treasury Note/Bond

30,000

US Treasury Note/Bond

29,784

US Treasury Note/Bond

30,000

US Treasury Note/Bond

29,502

FNMA Note

30,000

FNMA Note

29,105

US Treasury Note/Bond

30,000

US Treasury Note/Bond

28,869

US Treasury Note/Bond

25,000

US Treasury Note/Bond

25,000

US Treasury Note/Bond

25,000

US Treasury Note/Bond

24,965

US Treasury Note/Bond

25,000

US Treasury Note/Bond

24,943

FHLMC Note

30,000

FHLMC Note

24,907

US Treasury Note/Bond

25,000

US Treasury Note/Bond

24,751

US Treasury Note/Bond

25,000

US Treasury Note/Bond

24,244

US Treasury Note/Bond

25,000

US Treasury Note/Bond

24,153

FFCB Note

25,000

FFCB Note

22,326

US Treasury Note/Bond

25,000

US Treasury Note/Bond

22,100

US Treasury Note/Bond

20,000

US Treasury Note/Bond

19,335

US Treasury Note/Bond

20,000

US Treasury Note/Bond

19,309

US Treasury Note/Bond

20,000

US Treasury Note/Bond

19,283

US Treasury Note/Bond

20,000

US Treasury Note/Bond

19,253

US Treasury Note/Bond

20,000

US Treasury Note/Bond

18,953

US Treasury Note/Bond

20,000

US Treasury Note/Bond

18,250

US Treasury Note/Bond

20,000

US Treasury Note/Bond

18,059

US Treasury Note/Bond

20,000

US Treasury Note/Bond

17,972

US Treasury Note/Bond

15,000

US Treasury Note/Bond

14,763

US Treasury Note/Bond

15,000

US Treasury Note/Bond

12,871

US Treasury Note/Bond

10,000

US Treasury Note/Bond

9,422

FNMA Note

10,000

FNMA Note

9,338

FHLMC Note

10,000

FHLMC Note

8,963

US Treasury Note/Bond

10,000

US Treasury Note/Bond

8,888

FHLMC Note

8,000

FHLMC Note

7,994

CITY NATIONAL BANK

PROFIT SHARING PLAN

EIN: 95-1780067 PN: 001

Attachment to 2022 Form 5500

Schedule H Part IV, Line 4(i) — Schedule of Assets (Held at End of Year)

December 31, 2022

(c)

(b)

Description of Investment, including

(e)

Identity of Issuer, Borrower,

Maturity Date, Rate of Interest,

(d)

Current

(a)

Lessor or Similar Party

Shares

Collateral, Par or Maturity Value

Cost

Value

FFCB Note

5,000

FFCB Note

5,009

FFCB Note

5,000

FFCB Note

5,000

FHLMC Note

5,000

FHLMC Note

4,995

FHLMC Note

1,000

FHLMC Note

998

FHLMC Note

1,000

FHLMC Note

997

TOTAL GOVERNMENT SECURITIES

4,464,946

CORPORATE OBLIGATIONS

3M Company

24,000

3M Company

22,214

Abbvie Inc

20,000

Abbvie Inc

19,404

Abbvie Inc

36,000

Abbvie Inc

34,140

Alcan Incorporated

15,000

Alcan Incorporated

16,193

Alphabet Inc

28,000

Alphabet Inc

27,752

Amazon.Com Inc

10,000

Amazon.Com Inc

9,693

America Movil Sab De Cv

10,000

America Movil Sab De Cv

10,600

American Honda Finance

10,000

American Honda Finance

9,160

Anheuser-Busch Inbev Wor

10,000

Anheuser-Busch Inbev Wor

9,906

Apple Inc

20,000

Apple Inc

19,269

AT&T Inc

15,000

AT&T Inc

13,380

AT&T Inc

14,000

AT&T Inc

13,322

Autozone Inc

35,000

Autozone Inc

34,030

Bank Of America Corp

20,000

Bank Of America Corp

19,519

BP Cap Markets America

10,000

BP Cap Markets America

9,335

BP Capital Markets PLC

20,000

BP Capital Markets PLC

18,833

Capital One Financial Co

20,000

Capital One Financial Co

20,000

Caterpillar Inc

5,000

Caterpillar Inc

4,354

CBL & Associates LP Escrow

27,000

CBL & Associates LP Escrow

Celenese US Holding

10,000

Celenese US Holding

9,973

Charles Schwab Corp

20,000

Charles Schwab Corp

17,724

Citigroup Inc

25,000

Citigroup Inc

18,198

Citigroup Inc

15,000

Citigroup Inc

14,550

Citigroup Inc

14,000

Citigroup Inc

13,411

Citigroup Inc

45,000

Citigroup Inc

35,643

Comcast Corp

20,000

Comcast Corp

19,595

Comcast Corp

15,000

Comcast Corp

14,415

Conoco Phillips Corp

10,000

Conoco Phillips Corp

11,438

Credit Suisse Usa Inc

25,000

Credit Suisse Usa Inc

25,339

Dowdupont Inc

12,000

Dowdupont Inc

11,855

Duke Energy Carolinas

15,000

Duke Energy Carolinas

12,915

Duke Energy Corp

10,000

Duke Energy Corp

9,835

Energy Transfer Operatng

40,000

Energy Transfer Operatng

35,365

Enterprise Products Oper

14,000

Enterprise Products Oper

13,256

EOG Resources Inc

20,000

EOG Resources Inc

19,303

Equinor Asa

32,000

Equinor Asa

30,685

Fairfax Financial Hldgs

10,000

Fairfax Financial Hldgs

10,283

General Motors Co

22,000

General Motors Co

22,487

General Motors Finl Co

10,000

General Motors Finl Co

9,500

General Mtrs Accep Corp

10,000

General Mtrs Accep Corp

10,427

Goldman Sachs Group Inc

16,000

Goldman Sachs Group Inc

15,798

Intel Corp

10,000

Intel Corp

9,748

JC Penney Corp Inc

20,000

JC Penney Corp Inc

Jefferies Grp LLC / Cap

10,000

Jefferies Grp LLC / Cap

8,927

Johnson & Johnson SR NT

18,000

Johnson & Johnson SR NT

16,922

JPMorgan Chase & Co

15,000

JPMorgan Chase & Co

14,090

JPMorgan Chase & Co

15,000

JPMorgan Chase & Co

14,713

Kansas City Southern

24,000

Kansas City Southern

20,694

Kla-Tencor Corp

3,000

Kla-Tencor Corp

2,999

Kohl's Corporation

5,000

Kohl's Corporation

3,960

Laboratory Corp Of Amer

10,000

Laboratory Corp Of Amer

9,690

Lowe's Cos Inc

28,000

Lowe's Cos Inc

26,127

Mitsubishi UFJ Fin Grp

10,000

Mitsubishi UFJ Fin Grp

9,212

Morgan Stanley

25,000

Morgan Stanley

24,867

CITY NATIONAL BANK

PROFIT SHARING PLAN

EIN: 95-1780067 PN: 001

Attachment to 2022 Form 5500

Schedule H Part IV, Line 4(i) — Schedule of Assets (Held at End of Year)

December 31, 2022

(c)

(b)

Description of Investment, including

(e)

Identity of Issuer, Borrower,

Maturity Date, Rate of Interest,

(d)

Current

(a)

Lessor or Similar Party

Shares

Collateral, Par or Maturity Value

Cost

Value

Morgan Stanley

26,000

Morgan Stanley

25,613

Morgan Stanley

10,000

Morgan Stanley

11,272

National Rural Util Coop

20,000

National Rural Util Coop

18,525

Oracle Corp

32,000

Oracle Corp

30,192

Ovintiv Inc

5,000

Ovintiv Inc

5,501

Owl Rock Core Income Cor

10,000

Owl Rock Core Income Cor

9,701

Pepsi Co

26,000

Pepsi Co

24,720

Pfizer Inc

10,000

Pfizer Inc

9,430

Plains All Amer Pipeline

10,000

Plains All Amer Pipeline

9,888

Procter & Gamble Co/The

18,000

Procter & Gamble Co/The

16,484

Pulte Group Inc

10,000

Pulte Group Inc

11,173

Qwest Corporation

25,000

Qwest Corporation

24,852

Reynolds American Inc

10,000

Reynolds American Inc

10,225

Santander UK PLC

15,000

Santander UK PLC

14,817

Select Income Reit

10,000

Select Income Reit

9,058

Shell International Fin

20,000

Shell International Fin

19,213

Southern Cal Edison

5,000

Southern Cal Edison

5,168

United Technologies Corp

26,000

United Technologies Corp

24,927

Unitedhealth Group Inc

34,000

Unitedhealth Group Inc

33,955

US Bancorp

45,000

US Bancorp

34,933

Verizon Communications

10,000

Verizon Communications

9,677

Verizon Communications

30,000

Verizon Communications

23,403

Viacom Inc

10,000

Viacom Inc

9,819

ViacomCBS Inc

14,000

ViacomCBS Inc

12,498

Viacomcbs Inc

40,000

Viacomcbs Inc

35,648

Walmart Inc

22,000

Walmart Inc

21,296

Wells Fargo & Company

22,000

Wells Fargo & Company

21,397

Wells Fargo & Company

20,000

Wells Fargo & Company

19,309

Wells Fargo & Company

20,000

Wells Fargo & Company

16,961

TOTAL CORPORATE OBLIGATIONS

1,374,703

PREFERRED STOCKS

AMC Entertainment Hldgs

4,101

AMC Entertainment Hldgs

5,782

Citigrp Inc 7.125%-J

100

Citigrp Inc 7.125%-J

2,516

Enbridge Inc

10,000

Enbridge Inc

244,000

Fifth Third Bancorp 6%

1,326

Fifth Third Bancorp 6%

29,689

Gaslog Partners LP 8.5

150

Gaslog Partners LP 8.5

3,602

Istar Finl Inc Pfd Ser D

2,000

Istar Finl Inc Pfd Ser D

49,580

M&T Bank Corporation 5.625%

1,834

M&T Bank Corporation 5.625%

42,916

Morgan Stanley 6.5%

7,900

Morgan Stanley 6.5%

199,475

Morgan Stanley 7.125

1,000

Morgan Stanley 7.125

25,150

Regions Financial Corporation Dep Shs Repstg

500

Regions Financial Corporation Dep Shs

11,995

SVB Financial Group

2,800

SVB Financial Group

48,020

Teekay Lng Partners

100

Teekay Lng Partners

2,357

Wells Fargo & Company 5.85

100

Wells Fargo & Company 5.85

2,301

Wells Fargo & Company 7.5%

110,205

TOTAL PREFERRED STOCKS

777,588

COMMON STOCKS

10X Genomics Inc-Class A

2,915

1933 Industries Inc

500

1933 Industries Inc

1Pm Industries Inc

1,500,000

1Pm Industries Inc

23andMe Holding Co

1,675

23andMe Holding Co

3,618

3-D Systems Corp

111

3-D Systems Corp

821

3m Co.

111

3m Co.

13,287

Abb Ltd Spons ADR

1,523

Abbott Laboratories

158

Abbott Laboratories

17,320

Abbvie Inc

409

Abbvie Inc

66,122

Abcellera Biologics Inc

1,000

Abcellera Biologics Inc

10,130

Accelleron Industries Ag ADR

Accenture PLC

214

Accenture PLC

57,104

CITY NATIONAL BANK

PROFIT SHARING PLAN

EIN: 95-1780067 PN: 001

Attachment to 2022 Form 5500

Schedule H Part IV, Line 4(i) — Schedule of Assets (Held at End of Year)

December 31, 2022

(c)

(b)

Description of Investment, including

(e)

Identity of Issuer, Borrower,

Maturity Date, Rate of Interest,

(d)

Current

(a)

Lessor or Similar Party

Shares

Collateral, Par or Maturity Value

Cost

Value

Accuray Inc

100

Accuray Inc

209

Acreage Holdings Sub Vtg E

Acreage Holdings-Sub Vtg D

Activision Blizzard Inc

3,851

Adobe Inc

324

Adobe Inc

109,036

Advanced Micro Devices

2,145

Advanced Micro Devices

138,932

Adyen Nv-Unspon ADR

1,010

Adyen Nv-Unspon ADR

13,938

Aercap Holdings NV

500

Aercap Holdings NV

29,160

Aerovironment Inc

4,283

Affimed NV

26,100

Affimed NV

32,364

Affirm Holdings Inc

435

Aflac Inc

226

Aflac Inc

16,227

Agenus Inc

Agilent Technologies

2,245

Agios Pharmaceuticals Inc

100

Agios Pharmaceuticals Inc

2,808

AGNC Investment Corp

6,430

AGNC Investment Corp

66,549

Aileron Therapeutics Inc

500

Aileron Therapeutics Inc

1,185

Airbnb Inc Class A

535

Airbnb Inc Class A

45,742

Akamai Technologies

360

Akamai Technologies

30,348

Akero Therapeutics Inc

2,740

Akoustis Technologies Inc

150

Akoustis Technologies Inc

423

Akoya Biosciences Inc

360

Akoya Biosciences Inc

3,445

Alarm.Com Holdings Inc

990

Albemarle Corp

5,205

Albertsons Cos Inc - Class A

305

Albertsons Cos Inc - Class A

6,326

Alcoa Inc

1,457

Aleafia Health Inc

250

Aleafia Health Inc

Alector Inc

461

Alfi Inc

1,500

Alfi Inc

Algonquin Power & Utilities

563

Algonquin Power & Utilities

3,668

Alibaba Group Holding-Sp ADR

769

Alibaba Group Holding-Sp ADR

67,741

Allied Corp

480

Allied Corp

101

Allogene Therapeutics Inc

400

Allogene Therapeutics Inc

2,516

Allstate Corp

678

Ally Financial Inc

1,476

Ally Financial Inc

36,092

Alphabet Inc CL A

3,610

Alphabet Inc CL A

318,510

Alphabet Inc CL C

829

Alphabet Inc CL C

73,557

Alpine 4 Holdings Inc

200

Alpine 4 Holdings Inc

106

Alt Hse Cannabis Inc

Alteryx Inc - Class A

1,037

Alteryx Inc - Class A

52,545

Altria Group Inc

1,355

Altria Group Inc

61,955

Altus Power Inc

6,125

Altus Power Inc

39,935

Alzamend Neuro Inc

2,000

Alzamend Neuro Inc

1,130

Amarin Corporation Plc -ADR

877

Amarin Corporation Plc -ADR

1,061

Amazon Com Inc

11,140

Amazon Com Inc

935,760

Amazonas Florestal Ltd

500,000

Amazonas Florestal Ltd

100

Ambarella Inc

2,056

AMC Entertainment Hlds CL A

3,204

AMC Entertainment Hlds CL A

13,040

American Airlines Group Inc

5,990

American Airlines Group Inc

76,193

American Eagle Outfitters

741

American Eagle Outfitters

10,345

American Electric Power Co

633

American Electric Power Co

60,125

American Express Co.

278

American Express Co.

41,095

American Green Inc

165,000

American Green Inc

181

American Homes 4 Rent- A

202

American Homes 4 Rent- A

6,078

American International Group

350

American International Group

22,134

American Water Works Co Inc

371

American Water Works Co Inc

56,494

American Xtal Tech Inc.

100

American Xtal Tech Inc.

438

Amesite Inc (amst 02/22/23)

Amgen Inc

2,794

Amico Games Corp (delisted 11/10/14)

250

Amico Games Corp (delisted 11/10/14)

Amn Healthcare Services

3,290

Analog Devices Inc

7,154

CITY NATIONAL BANK

PROFIT SHARING PLAN

EIN: 95-1780067 PN: 001

Attachment to 2022 Form 5500

Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)

December 31, 2022

(c)

(b)

Description of Investment, including

(e)

Identity of Issuer, Borrower,

Maturity Date, Rate of Interest,

(d)

Current

(a)

Lessor or Similar Party

Collateral, Par or Maturity Value

Cost

Value

Angi Inc

100

Angi Inc

235

Anglo American Plat-Spon ADR

349

Anheuser Busch Inbev

879

Anheuser Busch Inbev

52,775

Anixa Biosciences Inc

800

Anixa Biosciences Inc

3,400

Annaly Capital Management Inc

2,249

Annaly Capital Management Inc

47,411

Aon PLC

25,512

APA Corporation

4,600

APA Corporation

214,728

Apple Inc

21,436

Apple Inc

2,785,174

Applied Dna Sciences Inc

1,500

Applied Dna Sciences Inc

2,490

Applied Material

250

Applied Material

24,362

Applied Uv Inc

500

Applied Uv Inc

452

Applovin Corp Class A

526

Aquabounty Technologies Inc

Arbor Realty Trust Inc

1,075

Arbor Realty Trust Inc

14,179

Arch Resources Inc

154

Archer Daniels Midland

4,196

Ardelyx Inc

150

Ardelyx Inc

428

Ares Capital Corp

30,175

Ares Capital Corp

557,338

Ares Management Corp

1,145

Arista Networks Inc

9,708

Armour Residential Reit Inc

186

Artificial Intelligence Tech

30,720

Artificial Intelligence Tech

175

Artistdirect Inc (Delisted 8/5/2009)

Arway Corp

Asana Inc Cl A

688

Asml Holding Nv

100

Asml Holding Nv

54,640

Astra Space Inc

1,000

Astra Space Inc

434

Astrazeneca Plc Sponsored Adr

3,390

Astro Aerospace Ltd

AT&T Inc

8,000

AT&T Inc

147,276

Atea Pharmaceuticals Inc

500

Atea Pharmaceuticals Inc

2,405

Atreca Inc A

100

Atreca Inc A

Auburn Natl Bancorporation

2,933

Auburn Natl Bancorporation

67,459

Aurora Cannabis Inc

Autodesk Inc

1,869

Automatic Data Processing

1,005

Autonation

2,682

Auxly Cannabis Group Inc

480

Auxly Cannabis Group Inc

Avangrid Inc

575

Avangrid Inc

24,713

Aveo Pharmaceuticals Inc (acquired 01/20/23)

4,210

Aveo Pharmaceuticals Inc (acquired 01

62,939

Axon Enterprise Inc

1,659

Axonics Inc

2,189

Axos Financial Inc

Axsome Therapeutics Inc

400

Axsome Therapeutics Inc

30,852

Azenta Inc

582

B Riley Financial Inc

855

Backblaze Inc A

100

Backblaze Inc A

615

Baidu Inc

1,144

Banco Bilbao Vizcaya ADR

Banco Macro SA - ADR

Bank Of America Corp

5,727

Bank Of America Corp

189,664

Barclays Plc ADR

101

Barclays Plc ADR

788

Barrick Gold Corp

620

Barrick Gold Corp

10,660

Bausch Health Cos Inc

1,827

Bausch Health Cos Inc

11,474

Baytex Energy Corp (bte 02/23/23)

55,000

Baytex Energy Corp (bte 02/23/23)

247,008

Bce Inc Com

689

Bce Inc Com

30,282

Beam Therapeutics Inc

1,369

Becton Dickinson & Co

182

Becton Dickinson & Co

46,283

Bed Bath And Beyond Inc

Berkshire Hathaway Inc Cl B

1,109

Berkshire Hathaway Inc Cl B

342,570

Best Buy Co

6,656

Beyond Meat Inc

1,240

Beyond Meat Inc

15,264

CITY NATIONAL BANK

PROFIT SHARING PLAN

EIN: 95-1780067 PN: 001

Attachment to 2022 Form 5500

Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)

December 31, 2022

(c)

(b)

Description of Investment, including

(e)

Identity of Issuer, Borrower,

Maturity Date, Rate of Interest,

(d)

Current

(a)

Lessor or Similar Party

Collateral, Par or Maturity Value

Cost

Value

BHP Limited

144

BHP Limited

8,907

Bigcommerce Holdings-Ser 1

200

Bigcommerce Holdings-Ser 1

1,748

Bigg Digital Assets Inc

200

Bigg Digital Assets Inc

Biogen Inc

1,385

Biomarin Pharmaceutical

138

Biomarin Pharmaceutical

14,282

Bionano Genomics Inc

6,000

Bionano Genomics Inc

8,760

Biora Therapeutics Inc

2,000

Biora Therapeutics Inc

263

Biosig Technologies Inc

5,000

Biosig Technologies Inc

2,100

Bio-Techne Corp

332

Bit Digital Inc

250

Bit Digital Inc

150

Bitcoin Services Inc (delisted 07/29/21)

6,000

Bitcoin Services Inc (delisted 07/29/

Bitfarms Ltd

500

Bitfarms Ltd

220

Black Iron Inc

20,000

Black Iron Inc

1,092

Blackberry Ltd

126

Blackberry Ltd

411

BlackRock 2001 Term Tr Inc

16,044

Blackstone Inc

5,943

Blackstone Inc

440,937

Blink Charging Co

406

Block Inc A

14,543

Block Inc A

913,882

Bloom Energy Corp- A

325

Bloom Energy Corp- A

6,214

Boeing Company

924

Boeing Company

176,013

Bombardier Inc CL B

1,776

Boston Beer Co Inc A

3,625

Boyd Gaming Corp

196

Boyd Gaming Corp

10,665

Bp Plc Spons Adr

245

Bp Plc Spons Adr

8,556

Brewbilt Brewing Co

Bristol-Myers Squibb Co

154

Bristol-Myers Squibb Co

11,107

British American Tobacco

350

British American Tobacco

13,988

Brookfield Infrastructure Corp Vtg Shs A

Brookfield Infrastructure Corp Vtg Sh

2,606

BTCS Inc

121

BTCS Inc

Bumble Inc-A

632

Butterfly Network Inc

580

Butterfly Network Inc

1,427

BYD Co Ltd H

1,851

BYD Co Ltd Unsponsored ADR

1,750

BYD Co Ltd Unsponsored ADR

85,995

C3.Ai Inc A

1,170

C3.Ai Inc A

13,092

Cadence Design Systems Inc

803

Cadiz Inc

750

Cadiz Inc

1,875

Cameco Corp

1,134

Camping World Holdings Inc-A

639

Camping World Holdings Inc-A

14,262

Canada Goose Holdings Inc

545

Canada Goose Holdings Inc

9,706

Canadian Natural Resources

161

Canadian Natural Resources

8,943

Canadian Pacific Railway

1,044

Cannabix Technologies Inc

Cannlabs Inc

550

Cannlabs Inc

Canopy Growth Corp

1,600

Canopy Growth Corp

3,696

Capital One Financial Corp Com

1,219

Capital One Financial Corp Com

113,318

Capri Holdings Ltd

250

Capri Holdings Ltd

14,330

Capricor Therapeutics Inc

Caretrust REIT Inc

1,394

Carnival Corp.

4,119

Carnival Corp.

33,199

CarParts.com Inc

157

Carrier Global Corp

1,300

Castle Biosciences Inc

100

Castle Biosciences Inc

2,354

Caterpillar Inc

125

Caterpillar Inc

30,039

Cazoo Group Ltd (czoo 02/09/23)

100

Cazoo Group Ltd (czoo 02/09/23)

Cbak Energy Technology Inc

3,000

Cbak Energy Technology Inc

2,970

Cbl & Associates Properties

945

Cbl & Associates Properties

21,811

Celanese Corp Series A

3,135

Celsius Holdings Inc

2,081

Cerence Inc

111

Champion Iron Ltd

500

Champion Iron Ltd

2,472

ChargePoint Holdings Inc

455

ChargePoint Holdings Inc

4,336

Charles Schwab Corporation

409

Charles Schwab Corporation

34,013

CITY NATIONAL BANK

PROFIT SHARING PLAN

EIN: 95-1780067 PN: 001

Attachment to 2022 Form 5500

Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)

December 31, 2022

(c)

(b)

Description of Investment, including

(e)

Identity of Issuer, Borrower,

Maturity Date, Rate of Interest,

(d)

Current

(a)

Lessor or Similar Party

Collateral, Par or Maturity Value

Cost

Value

Charlottes Web Holdings Inc

150

Charlottes Web Holdings Inc

Chart Industries Inc

1,152

Charter Communications New Cl A

1,696

Chegg Inc

290

Chegg Inc

7,328

Cheniere Energy Inc

450

Chesapeake Energy Corp

4,889

Chevron Corp

803

Chevron Corp

144,163

Chewy Inc - Class A

2,855

China Evergrande Group

2,000

China Evergrande Group

Chineseinvestors.Com Inc

2,500

Chineseinvestors.Com Inc

Chipotle Mexican Grill - Cl A

11,100

Chubb Ltd

8,844

Cigna Group

5,302

Cincinnatti Financial Corp

346

Cincinnatti Financial Corp

35,427

Cinemark Holdings Inc

3,172

Cinemark Holdings Inc

27,470

Cintas Corp

213

Cintas Corp

96,195

Cirrus Logic Inc

1,490

Cisco Systems Inc

1,753

Cisco Systems Inc

83,516

Citigroup Inc

4,427

Citizens Financial Group

875

Citizens Financial Group

34,447

Clearway Energy Inc CL C

102

Clearway Energy Inc CL C

3,242

Clorox Co.

296

Cloudflare Inc Class A

2,306

Clover Health Investments Corp

1,550

Clover Health Investments Corp

1,441

Clovis Oncology Inc

93,000

Clovis Oncology Inc

4,906

CME Group Inc

233

CME Group Inc

39,181

Coca-Cola Company

2,323

Coca-Cola Company

147,764

Cognex Corp

3,298

Coinbase Global Inc -Class A

520

Coinbase Global Inc -Class A

18,403

Collplant Biotechnologies Lt

Columbia Care Inc

100

Columbia Care Inc

Comcast Corp Cl A

1,206

Comcast Corp Cl A

42,174

Community Trust Bancorp Inc

437

Community Trust Bancorp Inc

20,060

Computer Task Group Inc

1,000

Computer Task Group Inc

7,560

Comstock Resources Inc

200

Comstock Resources Inc

2,742

Conagra Brands Inc

700

Conagra Brands Inc

27,090

Conocophillips

134

Conocophillips

15,867

Consolidated Edison

247

Consolidated Edison

23,522

Constellation Brands Cl. A

5,816

Coppernico Metals Inc

125

Coppernico Metals Inc

Core One Labs Inc

Cornerstone Strategic Value

475

Cornerstone Strategic Value

3,501

Costar Group Inc

1,932

Costco Wholesale Corp-New

551

Costco Wholesale Corp-New

251,557

Coterra EnerCoterra Energy Inc

256

Coterra EnerCoterra Energy Inc

6,288

Coty Inc-Cl A

171

Coupang Inc

330

Coupang Inc

4,854

CPS Technologies Corp

2,000

CPS Technologies Corp

5,380

Credit Suisse Group Spon Adr

Cresco Labs Inc Subordinate

153

Crispr Therapeutics AG

732

Cronos Group Inc

385

Cronos Group Inc

978

Cross Timbers Royalty Trust

400

Cross Timbers Royalty Trust

10,172

Crowdstrike Holdings Inc - A

250

Crowdstrike Holdings Inc - A

26,322

Crown Castle Inc

924

Crown Castle Inc

125,348

Curaleaf Holdings Inc

125

Curaleaf Holdings Inc

537

CV Sciences Inc

20,200

CV Sciences Inc

654

CVS Health Corp

214

CVS Health Corp

19,897

Cybin Inc

960

Cybin Inc

285

D R Horton Inc.

543

Daimler Truck Spon ADR

154

Daimlerchrysler Ag

654

CITY NATIONAL BANK

PROFIT SHARING PLAN

EIN: 95-1780067 PN: 001

Attachment to 2022 Form 5500

Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)

December 31, 2022

(c)

(b)

Description of Investment, including

(e)

Identity of Issuer, Borrower,

Maturity Date, Rate of Interest,

(d)

Current

(a)

Lessor or Similar Party

Collateral, Par or Maturity Value

Cost

Value

Danaher Corp Del

272

Danaher Corp Del

72,211

Data443 Risk Mitigation Inc

Dave Inc (dave 01/06/23)

400

Dave Inc (dave 01/06/23)

116

Deckers Outdoor Corp

6,786

Deep Rock Oil & Gas Inc (delisted)

101

Deep Rock Oil & Gas Inc (delisted)

Deere & Co.

9,526

Delta Air Lines Inc

166

Delta Air Lines Inc

5,455

Dermtech Inc

4,595

Dermtech Inc

8,133

Desert Mountain Energy Corp

5,000

Desert Mountain Energy Corp

10,200

Designer Brands Inc

1,000

Designer Brands Inc

9,780

Desktop Metal Inc

Deutsche Bank Ag Ord

470

Deutsche Bank Ag Ord

5,416

Deutsche Telekom Ag Sponsored Adr

500

Deutsche Telekom Ag Sponsored Adr

9,990

Devon Energy Corp New

2,788

Diageo Plc Sposored Adr New

2,316

Dicks Sporting Goods Inc

2,406

Digatrade Financial Corp

101

Digatrade Financial Corp

Digihost Technology Inc

500

Digihost Technology Inc

180

Digital Realty Trust Inc

520

Digital Turbine Inc

950

Digital Turbine Inc

14,478

Digitalbridge Group Inc

3,600

Digitalbridge Group Inc

39,384

Discovery Silver Corp

500

Discovery Silver Corp

500

Disney Walt Co

1,737

Disney Walt Co

150,911

District Metals Corp

5,000

District Metals Corp

257

Docusign Inc

1,995

Dolby Laboratories Inc A

248

Dolby Laboratories Inc A

17,494

Dominion Energy Inc

651

Dominion Energy Inc

39,919

Domino's Pizza Inc

9,006

Dow Inc

103

Dow Inc

5,170

Doximity Inc-Class A

187

Doximity Inc-Class A

6,276

DraftKings Inc

7,021

DraftKings Inc

79,969

Dropbox Inc Class A

100

Dropbox Inc Class A

2,238

Dufry Ag - ADR

2,000

Dufry Ag - ADR

8,324

Duke Energy Corp

530

Duke Energy Corp

54,585

Dynavax Technologies Corp

233

Dynavax Technologies Corp

2,479

Ebang International Hldgs A

Ebay Inc

405

Ebay Inc

16,795

Ecosciences Inc

4,000,000

Ecosciences Inc

Editas Medicine Inc

443

Edwards Lifesciences

1,096

Edwards Lifesciences

81,773

EHealth Inc

200

EHealth Inc

968

Ekso Bionics Holdings Inc

3,000

Ekso Bionics Holdings Inc

3,570

Elanco Animal Health Inc

904

Elastic Nv

125

Elastic Nv

6,437

Electrameccanica Vehicles Co

586

Electrameccanica Vehicles Co

354

Element Solutions Inc

100

Element Solutions Inc

1,819

Elemental Altus Royalties Corp

350

Elemental Altus Royalties Corp

341

Eli Lilly & Company

7,359

Emcore Corp

750

Emcore Corp

722

Emerson Electric Co

435

Emerson Electric Co

41,786

EMX Royalty Corp

350

EMX Royalty Corp

662

Enbridge Inc

2,495

Enbridge Inc

97,540

Endeavor Group Hold Class A

1,127

Endeavour Mining Corp

386

Energous Corp

Enovix Corp

379

Enovix Corp

4,715

Enphase Energy Inc

19,077

Entergy Corp

414

Entergy Corp

46,575

Entheon Biomedical Corp

800

Entheon Biomedical Corp

Enthusiast Gaming Holdings I

500

Enthusiast Gaming Holdings I

278

Entourage Health Corp

750

Entourage Health Corp

EnviroMetal Technologies Inc

20,000

EnviroMetal Technologies Inc

1,040

CITY NATIONAL BANK

PROFIT SHARING PLAN

EIN: 95-1780067 PN: 001

Attachment to 2022 Form 5500

Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)

December 31, 2022

(c)

(b)

Description of Investment, including

(e)

Identity of Issuer, Borrower,

Maturity Date, Rate of Interest,

(d)

Current

(a)

Lessor or Similar Party

Collateral, Par or Maturity Value

Cost

Value

Eog Resources Inc

407

Eog Resources Inc

52,715

Eom Pharmaceutical Holdings Inc

5,875

Eom Pharmaceutical Holdings Inc

4,816

Epazz Inc

37,000

Epazz Inc

100

Equifax Inc.

194

Equinix Inc

41,922

Equinox Gold Corp

4,610

Equinox Gold Corp

15,121

Equity Res. Property

685

Estee Lauder Cos Cl A

7,965

Etsy Inc

5,151

Eventbrite Inc-Class A

293

Eversource Energy

360

Eversource Energy

30,182

Everspin Technologies Inc

100

Everspin Technologies Inc

556

Exact Sciences Corp

111

Exact Sciences Corp

5,496

Exp World Holdings Inc

100

Exp World Holdings Inc

1,108

Exxon-Mobil Corporation

959

Exxon-Mobil Corporation

105,826

Fannie Mae

280

Fannie Mae

Fanuc Ltd Unsp ADR

372

Farmland Partners Inc

311

Faurecia

151

Fdctech Inc

20,940

Fdctech Inc

262

Ferrellgas Partners-LP

Fifth Third Bancorp

900

Fifth Third Bancorp

29,514

Figs Inc-Class A

174

Figs Inc-Class A

1,171

First Horizon Corp

2,368

First Horizon Corp

58,016

First Republic Bank/San Fran

983

First Solar Inc

749

Firstenergy Corp

582

Firstenergy Corp

24,409

Fiserv Inc

4,548

Fisker Inc

20,811

Fisker Inc

151,296

Fiverr International Ltd

932

Flex Lng Ltd

500

Flex Lng Ltd

16,345

Floor & Decor Holdings Inc-A

1,393

Flora Growth Corp

1,800

Flora Growth Corp

410

Flowers Foods Inc

349

Flowers Foods Inc

10,042

Ford Motor Co New

4,141

Ford Motor Co New

48,165

Forian Inc

Fortinet Inc

100

Fortinet Inc

4,889

Fortuna Silver Mines Inc

100

Fortuna Silver Mines Inc

375

Franco Nevada Corp

1,365

Franklin Resources Inc

604

Franklin Resources Inc

15,934

Freddie Mac

5,052

Freddie Mac

1,785

Freeport-Mcmoran Inc

2,242

Fresh Tracks Therapeutics Inc

Frontier Communications Pare

380

Frontier Communications Pare

9,682

FS KKR Capital Corp

1,208

Fubotv Inc

10,000

Fubotv Inc

17,400

Fuelcell Energy Corp

Future Farm Technologies Inc

400

Future Farm Technologies Inc

Galaxy Digital Holdings Ltd

330

Galaxy Digital Holdings Ltd

936

Galecto Inc

2,000

Galecto Inc

2,300

Galiano Gold Inc

Gamestop Corp CL A

436

Gamestop Corp CL A

8,049

Gamida Cell Ltd

2,000

Gamida Cell Ltd

2,580

Gan Ltd

113

Gap Inc.

GB Sciences Inc

265

GB Sciences Inc

Generac Holdings Inc

7,650

General Dynamics Corp

1,051

General Electric Co

137

General Electric Co

11,489

General Mills

490

General Mills

41,086

General Motors Co

976

General Motors Co

32,831

Generation Alpha Inc

300

Generation Alpha Inc

CITY NATIONAL BANK

PROFIT SHARING PLAN

EIN: 95-1780067 PN: 001

Attachment to 2022 Form 5500

Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)

December 31, 2022

(c)

(b)

Description of Investment, including

(e)

Identity of Issuer, Borrower,

Maturity Date, Rate of Interest,

(d)

Current

(a)

Lessor or Similar Party

Collateral, Par or Maturity Value

Cost

Value

Genius Brands International (gnus 02/13/23)

300

Genius Brands International (gnus 02/

139

Gentech Holdings Inc

500,000

Gentech Holdings Inc

Genuine Parts Co.

212

Genuine Parts Co.

36,784

Gevo Inc

1,000

Gevo Inc

1,900

G-III Apparel Group LTD

200

G-III Apparel Group LTD

2,742

Gilead Sciences Inc

1,166

Gilead Sciences Inc

100,109

Gitlab Inc Cl A

Glass House Brands Inc

Global Compliance Applications Corp

8,000

Global Compliance Applications Corp

102

Globalstar Inc

800

Globalstar Inc

1,064

GoDaddy Inc - Class A

1,870

Gogoro Inc

223

Gold Fields Ltd New Spd Adr

150

Gold Fields Ltd New Spd Adr

1,553

Goldman Sachs Group Inc

22,663

Gopro Inc-Class A

600

Gopro Inc-Class A

2,988

Gores Guggenheim Inc ADS CL A

125

Gores Guggenheim Inc ADS CL A

664

Gossamer Bio Inc

Gran Tierra Energy Inc

5,200

Gran Tierra Energy Inc

5,148

Green Organic Dutchman Holdings (bzam.f 02/23/23)

3,817

Green Organic Dutchman Holdings (bzam

987

Green Thumb Industries Inc

480

Green Thumb Industries Inc

4,147

Greengro Technologies

80,000

Greengro Technologies

176

Greenlane Holdings Inc A

Greenwave Technology Solutions Inc

Grow Solutions Holdings Inc

506,000

Grow Solutions Holdings Inc

Growgeneration Corp

100

Growgeneration Corp

392

Grupo Mexico Sab De Cv-Ser B

150

Grupo Mexico Sab De Cv-Ser B

533

Gs Enviroservices Inc (delisted 10/04/17)

250

Gs Enviroservices Inc (delisted 10/04

GSK PLC Spon ADR

3,444

Guardant Health Inc

1,034

Hain Food Group Inc

Halliburton Company

343

Halliburton Company

13,490

Halozyme Therapeutics Inc

2,845

Hanesbrands Inc

144

Hanesbrands Inc

916

Hannon Armstrong Sustainable

125

Hannon Armstrong Sustainable

3,631

Harpoon Therapeutics Inc

Hartford Financial Services Group

461

Hartford Financial Services Group

34,958

Hawaiian Holdings Inc

100

Hawaiian Holdings Inc

1,026

HCA Healthcare Inc

361

HCA Healthcare Inc

86,597

Healthier Choices Management

2,644,525

Healthier Choices Management

529

Healthpeak Properties Inc

276

Henry Schein Inc

400

Henry Schein Inc

31,948

Hercules Capital Inc

2,000

Hercules Capital Inc

26,440

Hertz Global Hldgs Inc

769

Hexo Corp

Hf Sinclair Corp

Hilton Worldwide Holdings Inc

2,527

Himax Technologies Inc- ADR

100

Himax Technologies Inc- ADR

621

Hippo Holdings Inc

100

Hippo Holdings Inc

1,360

Histogen Inc

750

Histogen Inc

623

Hive Blockchain Technologies

115

Home Depot Incorporated

649

Home Depot Incorporated

204,925

Homology Medicines Inc

150

Homology Medicines Inc

189

Honda Motor Ltd Sponsored ADR

379

Honda Motor Ltd Sponsored ADR

8,664

Honeywell International

5,383

Hudson Pacific Properties In

560

Hudson Pacific Properties In

5,449

Humana Inc.

6,665

Hut 8 Mining Corp

100

Hut 8 Mining Corp

Hyliion Holdings Corp

2,500

Hyliion Holdings Corp

5,850

IAC Inc

888

Iamgold Corporation

2,000

Iamgold Corporation

5,160

Idexx Laboratories Inc

16,726

Ilika PLC

3,775

Ilika PLC

1,099

CITY NATIONAL BANK

PROFIT SHARING PLAN

EIN: 95-1780067 PN: 001

Attachment to 2022 Form 5500

Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)

December 31, 2022

(c)

(b)

Description of Investment, including

(e)

Identity of Issuer, Borrower,

Maturity Date, Rate of Interest,

(d)

Current

(a)

Lessor or Similar Party

Collateral, Par or Maturity Value

Cost

Value

Illumina Inc

3,033

ImmunityBio Inc

5,000

ImmunityBio Inc

25,350

Impala Platinum Spon Adr

150

Impala Platinum Spon Adr

1,863

Indaptus Therapeutics Inc

2,018

Indaptus Therapeutics Inc

2,926

Infineon Technologies

100

Infineon Technologies

3,015

Infinity Pharmaceuticals Inc

3,000

Infinity Pharmaceuticals Inc

1,665

Inmode Ltd

360

Inmode Ltd

12,852

Innerscope Hearing Technolog

100,000

Innerscope Hearing Technolog

620

Innovative Industrial Proper

507

Inpixon

134

Inpixon

228

Intel Corporation

2,700

Intel Corporation

71,352

Intelgenx Technologies Corp

1,500

Intelgenx Technologies Corp

296

Intelligent Highway Solution (delisted 10/20/21)

3,000,000

Intelligent Highway Solution (deliste

Intercontinental Exchange Inc

5,129

International Consolidated Airlines Group SA

1,400

International Consolidated Airlines G

4,088

International Paper

886

International Paper

30,682

Interpublic Group Co

705

Interpublic Group Co

23,484

Intl Business Machines Inc

1,014

Intl Business Machines Inc

142,849

Int'l Flavors & Fragrances

4,018

Intrusion Inc

3,500

Intrusion Inc

11,060

Intuitive Surgical

3,980

Invitae Corp

1,299

Invitae Corp

2,416

Invitation Homes Inc

202

Invitation Homes Inc

5,985

IonQ Inc

255

Irhythm Technologies Inc

Irobot Corp

241

Ispecimen Inc

Iterum Therapeutics PLC

676

Iterum Therapeutics PLC

568

Ivanhoe Electric Inc

900

Ivanhoe Electric Inc

10,935

Jack In The Box Inc

682

Jaguar Health Inc (jagx 01/23/23)

1,666

Jaguar Health Inc (jagx 01/23/23)

145

Jazz Pharmaceuticals PLC

637

Johnson & Johnson

344

Johnson & Johnson

60,813

JPMorgan Chase & Co

2,300

JPMorgan Chase & Co

308,496

Jushi Holdings Inc-B Sub Vot

1,800

Jushi Holdings Inc-B Sub Vot

1,372

Juva Life Inc

250

Juva Life Inc

Kaleido Biosciences Inc (delisted 04/18/22)

Kaleido Biosciences Inc (delisted 04/

Karyopharm Therapeutics Inc

3,000

Karyopharm Therapeutics Inc

10,200

Katapult Holdings Inc

3,000

Katapult Holdings Inc

2,870

Kellogg Co.

4,310

Keycorp

2,240

Keycorp

39,021

Kimberly Clark

12,362

Kimco Realty Corp

1,600

Kinder Morgan Inc

365

Kinder Morgan Inc

6,600

Kinerjapay Corp (delisted 8/18/22)

200,000

Kinerjapay Corp (delisted 8/18/22)

Kinsale Capital Group Inc

100

Kinsale Capital Group Inc

26,152

Kroger Co

321

Kroger Co

14,328

Kyndryl Holdings Inc

378

L3Harris Technologies Inc

8,732

Lam Research Corp

4,709

Lamar Advertising Co A

4,849

Lamb Weston Holdings Inc

233

Lamb Weston Holdings Inc

20,821

Leggett & Platt Inc

370

Leggett & Platt Inc

11,910

Lennar Corp

3,327

Lexicon Pharmaceuticals Inc

Li Auto Inc ADR

750

Li Auto Inc ADR

15,300

Lifestance Health Group Inc

1,000

Lifestance Health Group Inc

4,940

Lightning eMotors Inc

Linde PLC

3,016

Lions Gate Entertainment Corp

375

Lions Gate Entertainment Corp

2,141

Lions Gate Entertainment-B

375

Lions Gate Entertainment-B

2,036

Lithium Chile Inc

710

Lithium Chile Inc

304

CITY NATIONAL BANK

PROFIT SHARING PLAN

EIN: 95-1780067 PN: 001

Attachment to 2022 Form 5500

Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)

December 31, 2022

(c)

(b)

Description of Investment, including

(e)

Identity of Issuer, Borrower,

Maturity Date, Rate of Interest,

(d)

Current

(a)

Lessor or Similar Party

Collateral, Par or Maturity Value

Cost

Value

LL Floring Holdings Inc

600

LL Floring Holdings Inc

3,372

Lloyds Banking Group PLC ADR

101

Lloyds Banking Group PLC ADR

222

LM Funding America Inc

2,000

LM Funding America Inc

1,104

Lobe Sciences Ltd

3,750

Lobe Sciences Ltd

118

Lockheed Martin Corp

145

Lockheed Martin Corp

70,446

Lowes Co Inc

280

Lowes Co Inc

55,786

Lucid Group Inc

846

Lucid Group Inc

5,778

Lululemon Athletica Inc

2,243

Lumen Technologies Inc

157

Lumentum Holdings Inc

783

Luminar Technologies Inc

350

Luminar Technologies Inc

1,732

Lvmh Moet Hennessy Adr

7,243

Lvmh Moet Hennessy Louis Vui

726

Lyondellbasell Indus A

368

Lyondellbasell Indus A

30,555

Macy's Inc

100

Macy's Inc

2,065

Madison Square Garden Entertainment CL A

Madison Square Garden Entertainment C

2,024

Magna Int'l Inc.

115

Magna Int'l Inc.

6,454

Magnite Inc

1,180

Magnite Inc

12,496

Main Street Capital Corp

1,159

Main Street Capital Corp

42,823

Mankind Corp

2,065

Mankind Corp

10,883

Marathon Digital Holdings Inc

239

Marathon Oil Corp

101

Marathon Oil Corp

2,734

Marathon Petroleum Corp

620

Marathon Petroleum Corp

72,161

Marijuana Company Of America

3,592

Marijuana Company Of America

Marriot Vacations World

135

Marriott International Inc

2,084

Martin Marietta Materials

1,690

Marvell Technology Group Ltd

125

Marvell Technology Group Ltd

4,638

Mastercard Inc A

314

Mastercard Inc A

109,187

Match Group Inc

871

Matinas Biopharma Holdings I

1,000

Matinas Biopharma Holdings I

500

Matterport Inc

5,426

Matterport Inc

15,193

Maxeon Solar Tech Ltd

Mcdonalds Corp

721

Mcdonalds Corp

189,897

Medaro Mining Corp

375

Medaro Mining Corp

Medical Marijuana Inc

37,250

Medical Marijuana Inc

227

Medical Properties Trust Inc

1,877

Medical Properties Trust Inc

20,912

Medicenna Therapeutics Corp

5,000

Medicenna Therapeutics Corp

2,290

Medmen Enterprises Inc

750

Medmen Enterprises Inc

Medtronic PLC

219

Medtronic PLC

17,016

Mercadolibre Inc

24,541

Merck & Company Inc

1,082

Merck & Company Inc

120,035

Meta Platforms Inc

4,379

Meta Platforms Inc

526,969

Metalpha Technology Holding Ltd

Metlife Inc

615

Metlife Inc

44,508

Microchip Technology

702

Micron Tech. Inc.

139

Micron Tech. Inc.

6,947

Microsoft Corporation

3,707

Microsoft Corporation

889,092

Microstrategy Inc Class A

122

Microstrategy Inc Class A

17,272

Mid America Apt Community

13,344

MidCap Financial Investment Corp

137

MidCap Financial Investment Corp

1,561

Mimedx Group Inc

Mind Medicine Mindmed Inc

248

Mind Medicine Mindmed Inc

546

Minerco Inc

35,000

Minerco Inc

Mink Therapeutics Inc

Mitsubishi UFJ Financial ADR

3,660

Mitsubishi UFJ Financial ADR

24,416

Mix Telematics Ltd-Sp ADR

613

Mix Telematics Ltd-Sp ADR

4,309

MMEX Resources Corp

100

MMEX Resources Corp

Mobile Telesys Ojsc Spon ADR (delisted 07/13/22)

Mobile Telesys Ojsc Spon ADR (deliste

Mobileye Nv (acquired 05/03/18)

Moderna Inc

313

Moderna Inc

56,221

Mogo Inc

CITY NATIONAL BANK

PROFIT SHARING PLAN

EIN: 95-1780067 PN: 001

Attachment to 2022 Form 5500

Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)

December 31, 2022

(c)

(b)

Description of Investment, including

(e)

Identity of Issuer, Borrower,

Maturity Date, Rate of Interest,

(d)

Current

(a)

Lessor or Similar Party

Collateral, Par or Maturity Value

Cost

Value

Molecular Data Inc ADR

666

Molecular Data Inc ADR

Mondelez International Inc

109

Mondelez International Inc

7,294

Morgan Stanley

147

Morgan Stanley

12,537

MP Materials Corp

583

MP Materials Corp

14,155

Mydecine Innovations Group Inc

112

Mydecine Innovations Group Inc

Mydx Inc

13,500

Mydx Inc

Nabors Industries

1,704

Nano Dimension Ltd ADR

3,260

Nano Dimension Ltd ADR

7,498

Nanoviricides Inc

5,000

Nanoviricides Inc

5,550

NAPCO Security Technologies Inc

340

NAPCO Security Technologies Inc

9,343

National Retail Properties Inc

1,352

National Retail Properties Inc

61,881

Neptune Wellness Solutions Inc

Netapp Inc

986

Netflix Inc

503

Netflix Inc

148,325

New Leaf Ventures Inc

200

New Leaf Ventures Inc

New Mountain Finance Corp

2,000

New Mountain Finance Corp

24,740

Newcrest Mining Ltd-Spon ADR

1,750

Newcrest Mining Ltd-Spon ADR

24,500

Newell Brands Inc

813

Newell Brands Inc

10,634

Newmont Corp

472

Nextech AR Solutions Corp

Nextera Energy Inc

789

Nextera Energy Inc

65,960

NFiniTi Inc

200

NFiniTi Inc

Nike Inc.

506

Nike Inc.

59,257

Nikola Corp

413

Nikola Corp

892

Nintendo Ltd Adr New Japan

535

Nintendo Ltd Adr New Japan

5,570

Nio Inc - ADR

3,271

Nio Inc - ADR

31,892

Nokia Corp ADR

1,401

Nokia Corp ADR

6,502

Nordic American Tankers Ltd

102

Nordic American Tankers Ltd

312

Nordstrom Inc.

461

Nordstrom Inc.

7,448

Nortel Networks (delisted 10/14/15)

North American Cannabis Holding

1,365,993

North American Cannabis Holding

137

Northern Dynasty Minerals

10,000

Northern Dynasty Minerals

2,208

Northrop Grumman Corp

128

Northrop Grumman Corp

69,859

Norwegian Air Shuttle ASA

Norwegian Cruise Line Holdin

870

Norwegian Cruise Line Holdin

10,649

Novagold Resources

299

Novan Inc

Novavax Inc

1,519

Novavax Inc

15,615

Nu Holdings Ltd/Cayman Isl-A

6,000

Nu Holdings Ltd/Cayman Isl-A

24,420

Nucor Inc

6,789

Numinus Wellness Inc

2,800

Numinus Wellness Inc

378

Nutanix Inc - A

287

Nvidia Corp

2,097

Nvidia Corp

306,494

NXP Semiconductors Nv

272

NXP Semiconductors Nv

43,061

Oao Gazprom Adr Reg S (delisted 08/04/22)

760

Oao Gazprom Adr Reg S (delisted 08/04

Oatly Group Ab

260,286

Oatly Group Ab

452,898

Obseva SA

5,000

Obseva SA

725

Ocado Group PLC

148

Occidental Petroleum Corp

Offerpad Solutions Inc

2,000

Offerpad Solutions Inc

921

Oge Energy Corp

553

Oge Energy Corp

21,889

Old Dominion Freight Line

115

Old Dominion Freight Line

32,635

Omega Healthcare Invs

518

Omega Healthcare Invs

14,484

Oncolytics Biotech Inc

350

Oncolytics Biotech Inc

571

Onconova Therapeutics Inc

2,000

Onconova Therapeutics Inc

1,291

Ondas Holdings Inc

1,500

Ondas Holdings Inc

2,385

Oracle Corp

600

Oracle Corp

49,044

Orezone Gold Corp

300

Orezone Gold Corp

278

Organicell Regenerative Medicine Inc

75,000

Organicell Regenerative Medicine Inc

1,492

Organon & Co

292

Orion Office Reit Inc

Osisko Gold Royalties Ltd

100

Osisko Gold Royalties Ltd

1,207

CITY NATIONAL BANK

PROFIT SHARING PLAN

EIN: 95-1780067 PN: 001

Attachment to 2022 Form 5500

Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)

December 31, 2022

(c)

(b)

Description of Investment, including

(e)

Identity of Issuer, Borrower,

Maturity Date, Rate of Interest,

(d)

Current

(a)

Lessor or Similar Party

Collateral, Par or Maturity Value

Cost

Value

Overstock.Com Inc

263

Overstock.Com Inc

5,092

Ozop Energy Solutions Inc

12,500

Ozop Energy Solutions Inc

Pacific Biosciences of Calif

204

Pacific Premier Bancorp Inc

957

Pacwest Bancorp

300

Pacwest Bancorp

6,885

Pagerduty Inc

800

Pagerduty Inc

21,248

Pagseguro Digital Ltd-Cl A

260

Pagseguro Digital Ltd-Cl A

2,272

Palantir Technologies Inc A

10,514

Palantir Technologies Inc A

67,500

Palatin Technologies Inc

Palo Alto Networks Inc

531

Palo Alto Networks Inc

74,096

Par Technology Corp

550

Par Technology Corp

14,338

Parafin Corp

3,000,000

Parafin Corp

300

Paramount Global

333

Paramount Global

5,620

Paychest Inc

2,000,000

Paychest Inc

Paycom Software Inc

3,103

Paypal Holdings Inc

1,088

Paypal Holdings Inc

77,487

Paysafe Limited Ord

181

Paysafe Limited Ord

2,514

Peabody Energy Corp

Peak Pharmaceuticals Inc (pkphd 02/15/23)

1,750

Peak Pharmaceuticals Inc (pkphd 02/15

242

Peloton Interactive Inc-A

198

Penn Entertainment Inc

185

Penn Entertainment Inc

5,494

Pennantpark Floating Rate Capital Ltd

726

Pepsico Inc

452

Pepsico Inc

81,680

Performance Food Group Co

2,919

Pershing Square Escrow

Pershing Square Holdings Ltd

202

Pershing Square Holdings Ltd

6,971

Petroleo Brasileiro Spon Adr

Pfizer Incorporated

2,034

Pfizer Incorporated

104,244

Pg&e Corp

179

PGT Innovations Inc

449

Pharmacielo Ltd

300

Pharmacielo Ltd

Philip Morris International

581

Philip Morris International

58,811

Phillips 66

6,548

Pinnacle West Cap Corp

139

Pinnacle West Cap Corp

10,555

Pinterest Inc- Class A

472

Pinterest Inc- Class A

11,460

Pioneer Natural Resources Co

226

Pioneer Natural Resources Co

51,601

Planet 13 Holdings Inc

100

Planet 13 Holdings Inc

Platinum Group Metals Ltd

100

Platinum Group Metals Ltd

174

Playtika Holding Corp

1,040

Playtika Holding Corp

8,850

PLBY Group Inc

1,570

PLBY Group Inc

4,317

Plug Power Inc

100

Plug Power Inc

1,237

Porch Group Inc

100

Porch Group Inc

188

Portillo'S Inc-Cl A

430

Portillo'S Inc-Cl A

7,018

Precision Biosciences Inc

250

Precision Biosciences Inc

297

Presidio Property Trust A

Principal Financial Grp

460

Principal Financial Grp

38,603

Procter & Gamble Co

795

Procter & Gamble Co

120,507

Profire Energy Inc

5,200

Profire Energy Inc

5,512

PROG Holdings Inc

1,400

PROG Holdings Inc

23,646

Progyny Inc

160

Progyny Inc

4,984

Prologis Inc

229

Prologis Inc

25,815

Prosus NV Spon ADR

900

Prosus NV Spon ADR

12,357

Protalix Biotherapeutics Inc

3,000

Protalix Biotherapeutics Inc

4,110

Proterra Inc

600

Proterra Inc

2,262

Prudential Finl Inc

1,989

Psyched Wellness Ltd

1,000

Psyched Wellness Ltd

Pubmatic Inc-Class A

100

Pubmatic Inc-Class A

1,281

Pulte Group Inc

Pure Extracts Technologies C

8,500

Pure Extracts Technologies C

Purecycle Technologies Inc

826

Purecycle Technologies Inc

5,584

Qiwi Plc-Sponsored ADR

Qualcomm

379

Qualcomm

41,676

CITY NATIONAL BANK

PROFIT SHARING PLAN

EIN: 95-1780067 PN: 001

Attachment to 2022 Form 5500

Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)

December 31, 2022

(c)

(b)

Description of Investment, including

(e)

Identity of Issuer, Borrower,

Maturity Date, Rate of Interest,

(d)

Current

(a)

Lessor or Similar Party

Collateral, Par or Maturity Value

Cost

Value

Qualys Inc

103

Qualys Inc

11,560

Quanta Svcs Inc

203

Quanta Svcs Inc

28,927

Quantum Computing Inc

1,100

Quantum Computing Inc

1,661

QuantumScape Corp

283

Qudian Inc Spon ADR

101

Qudian Inc Spon ADR

RA Medical Systems Inc

294

Rackspace Technology Inc

148

Ralph Lauren Corp

100

Ralph Lauren Corp

10,567

Ramaco Resources Inc

200

Range Resource Corp.

1,951

Range Resource Corp.

48,822

Raytheon Technologies Corp

420

Raytheon Technologies Corp

42,384

Realty Income Corp

120

Realty Income Corp

7,620

Rebus Holdings Inc

1,334

Rebus Holdings Inc

Redfin Corp

255

Redfin Corp

1,081

Reed's Inc (reed 01/27/23)

10,000

Reed's Inc (reed 01/27/23)

698

Refined Metals Corp

1,250

Refined Metals Corp

Regulus Therapeutics Inc

500

Regulus Therapeutics Inc

685

Republic Svcs Inc

645

Retractable Technologies Inc

107

Retractable Technologies Inc

175

4,542

Rio Tinto PLC ADR

106

Rio Tinto PLC ADR

7,547

Riot Platforms Inc

776

Riot Platforms Inc

2,631

Rite Aid Corp

257

Rithm Capital Corp

408

Rivernorth Opportunities Fnd

3,980

Rivernorth Opportunities Fnd

48,874

Rivian Automotive Inc-A

2,860

Rivian Automotive Inc-A

52,710

Rlx Technology Inc-Adr

Roan Holdings Group Co Ltd

Roblox Corp -Class A

4,705

Roblox Corp -Class A

133,904

Rocket Cos Inc-Class A

1,000

Rocket Cos Inc-Class A

7,000

Roku Inc

649

Roku Inc

26,414

Rolls Royce Group Plc Sponsored Adr

8,880

Rolls Royce Group Plc Sponsored Adr

9,502

Roper Technologies Inc

111

Roper Technologies Inc

47,962

Royal Bank Of Canada

1,059,276

Royal Bank Of Canada

99,593,138

Royal Caribbean Cruises Ltd Is

350

Royal Caribbean Cruises Ltd Is

17,300

Royal Gold Inc

311

Royal Gold Inc

35,071

Royal Helium Limited Com

12,280

Royal Helium Limited Com

2,579

S&P Global Inc

20,096

Salesforce Inc

1,058

Salesforce Inc

140,280

Samaritan Pharmaceuticals (Delisted 8/15/2011)

1,166

Samaritan Pharmaceuticals (Delisted 8

Sandstorm Gold Ltd

850

Sandstorm Gold Ltd

4,471

Sanofi - Aventis Sa Adr

484

Sarissa Resources

147,903

Sarissa Resources

SBA Communications Corp

2,523

Sberbank-Sponsored ADR (delisted 06/16/22)

132,100

Sberbank-Sponsored ADR (delisted 06/1

Schlumberger Ltd

3,778

Schrodinger Inc

200

Schrodinger Inc

3,738

Scotts Miracle-Gro Co Cl A

576

Sea Ltd-ADR

456

Sea Ltd-ADR

23,726

Seabridge Res Inc

325

Seabridge Res Inc

4,088

Seadrill 2021 Ltd

Selecta Biosciences Inc

10,000

Selecta Biosciences Inc

11,300

Semiconductor Corporation

205

Semiconductor Corporation

12,786

Sempra

267

Sempra

41,241

Servicenow Inc

32,226

Shake Shack Inc - Class A

706

Sherwin Williams

130

Sherwin Williams

30,853

Shift4 Payments Inc-Class A

109

Shift4 Payments Inc-Class A

6,096

Shockwave Medical Inc

297

Shockwave Medical Inc

61,066

Shopify Inc A

260

Shopify Inc A

9,025

Sibanye Gold Spon ADR

107

Signature Bank

1,172

CITY NATIONAL BANK

PROFIT SHARING PLAN

EIN: 95-1780067 PN: 001

Attachment to 2022 Form 5500

Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)

December 31, 2022

(c)

(b)

Description of Investment, including

(e)

Identity of Issuer, Borrower,

Maturity Date, Rate of Interest,

(d)

Current

(a)

Lessor or Similar Party

Collateral, Par or Maturity Value

Cost

Value

Silicon Laboratories

1,357

Simon Ppty Group Inc

2,127

Simon Ppty Group Inc

249,926

Sirius XM Holdings Inc

112

Sirius XM Holdings Inc

652

Skillsoft Corp

4,400

Skillsoft Corp

5,720

Skillz Inc

2,860

Skillz Inc

1,449

Skye Bioscience Inc

731

Skye Bioscience Inc

Skyworks Solutions Inc

7,941

Smith & Wesson Brands Inc

274

Smith & Wesson Brands Inc

2,378

Smucker J. M. Co. New

7,296

Snap Inc - A

3,140

Snap Inc - A

28,103

Snap On Inc

6,485

SNDL Inc

Snow Lake Resources Ltd

300

Snow Lake Resources Ltd

684

Snowflake Inc-Class A

332

Snowflake Inc-Class A

47,655

Sociedad Quimica Y Minera De Chile Adr

Sociedad Quimica Y Minera De Chile Ad

7,136

SoFi Technologies Inc

6,213

SoFi Technologies Inc

28,642

Softbank Corp Unspon ADR

1,400

Softbank Corp Unspon ADR

29,617

Solaredge Technologies Inc

2,833

Sono Group Nv

194

Sono Group Nv

191

Sonoco Products Co

508

Sonoco Products Co

30,841

Sonos Inc

865

Sonos Inc

14,618

Southern Company

160

Southern Company

11,413

Southwest Airlines Company

590

Southwest Airlines Company

19,865

Spero Therapeutics Inc

150

Spero Therapeutics Inc

259

Sphere 3D Corp

720

Sphere 3D Corp

198

Splunk Inc

1,980

Spotify Technology Sa

158

SS&C Technologies Holdings

1,302

Stag Industrial Inc

200

Stag Industrial Inc

6,462

Starbucks Corp.

1,230

Starbucks Corp.

121,978

Starwood Property Trust Inc

691

Starwood Property Trust Inc

12,666

Stellantis NV

687

Stellantis NV

9,755

Stem Inc

447

Stereotaxis Inc

67,873

Stereotaxis Inc

140,497

Stericycle Inc

330

Stericycle Inc

16,464

Stoke Therapeutics Inc

100

Stoke Therapeutics Inc

923

Stoneco Ltd-A

236

Store Capital Corp (acq/del 2/03/23)

2,404

Streamline Health Solutions

200

Streamline Health Solutions

316

Stryker Corporation

9,780

Suncor Energy Inc

113

Suncor Energy Inc

3,578

Sunpower Corp

270

Sunrun Inc

150

Sunrun Inc

3,603

Super Micro Computer Inc

110

Super Micro Computer Inc

9,031

Synergy Pharmaceuticals Inc (acquired 05/02/19)

200

Synergy Pharmaceuticals Inc (acquired

Synopsys Inc

7,982

T Rowe Price & Assoc Inc

295

T Rowe Price & Assoc Inc

32,173

T2 Biosystems Inc

Taiwan Semiconductor-Sp ADR

244

Taiwan Semiconductor-Sp ADR

18,196

Takeda Pharmaceutical Co ADR

390

Tapestry Inc

300

Tapestry Inc

11,424

Target Corp

494

Target Corp

73,648

TC Energy Corp

189

TC Energy Corp

7,537

TCR2 Therapeutics Inc

100

TCR2 Therapeutics Inc

100

TDK Corp

2,148

Teck Cominco Ltd Cl B

300

Teck Cominco Ltd Cl B

11,346

Teladoc Health Inc

507

Teladoc Health Inc

11,991

Tellurian Inc

137

Tellurian Inc

230

Telus Corp

491

Telus Corp

9,485

Tencent Holdings Ltd ADR

1,144

Tencent Music Entertainm ADR

145

Tencent Music Entertainm ADR

1,201

Teradyne Inc

874

CITY NATIONAL BANK

PROFIT SHARING PLAN

EIN: 95-1780067 PN: 001

Attachment to 2022 Form 5500

Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)

December 31, 2022

(c)

(b)

Description of Investment, including

(e)

Identity of Issuer, Borrower,

Maturity Date, Rate of Interest,

(d)

Current

(a)

Lessor or Similar Party

Collateral, Par or Maturity Value

Cost

Value

Tesla Inc

7,913

Tesla Inc

974,723

Texas Instruments Inc

2,936

The Geo Group Inc

680

The Geo Group Inc

7,446

The Mosaic Co

3,290

The Realreal Inc

1,853

The Realreal Inc

2,316

Thermo Fisher Scientific Inc

143

Thermo Fisher Scientific Inc

78,749

Thredup Inc Class A

4,927

Thredup Inc Class A

6,454

Tilray Brands Inc

4,337

Tilray Brands Inc

11,667

Tjx Companies

425

Tjx Companies

33,857

T-Mobile US Inc

483

T-Mobile US Inc

67,620

Topgolf Callaway Brands Corp

100

Topgolf Callaway Brands Corp

1,975

Torq Resources Inc

3,800

Torq Resources Inc

2,076

Toyota Motor Corp. Sp Adr Rep2com

189

Toyota Motor Corp. Sp Adr Rep2com

25,814

Trade Desk Inc/The Class A

690

Trade Desk Inc/The Class A

30,933

Tradeweb Markets Inc-Class A

200

Tradeweb Markets Inc-Class A

12,986

Trane Technologies PLC

324

Trane Technologies PLC

54,461

Transocean Ltd

1,301

Transocean Ltd

5,933

Transunion

4,540

Travelers Cos Inc

937

Trees Corp

171

Trees Corp

Trillion Energy International

12,500

Trillion Energy International

4,063

Triton International Ltd

1,376

Trulieve Cannabis Corp

275

Trulieve Cannabis Corp

2,082

Tusimple Holdings Inc - A

Twilio Inc - A

281

Twilio Inc - A

13,758

Two Hands Corp

350

Two Hands Corp

Uber Technologies Inc

4,587

Uber Technologies Inc

113,437

UBS Group AG

Ulta Salon Cosmetics & Fragrance Inc

2,345

Ultralife Corp

1,875

Ultralife Corp

7,237

Union Pacific Corp.

2,071

United Airlines Holdings Inc

795

United Airlines Holdings Inc

29,971

United States Steel Corp

200

United States Steel Corp

5,010

Unitedhealth Group Inc

318

Unitedhealth Group Inc

168,755

Unity Software Inc

1,214

Unity Software Inc

34,708

Universal Display Corp

540

Unrivaled Brands Inc

32,924

Unrivaled Brands Inc

461

Upstart Holdings Inc

268

Upstart Holdings Inc

3,543

US Bancorp - Del

675

US Bancorp - Del

29,437

US Foods Holding Corp

851

Vail Resorts Inc.

9,534

Vale SA ADR

110

Vale SA ADR

1,867

Valero Energy Corp New

3,806

Veeva Systems Inc-Class A

169

Veeva Systems Inc-Class A

27,273

Velodyne Lidar Inc (oust 02/14/22)

2,770

Velodyne Lidar Inc (oust 02/14/22)

2,046

Veolia Environnement ADR

Verastem Inc

120,000

Verastem Inc

48,300

Verizon Communications

7,990

Verizon Communications

314,822

Vertex Pharmaceuticals

13,861

VG Life Sciences Inc

200,000

VG Life Sciences Inc

Viasat Inc.

316

Viatris Inc

651

Vici Properties Inc

1,361

Vimeo Inc

196

Vinco Ventures Inc

3,500

Vinco Ventures Inc

1,624

Vipshop Holdings Ltd - Ads

564

Vipshop Holdings Ltd - Ads

7,693

Viracta Therapeutics Inc

857

Viracta Therapeutics Inc

1,251

Virgin Galactic Holdings Inc

276

Virgin Galactic Holdings Inc

960

Visa Inc Class A Shares

897

Visa Inc Class A Shares

186,348

Vislink Technologies Inc

1,350

Vislink Technologies Inc

756

Vista Outdoor Inc

1,219

Voyager Digital Ltd

225

Voyager Digital Ltd

CITY NATIONAL BANK

PROFIT SHARING PLAN

EIN: 95-1780067 PN: 001

Attachment to 2022 Form 5500

Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)

December 31, 2022

(c)

(b)

Description of Investment, including

(e)

Identity of Issuer, Borrower,

Maturity Date, Rate of Interest,

(d)

Current

(a)

Lessor or Similar Party

Collateral, Par or Maturity Value

Cost

Value

Vroom Inc

3,500

Vroom Inc

3,570

Vyant Bio Inc

600

Vyant Bio Inc

421

W P Carey Inc

109

W P Carey Inc

8,545

Walgreens Boots Alliance Inc

294

Walgreens Boots Alliance Inc

10,990

Wallbox Nv

150

Wallbox Nv

537

Walmart Inc

717

Walmart Inc

101,686

Warner Bros Discovery Inc

1,070

Warner Bros Discovery Inc

10,144

Waste Connections Inc

1,326

WEC Energy Group Inc

7,647

Weidai Ltd-ADR

1,000

Weidai Ltd-ADR

180

Wells Fargo & Co New

2,405

Wells Fargo & Co New

99,297

Welltower Inc

656

Wesana Health Holdings Inc

480

Wesana Health Holdings Inc

Western Digital Corp

100

Western Digital Corp

3,155

Westport Innovations Inc

500

Westport Innovations Inc

387

Wheaton Precious Metals Corp

340

Wheaton Precious Metals Corp

13,287

Williams Co.

1,662

Williams Co.

54,680

Wolfspeed Inc

3,452

Woodside Energy Group Sp ADR

242

Workhorse Group Inc

310

Workhorse Group Inc

471

Wynn Resorts Ltd

397

Wynn Resorts Ltd

32,741

Xometry Inc A

160

Xometry Inc A

5,157

Xos Inc

100

Xos Inc

XP Inc - Class A

Xpeng Inc ADR

1,144

Xpeng Inc ADR

11,371

Yalla Group Ltd

1,380

Yalla Group Ltd

4,830

Yellow Media Ltd

Yeti Holdings Inc

3,924

Ypf Sociedad Anonima (adr)

120

Ypf Sociedad Anonima (adr)

1,103

Yum! Brands Inc.

218

Yum! Brands Inc.

27,864

Zebra Technologies

15,897

Zillow Group Inc CL A

275

Zillow Group Inc CL A

8,583

Zillow Group Inc CL C

152

Zillow Group Inc CL C

4,896

Zim Integrated Shipping Serv

1,031

Zoetis Inc

245

Zoetis Inc

35,905

Zoned Properties Inc

875

Zoned Properties Inc

656

Zoom Video Communications-A

345

Zoom Video Communications-A

23,370

Zosano Pharma Corp (delisted 12/12/22)

Zosano Pharma Corp (delisted 12/12/22

Zscaler Inc

5,595

Us Global Nanospace Inc

2,000

Us Global Nanospace Inc

Epizyme Inc Cvr

Lightning Emotors Inc-Cw25

2,500

Lightning Emotors Inc-Cw25

Live Oak Mobility Acq Cw28

4,000

Live Oak Mobility Acq Cw28

560

Nabors Industries Ltd -Cw26

132

Occidental Petroleum Corp

300

Occidental Petroleum Corp

12,369

Presidio Property Trst -Cw27

Radius Health Inc Cvr

100

Radius Health Inc Cvr

Skillsoft Corp

9,500

Skillsoft Corp

950

Software Acquisition G -Cw25

5,300

Software Acquisition G -Cw25

317

Solid Power Inc

625

Solid Power Inc

262

Sub Rights Plby Gr Shs

1,570

Sub Rights Plby Gr Shs

SVF Investment Cl A -Cw27

3,000

SVF Investment Cl A -Cw27

Yellow Media Ltd-Cw22

TOTAL COMMON STOCKS

123,709,438

COMMON COLLECTIVE FUNDS

Loomis Sayles Large Cap Growth Trust C

1,973,386

Loomis Sayles Large Cap Growth Trust

58,846,371

Prudential Core Plus Bond Fund Class 5

313,932

Prudential Core Plus Bond Fund Class

52,417,292

Vanguard Target Retirement 2020 Trust II

266,213

Vanguard Target Retirement 2020 Trust

10,294,458

Vanguard Target Retirement 2025 Trust II

786,622

Vanguard Target Retirement 2025 Trust

31,008,630

Vanguard Target Retirement 2030 Trust II

858,452

Vanguard Target Retirement 2030 Trust

34,157,800

CITY NATIONAL BANK

PROFIT SHARING PLAN

EIN: 95-1780067 PN: 001

Attachment to 2022 Form 5500

Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)

December 31, 2022

(c)

(b)

Description of Investment, including

(e)

Identity of Issuer, Borrower,

Maturity Date, Rate of Interest,

(d)

Current

(a)

Lessor or Similar Party

Collateral, Par or Maturity Value

Cost

Value

Vanguard Target Retirement 2035 Trust II

1,009,631

Vanguard Target Retirement 2035 Trust

41,627,098

Vanguard Target Retirement 2040 Trust II

802,812

Vanguard Target Retirement 2040 Trust

34,785,840

Vanguard Target Retirement 2045 Trust II

940,350

Vanguard Target Retirement 2045 Trust

41,751,560

Vanguard Target Retirement 2050 Trust II

839,946

Vanguard Target Retirement 2050 Trust

37,545,605

Vanguard Target Retirement 2055 Trust II

337,391

Vanguard Target Retirement 2055 Trust

20,199,619

Vanguard Target Retirement 2060 Trust II

249,144

Vanguard Target Retirement 2060 Trust

11,772,055

Vanguard Target Retirement 2065 Trust II

130,851

Vanguard Target Retirement 2065 Trust

3,807,768

Vanguard Target Retirement Inc Trust II

253,593

Vanguard Target Retirement Inc Trust

9,669,496

Wells Fargo Discovery CIT E2

5,332,203

Wells Fargo Discovery CIT E2

57,427,825

TOTAL COMMON COLLECTIVE FUNDS

445,311,417

MUTUAL FUNDS

180 Degree Capital Corp

100

180 Degree Capital Corp

528

AB Discovery Value Z

2,148,148

AB Discovery Value Z

41,631,109

AB Large Cap Growth Advisor

207

AB Large Cap Growth Advisor

14,449

Abbey Cap Futures Strat-A

714

Abbey Cap Futures Strat-A

8,267

Advisorshares Psychedelics

600

Advisorshares Psychedelics

1,116

Advisorshares Pure Cannabis

180

Advisorshares Pure US Cann

190

Advisorshares Pure US Cann

1,328

AGF US Market Neutral Anti-Beta Fund

1,591

Akre Focus Retail

3,593

Akre Focus Retail

166,478

Alps Clean Energy Etf

925

Altaba Inc Escrow

175

Altaba Inc Escrow

662

American Century Focused Large Cap Value Inv

3,262

American Century Focused Large Cap Value Inv

31,637

American Funds Europacific Growth R6

1,002,437

American Funds Europacific Growth R6

49,149,462

American Funds New Perspective F1

454

American Funds New Perspective F1

21,318

American Funds New World R6

579,874

American Funds New World R6

38,497,854

Amplify Online Retail ETF

142

Amplify Online Retail ETF

5,537

Amplify Transformational Data Sharing ETF

343

Amplify Transformational Data Sharing ETF

5,186

Applied Finance Explorer-Inv

1,168

Applied Finance Explorer-Inv

19,569

Aqr Rsk-Bal Commodities-N

1,848

Aqr Rsk-Bal Commodities-N

16,190

Ark Fintech Innovation ETF

529

Ark Fintech Innovation ETF

7,549

Ark Genomic Revolution ETF

175

Ark Genomic Revolution ETF

4,952

Ark Innovation ETF

849

Ark Innovation ETF

26,516

Ark Next Generation Internet ETF

553

Ark Next Generation Internet ETF

21,317

Ark Space Exploration & Inno

929

Arrow Invts Tr Dwa Tactical ETF

Arrow Managed Futures Strategy A

7,763

Arrow Managed Futures Strategy A

51,937

Avantis International Small Cap Value ETF

229

Avantis International Small Cap Value ETF

12,689

Avantis US Equity ETF

310

Avantis US Equity ETF

21,067

Avantis US Small Cap Value

1,496

Avantis US Small Cap Value

111,499

Avantis® Emerging Markets Value ETF

294

Avantis® Emerging Markets Value ETF

12,057

AXS Chesapeake Strategy Fund I

6,049

AXS Chesapeake Strategy Fund I

73,612

Axs Tsla Bear Daily Etf

200

Axs Tsla Bear Daily Etf

15,864

Baron Focused Growth-Rtl

281

Baron Focused Growth-Rtl

8,053

Baron Partners Retail

6,635

Baron Real Estate Fund Retail Class

148

Baron Real Estate Fund Retail Class

4,117

Baron Small Cap

791

Baron Small Cap

19,485

Bitwise 10 Crypto Index Fund

413

Bitwise Crypto Ind Innov ETF

147

Bitwise Crypto Ind Innov ETF

498

BlackRock Corporate High Yield Fund Inc

150

BlackRock Corporate High Yield Fund Inc

1,314

BlackRock Health Sciences Term Trust

340

BlackRock Health Sciences Term Trust

5,246

BlackRock Multi-Sector Income

866

BlackRock Resources & Commodities Strategy Trust

100

BlackRock Resources & Commodities Strategy Trust

997

BlackRock Technology Opportunity Fund CL A

180

BlackRock Technology Opportunity Fund CL A

6,164

BlackRock Ultra Short Term Bond ETF

1,454

BlackRock Ultra Short Term Bond ETF

72,758

BNY Mellon Small Cap Value Fund - Cl A

476

BNY Mellon Small Cap Value Fund - Cl A

9,088

BNYM High Yield Strat

204

Brookfield Global Listed Real Estate I

20,234

Brookfield Global Listed Real Estate I

217,923

Brown Advisory Sustainable Growth Inv

428

Brown Advisory Sustainable Growth Inv

14,551

Brown Capital Mgmt Small Co Inv

725

Brown Capital Mgmt Small Co Inv

46,862

CITY NATIONAL BANK

PROFIT SHARING PLAN

EIN: 95-1780067 PN: 001

Attachment to 2022 Form 5500

Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)

December 31, 2022

(c)

(b)

Description of Investment, including

(e)

Identity of Issuer, Borrower,

Maturity Date, Rate of Interest,

(d)

Current

(a)

Lessor or Similar Party

Collateral, Par or Maturity Value

Cost

Value

Calamos Conv Opp Inc Sbi

18,403

Calamos Conv Opp Inc Sbi

193,414

Calamos Convertible & High Income

9,842

Calamos Convertible & High Income

103,837

Calamos Global Total Return

3,000

Calamos Global Total Return

26,490

Cambria Global Momentum Etf

623

Carillon Scout Mid Cap I

1,154

Carillon Scout Mid Cap I

22,353

Centre American Select Equity Fnd - Cl I

716

Centre American Select Equity Fnd - Cl I

9,591

City National Rochdale Corp Bond Svc

34,902

City National Rochdale Corp Bond Svc

337,503

City National Rochdale Equity Income Fund

8,099

City National Rochdale Equity Income Fund

289,626

City National Rochdale Fxd Inc Opps N

167,578

City National Rochdale Fxd Inc Opps N

3,091,814

City National Rochdale Govt Bond Svc

13,923

City National Rochdale Govt Bond Svc

137,563

City National Rochdale Sel Str-1

33,104

City National Rochdale Sel Str-1

409,502

City Natl Rochdale Fds Inter Fxd Inc N

2,578

City Natl Rochdale Fds Inter Fxd Inc N

60,589

City Natl Rochdale Fds Strat Crdt

20,413

City Natl Rochdale Fds Strat Crdt

755

Clockwise Capital Innovation

17,145

Columbia Dividend Income Inst

593

Columbia Dividend Income Inst

2,312

CoreCivic Inc

200

CoreCivic Inc

153,094

Defiance Next Gen H2 ETF

573

Defiance Quantum Etf

510

Dimensional US High Profi ETF

528

Dir Daily Tsla Bull 1.5X ETF

563

Direxion Daily Aapl Bear 1X

200

Direxion Daily Aapl Bear 1X

6,046

Direxion Daily Aerospace & D

Direxion Daily Dow Jones Int

2,138

Direxion Daily Energy Bull 2

3,328

Direxion Daily Financial Bear 3X Shares

1,000

Direxion Daily Financial Bear 3X Shares

19,280

Direxion Daily Gold Miners I

126

Direxion Daily Gold Miners I

1,845

Direxion Daily Msci Brazil B

137

Direxion Daily S&P 500 Bear 3X

312

Direxion Daily S&P 500 Bear 3X

6,958

Direxion Daily S&P 500 Bull 3X

186

Direxion Daily S&P 500 High

166

Direxion Daily S&P 500 High

1,026

Direxion Daily S&P 500 High

7,828

Direxion Daily S&P Biotech Bull

1,034

Direxion Daily S&P Biotech Bull

7,310

Direxion Daily S&P Oil & Gas

482

Direxion Daily S&P Oil & Gas

6,854

Direxion Daily Semi Bull 3X

1,000

Direxion Daily Semi Bull 3X

9,670

Direxion Daily Small Cap Bear 3X Shares

117

Direxion Daily Small Cap Bear 3X Shares

4,120

Direxion Daily Tech Bear 3X

2,110

Direxion Daily Tech Bull 3X

385

Direxion Daily Tech Bull 3X

8,509

Direxion DSI C Ch A-Shr Bear 1X (delisted 02/21/23)

270

Direxion DSI C Ch A-Shr Bear 1X (delisted 02/21/23)

5,507

Doubleline Opportunistic CR Fund

129

Doubleline Opportunistic CR Fund

1,910

DWS Enhanced Commodity Strategy Fund-A

1,424

DWS Enhanced Commodity Strategy Fund-A

8,499

EA Series Trust Gadsdn Dyn Mlt

Eaton Vance Ltd Duration Income

5,000

Eaton Vance Ltd Duration Income

46,950

Eaton Vance Sr Floating Rate Fund

100

Eaton Vance Sr Floating Rate Fund

1,094

Eaton Vance Tax - Managed Glob

5,389

Eaton Vance Tax - Managed Glob

40,687

Elevance Health Inc

2,565

Emerging Mrkts Internet & Ec

101

Emerging Mrkts Internet & Ec

3,003

Energy Select Sector Spdr

8,195

ETFMG Alternative Harvest

333

ETFMG Alternative Harvest

1,418

ETFMG Prime Cyber Security ETF

221

ETFMG Prime Mobile Payments ETF

432

Federated Hermes Instl High Yield Bond IS

4,130,748

Federated Hermes Instl High Yield Bond IS

34,326,515

Fidelity Advisor International Small Cap Fund Class I

635

Fidelity Advisor International Small Cap Fund Class I

17,106

Fidelity Financials Etf

112

Fidelity Financials Etf

5,369

Fidelity Info Tech ETF

978

Fidelity Info Tech ETF

92,433

Fidelity Nasdaq Composite Index ETF

1,100

Fidelity Nasdaq Composite Index ETF

45,067

Fidelity Sel Transportation

6,715

Fidelity Select Financials Portfolio

1,227

Fidelity Select Financials Portfolio

13,173

Fidelity Stock Selector Small Cap Fund

411

Fidelity Stock Selector Small Cap Fund

11,518

Fidelity® Capital & Income

491

Fidelity® Capital & Income

4,433

Fidelity® Contrafund®

8,453

Fidelity® Contrafund®

102,200

Fidelity® OTC

4,541

Fidelity® OTC

58,259

Fidelity® Select Construction & Hsg Port

6,828

CITY NATIONAL BANK

PROFIT SHARING PLAN

EIN: 95-1780067 PN: 001

Attachment to 2022 Form 5500

Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)

December 31, 2022

(c)

(b)

Description of Investment, including

(e)

Identity of Issuer, Borrower,

Maturity Date, Rate of Interest,

(d)

Current

(a)

Lessor or Similar Party

Collateral, Par or Maturity Value

Cost

Value

Fidelity® Select Leisure

462

Fidelity® Select Leisure

6,632

Fidelity® Select Medical Tech and Devcs

1,047

Fidelity® Select Medical Tech and Devcs

64,499

Fidelity® Select Retailing

360

Fidelity® Select Retailing

5,719

Fidelity® Select Software & IT Svcs Port

1,000

Fidelity® Select Software & IT Svcs Port

19,670

Fidelity® Select Technology

2,813

Fidelity® Select Technology

50,189

Fidelity® Trend

726

Fidelity® Trend

78,866

Financial Bull 3X Shares

147

Financial Select Sector Spdr

2,096

Financial Select Sector Spdr

71,681

First Trust Cloud Computing ETF

1,210

First Trust DJ Internet Ind

606

First Trust DJ Internet Ind

74,629

First Trust NASDAQ Cybersecurity ETF

1,760

First Trust NASDAQ Cybersecurity ETF

68,120

First Trust North American E

First Trust S&P Reit Index F

273

First Trust Tcw Unconstraine

211

First Trust Tcw Unconstraine

5,087

Franklin FTSE Taiwan ETF

169

Franklin Small-Mid Cap Growth A

798

Franklin Small-Mid Cap Growth A

22,036

Ft Cboe Vest Buff Alloc Grow

1,246

Ft Cboe Vest Buff Alloc Grow

22,378

Ft CBOE Vest Fund Of Buffer

135

Ft CBOE Vest Fund Of Buffer

2,998

Gabelli Equity Tr Inc

8,000

Gabelli Equity Tr Inc

43,840

Glenmede Total Mkt Portfolio

517

Glenmede Total Mkt Portfolio

9,029

Global X Autonomous&Elec Etf

358

Global X Blockchain ETF

171

Global X Cloud Computing Etf

3,210

Global X Cloud Computing Etf

51,456

Global X Dow 30 Cov Call ETF

863

Global X Fds NASDAQ 100 Cover

1,563

Global X Fds NASDAQ 100 Cover

24,871

Global X Funds Global X Artificial Int & Tech ETF

Global X Lithium & Battery Tech ETF

293

Global X Robotics & Artifici

1,254

Global X Russell 2000 Cov Cl

1,237

Global X Russell 2000 Cov Cl

23,274

Global X Superdividend ETF

100

Global X Superdividend ETF

2,403

Global X US Infrastructure

1,282

Goehring & Rozencwajg Res-R

209

Goehring & Rozencwajg Res-R

2,432

Goldman Sachs Access Treasury 0-1 Year ETF

275

Goldman Sachs Access Treasury 0-1 Year ETF

27,420

Goldman Sachs International Eq Inc Instl

1,630

Goldman Sachs International Eq Inc Instl

23,982

GQG Prtrs US Sel Eqty Inv

625

GQG Prtrs US Sel Eqty Inv

9,771

Graniteshares Gold Trust

200

Graniteshares Gold Trust

3,610

Grayscale Bitcoin Trust BTC

9,671

Grayscale Bitcoin Trust BTC

80,173

Grayscale Ethereum Trust

3,535

Grayscale Ethereum Trust

16,827

Grayscale Litecoin Trust

225

Grayscale Litecoin Trust

473

GS GQG Part Intl Opp-Inst

1,253

GS GQG Part Intl Opp-Inst

20,814

Harbor Capital Appreciation Inv

300

Harbor Capital Appreciation Inv

17,403

Harbor International Investor

114

Harbor International Investor

4,468

Hartford Dividend & Growth I

829

Hartford Dividend & Growth I

24,109

HCM Dividend Sector Plus-Iv

1,639

HCM Dividend Sector Plus-Iv

24,672

Health Care Select Sector Spdr

8,690

Horizon Kinetics Infl Benef

101

Horizon Kinetics Infl Benef

3,195

Huber Mid Cap Value Fund-Inv

680

Huber Mid Cap Value Fund-Inv

9,173

iMGP DBi Managed Futures Strategy ETF

541

iMGP DBi Managed Futures Strategy ETF

15,761

Innovator Ibd 50 ETF

490

Innovator Ibd 50 ETF

10,693

Innovator Ibd Breakout Opps

296

Invesco China Technology Etf

241

Invesco China Technology Etf

10,451

Invesco Dynamic Energy Explo

145

Invesco Dynamic Energy Explo

4,289

Invesco Kbw Property & Casua

Invesco Nasdaq Next Gen 100

101

Invesco Nasdaq Next Gen 100

2,409

Invesco Phlx Semiconductor

102

Invesco Phlx Semiconductor

2,037

Invesco Qqq Trust Series 1

694

Invesco Qqq Trust Series 1

184,841

Invesco S&P 500 Equal Weight

798

Invesco S&P 500 High Dividen

Invesco S&P 500 Quality Etf

2,747

Invesco S&P Small Cap 600

545

Invesco S&P SmallCap Value with Momentum ETF

230

Invesco Value Opportunities Fund A

354

Invesco Value Opportunities Fund A

5,582

CITY NATIONAL BANK

PROFIT SHARING PLAN

EIN: 95-1780067 PN: 001

Attachment to 2022 Form 5500

Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)

December 31, 2022

(c)

(b)

Description of Investment, including

(e)

Identity of Issuer, Borrower,

Maturity Date, Rate of Interest,

(d)

Current

(a)

Lessor or Similar Party

Collateral, Par or Maturity Value

Cost

Value

Invesco Wilderhill Clean Ene

1,031

Investment Managers Ser Tr II AXS Short Innov ETF

3,829

iShares 0-3 Month Treasury B

7,511

iShares 20+ Year Treasury Bond

4,285

iShares Biotechnology ETF

1,320

iShares China Large-Cap ETF

991

iShares Core Dividend Growth

484

iShares Core Dividend Growth

24,200

iShares Core S&P Mid-Cap ETF

190

iShares Core S&P Mid-Cap ETF

45,959

iShares Core S&P Small-Cap ETF

835

iShares Core S&P Small-Cap ETF

79,024

iShares Core U.S. Aggregate Bond ETF

2,489

iShares Expanded Tech Sector ETF

7,000

iShares Global Energy ETF

iShares Gold Trust

1,730

iShares iBoxx High Yield Corp

3,902

iShares JPX-Nikkei 400 ETF

947

iShares MSCI Austria ETF

916

iShares MSCI Brazil ETF

919

iShares MSCI Chile ETF

1,074

iShares MSCI EAFE ETF

252

iShares MSCI EAFE ETF

16,541

iShares MSCI Emerging Markets

4,116

iShares MSCI Emerging Markets

551

iShares MSCI Emerging Markets

20,867

iShares MSCI Germany ETF

272

iShares MSCI Global Energy P

iShares MSCI Global Metals &

iShares MSCI Mexico ETF

971

iShares MSCI Poland ETF

922

iShares MSCI South Africa ETF

866

iShares MSCI Spain ETF

266

iShares MSCI Switzerland ETF

461

iShares MSCI Taiwan ETF

476

iShares MSCI USA ETF

153

iShares Preferred & Income Securities ETF

500

iShares Preferred & Income Securities ETF

15,265

iShares Russell 1000 ETF

201

iShares Russell 1000 ETF

42,347

iShares Russell 2000 ETF

1,392

iShares Russell 2000 ETF

242,702

iShares Russell 2000 Growth ETF

2,145

iShares Russell 2000 Value ETF

702

iShares Russell 2000 Value ETF

97,297

iShares Russell Mid-Cap Value

182

iShares Russell Mid-Cap Value

19,172

iShares S&P 500 Value ETF

100

iShares S&P 500 Value ETF

14,507

iShares Select Dividend ETF

3,976

iShares Select Dividend ETF

479,543

iShares Semiconductor ETF

288

iShares Semiconductor ETF

100,223

iShares SILVER TRUST iShares

461

iShares SILVER TRUST iShares

10,151

iShares Tr Cybersecurity

1,319

iShares Tr Cybersecurity

43,553

iShares U.S. Aerospace & Defen

112

iShares U.S. Healthcare ETF

6,017

Janus Henderson Aaa Clo ETF

386

Janus Henderson Aaa Clo ETF

19,014

Janus Henderson Enterprise I

124

Janus Henderson Enterprise I

14,929

John Hancock Pfd Income II

2,000

John Hancock Pfd Income II

31,360

John Hancock Pfd Income III

2,000

John Hancock Pfd Income III

28,860

John Hancock Preferred Income Fund

3,000

John Hancock Preferred Income Fund

48,150

JPMorgan Equity Premium Inco

485

JPMorgan Equity Premium Inco

26,406

JPMorgan Small Cap Blend I

518

JPMorgan Small Cap Blend I

13,621

JPMorgan US Sust Ldrs-A

175

JPMorgan US Sust Ldrs-A

8,707

Kayne Anderson Energy Infrastucture Fund Inc

Kopernik International A

3,260

Kopernik International A

44,112

Kraneshares CSI China Intern

Kraneshares Electric Vehicle

484

Lazard International Strategic Eq Open

231

Lazard International Strategic Eq Open

3,127

Listed Fd Tr Roundhill Meme (meme 05/01/23)

253

Longleaf Partners

520

Longleaf Partners

9,501

Lord Abbett Bond Debenture-I

1,016

Lord Abbett Bond Debenture-I

7,048

Lord Abbett Short Duration Income I

1,007

Lord Abbett Short Duration Income I

3,857

Madison Mid Cap Y

764

Madison Mid Cap Y

9,591

CITY NATIONAL BANK

PROFIT SHARING PLAN

EIN: 95-1780067 PN: 001

Attachment to 2022 Form 5500

Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)

December 31, 2022

(c)

(b)

Description of Investment, including

(e)

Identity of Issuer, Borrower,

Maturity Date, Rate of Interest,

(d)

Current

(a)

Lessor or Similar Party

Collateral, Par or Maturity Value

Cost

Value

Materials Select Sector Spdr

3,721

Microsectors Fang+ Index 3X

2,128

Morgan Stanley Inst Intl Advtg I

516

Morgan Stanley Inst Intl Advtg I

9,812

MS Insight A

508

MS Insight A

8,786

MSIF Growth Portfolio A

415

MSIF Growth Portfolio A

9,526

MSIFT Discovery Portfolio A

1,041

MSIFT Discovery Portfolio A

7,308

Needham Aggressive Grow-Rtl

293

Needham Aggressive Grow-Rtl

8,609

Noble Absolute Return Etf

100

Noble Absolute Return Etf

2,616

Nuveen Credit Strategies Income Fund

6,909

Nuveen Credit Strategies Income Fund

35,165

Nuveen Floating Rate Income

5,000

Nuveen Floating Rate Income

39,600

Nuveen Multi Asset Income Fund Com

2,931

Nuveen Multi Asset Income Fund Com

33,677

Nuveen Preferred & Income Opportunities Fund

7,861

Nuveen Preferred & Income Opportunities Fund

57,230

Oberweis International Opportunities

135

Oberweis International Opportunities

2,260

Oberweis Micro-Cap

321

Oberweis Micro-Cap

10,152

Oberweis Small-Cap Opportunities

1,126

Oxford Lane Capital Corp

9,795

Oxford Lane Capital Corp

49,661

Pacer Us Cash Cows 100 Etf

Paradigm Select Fund

424

Paradigm Select Fund

23,128

Parnassus Core Equity Investor

512

Parnassus Core Equity Investor

24,038

PGIM Floating Rate Income Cl Z

310

PGIM Jennison Utility Cl A

452

PGIM Jennison Utility Cl A

6,692

PIMCO CommoditiesPLUS® Strategy A

618

PIMCO CommoditiesPLUS® Strategy A

4,046

Pimco Corporate & Income Opportunity Fund

2,522

Pimco Corporate & Income Opportunity Fund

30,286

Pimco Corporate & Income Strategy Fund

1,000

Pimco Corporate & Income Strategy Fund

11,850

Pimco Dynamic Income Fund

2,285

Pimco Dynamic Income Fund

42,227

Pimco High Income Fund

12,972

Pimco High Income Fund

61,356

PIMCO Income Instl

192

PIMCO Income Instl

1,985

Pimco Stockplus Long Dur-Ins

18,938

Pimco Stockplus Long Dur-Ins

83,894

PIMCO TRENDS Managed Futures Strat A

466

PIMCO TRENDS Managed Futures Strat A

5,158

Prosh Ultrapro Short S&P 500

366

Prosh Ultrapro Short S&P 500

6,174

Proshares Bitcoin Strategy E

265

Proshares Bitcoin Strategy E

2,764

Proshares Online Retail ETF

312

Proshares S&P 500 Dividends Aristocrats ETF

3,676

ProShares Short FTSE China 50

202

ProShares Short FTSE China 50

3,521

Proshares Short QQQ

441

Proshares Short QQQ

6,492

ProShares Short Russell2000

150

ProShares Short Russell2000

3,690

Proshares Short S&P 500

133

Proshares Short S&P 500

2,132

Proshares Ultra 20+ year Trend

Proshares Ultra Nasdaq Cybr

1,507

Proshares Ultra Silver

1,600

Proshares Ultra Vix St Future

770

Proshares Ultra Vix St Future

5,282

Proshares Ultrapro QQQ

2,916

Proshares Ultrapro QQQ

50,450

Proshares Ultrapro S&P 500

2,534

Proshares Ultrapro Short QQQ

286

Proshares Ultrapro Short QQQ

15,448

Proshares Ultrashort Bloomberg

1,461

ProShares UltraShort Bloomberg Crude Oil

1,431

ProShares UltraShort Energy

343

ProShares UltraShort Energy

4,246

Proshares Ultrashort Russell 2000

257

Proshares Ultrashort Russell 2000

4,264

Reaves Utility Income Trust Fund

200

Reaves Utility Income Trust Fund

5,654

Robo Global Robotics and Automation Index

973

Roundhill Ball Metaverse ETF

190

Roundhill Ball Metaverse ETF

1,364

Rydex Monthly Rebalance Nasdaq 100 2x Strategy H

11,841

Schwab 1000 Index ETF

1,164

Schwab Fundamental US Large Co Index IS

485

Schwab Fundamental US Large Co Index IS

10,165

Schwab U.S. Large-Cap Growth

501

Schwab U.S. Large-Cap Growth

27,838

Schwab US Broad Market

2,300

Schwab US Broad Market

103,063

Schwab US Dvd Equity ETF

1,033

Schwab US Dvd Equity ETF

78,023

Schwab US Large Cap

3,153

Schwab US Mid-Cap Index

256

Schwab US Mid-Cap Index

13,086

Schwab US Small Cap

338

Schwab US Small Cap

13,692

Schwab® S&P 500 Index

118

Schwab® S&P 500 Index

6,951

Schwartz Value Fund

1,355

CITY NATIONAL BANK

PROFIT SHARING PLAN

EIN: 95-1780067 PN: 001

Attachment to 2022 Form 5500

Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)

December 31, 2022

(c)

(b)

Description of Investment, including

(e)

Identity of Issuer, Borrower,

Maturity Date, Rate of Interest,

(d)

Current

(a)

Lessor or Similar Party

Collateral, Par or Maturity Value

Cost

Value

Seafarer Overseas Gr&Inc-Inv

362

Seafarer Overseas Gr&Inc-Inv

4,079

Select Sector Consumer Discretionary Tr

2,196

Seven Canyons Strategic Income Investor

2,515

Seven Canyons Strategic Income Investor

25,929

Simplify US Equity Plus Convexity ETF

513

Simplify US Equity Plus Convexity ETF

13,015

Simplify Volatility Premium

270

Simplify Volatility Premium

5,915

Siren ETF Trust Siren Nasdaq NexGen Economy ETF

833

Small Cap Bull 3X Shares

2,610

Smead Value Fund-A

148

Smead Value Fund-A

9,720

Sofi Weekly Dividend ETF

414

SPDR Biotech ETF

1,629

SPDR Biotech ETF

135,194

Spdr Bloomberg 1-3 Month T-B

1,323

Spdr Bloomberg 1-3 Month T-B

121,015

SPDR Dow Jones Emerging Small Cap

4,405

SPDR Dow Jones Industrial Average ETF Trust

102

SPDR Dow Jones Industrial Average ETF Trust

33,828

SPDR GOLD TRUST GOLD SHS

135

SPDR GOLD TRUST GOLD SHS

22,901

SPDR Portfolio S&P 1500 Composite Stock Market ETF

426

SPDR Portfolio S&P 1500 Composite Stock Market ETF

20,161

SPDR Portfolio S&P 500 Growth ETF

179

SPDR Portfolio S&P 500 Growth ETF

9,070

SPDR Portfolio S&P 500 High Dividend ETF

950

SPDR S&P 500 ETF Trust

1,591

SPDR S&P 500 ETF Trust

608,511

SPDR S&P Dividend

3,585

SPDR S&P Dividend

448,519

SPDR S&P Health Care Equipment

4,854

SPDR S&P Homebuilders

302

Spdr S&P Kensho Intelligent

831

SPDR S&P Regional Banking ETF

705

Sprott Physical Gold Trust

1,683

Sprott Physical Gold Trust

23,730

Sprott Physical Platinum And

817

Sunbridge Emerging Markets Fund Instl (Liquidated 2/10/23)

984

Sunbridge Emerging Markets Fund Instl (Liquidated 2/10/23)

21,739

T. Rowe Price Blue Chip Growth

268

T. Rowe Price Blue Chip Growth

27,724

T. Rowe Price Capital Appreciation

9,825

T. Rowe Price Capital Appreciation

292,100

T. Rowe Price Communications & Technology

6,802

T. Rowe Price Growth Stock

208

T. Rowe Price Growth Stock

12,830

T. Rowe Price Health Sciences

2,428

T. Rowe Price Health Sciences

218,059

T. Rowe Price Instl Large Cap Value

3,026,548

T. Rowe Price Instl Large Cap Value

67,189,366

T. Rowe Price Latin America

788

T. Rowe Price Retirement 2035

1,343

T. Rowe Price Retirement 2035

22,939

T. Rowe Price Science & Tech

549

T. Rowe Price Science & Tech

14,358

Technology Select Sector Spdr

541

Technology Select Sector Spdr

67,346

Tekla Life Sciences Investors

355

Teucrium Wheat Fund

155

Teucrium Wheat Fund

1,237

Thornburg Better World-I

833

Thornburg Better World-I

13,058

TIAA-CREF Real Estate Sec Retail

480

TIAA-CREF Real Estate Sec Retail

7,703

Tortoise North American Pipe

123

Touchstone Mid Cap Value Y

15,209

Touchstone Mid Cap Value Y

315,430

Touchstone Sands Em Gr-Y

1,059

Touchstone Sands Em Gr-Y

13,293

Touchstone Small Cap Y

305

Touchstone Small Cap Y

3,698

Tweedy Browne International Value Fund

913

Tweedy Browne International Value Fund

23,248

United States Oil Fund LP

Valkyrie Bitcoin Strategy

139

Value Line Mid Cap Focus

576

Value Line Mid Cap Focus

15,199

Vaneck Gold Miners Etf

287

Vaneck Green Infrastructure

1,705

Vaneck Oil Refiners Etf

Vaneck Oil Services Etf

1,006

Vaneck Oil Services Etf

305,874

Vaneck Rare Earth/Strategic

310

Vaneck Rare Earth/Strategic

23,589

Vaneck Russia Etf

Vaneck Semiconductor Etf

1,027

Vaneck Vietnam Etf

888

Vanguard Communication Service ETF

418

Vanguard Consumer Staples ETF

100

Vanguard Consumer Staples ETF

19,157

Vanguard Dividend Apprec ETF

470

Vanguard Dividend Growth Inv

3,489

Vanguard Dividend Growth Inv

122,914

Vanguard Energy ETF

8,267

Vanguard Extended Market Index Instl

617,731

Vanguard Extended Market Index Instl

62,291,984

CITY NATIONAL BANK

PROFIT SHARING PLAN

EIN: 95-1780067 PN: 001

Attachment to 2022 Form 5500

Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)

December 31, 2022

(c)

(b) Description of Investment, including (e)

Identity of Issuer, Borrower, Maturity Date, Rate of Interest, (d) Current

(a) Lessor or Similar Party Shares Collateral, Par or Maturity Value Cost Value

Vanguard Financials ETF 15 Vanguard Financials ETF ^ 1,217

Vanguard FTSE All WO X US SC 19 Vanguard FTSE All WO X US SC ^ 1,953

Vanguard FTSE All-Wld ex-US Idx Admiral 865 Vanguard FTSE All-Wld ex-US Idx Admiral ^ 27,033

Vanguard FTSE Developed Markets ETF 20 Vanguard FTSE Developed Markets ETF ^ 855

Vanguard FTSE Emerging Market 25 Vanguard FTSE Emerging Market ^ 974

Vanguard Glbl Ex-Us Real Est 671 Vanguard Glbl Ex-Us Real Est ^ 27,724

Vanguard Growth ETF 33 Vanguard Growth ETF ^ 7,097

Vanguard Health Care ETF 100 Vanguard Health Care ETF ^ 24,805

Vanguard High Dividend Yield 122 Vanguard High Dividend Yield ^ 13,223

Vanguard Info Tech ETF 204 Vanguard Info Tech ETF ^ 65,197

Vanguard Institutional Index Instl Pl 569,354 Vanguard Institutional Index Instl Pl ^ 183,115,603

Vanguard Large Cap ETF 267 Vanguard Large Cap ETF ^ 46,583

Vanguard Mega Cap Growth ETF 86 Vanguard Mega Cap Growth ETF ^ 14,821

Vanguard Mid - Cap Growth Index 3 Vanguard Mid - Cap Growth Index ^ 546

Vanguard Mid-Cap Value Index 387 Vanguard Mid-Cap Value Index ^ 52,338

Vanguard Real Estate ETF 358 Vanguard Real Estate ETF ^ 29,526

Vanguard Russell 1000 Value 400 Vanguard Russell 1000 Value ^ 26,654

Vanguard S&P 500 ETF 5,263 Vanguard S&P 500 ETF ^ 1,849,106

Vanguard S&P 500 Value ETF 75 Vanguard S&P 500 Value ETF ^ 10,449

Vanguard Short Term Treasury ETF 718 Vanguard Short Term Treasury ETF ^ 41,515

Vanguard Small- Cap ETF 228 Vanguard Small- Cap ETF ^ 41,898

Vanguard Small -Cap Gr ETF 20 Vanguard Small -Cap Gr ETF ^ 4,047

Vanguard Total Bond Market Index I 4,977,543 Vanguard Total Bond Market Index I ^ 47,187,108

Vanguard Total Intl Stock Et 101 Vanguard Total Intl Stock Et ^ 5,218

Vanguard Total Intl Stock Index I 324,024 Vanguard Total Intl Stock Index I ^ 36,102,751

Vanguard Total Stock Market ETF 5,010 Vanguard Total Stock Market ETF ^ 957,884

Vanguard Total Stock Mkt Idx Adm 512 Vanguard Total Stock Mkt Idx Adm ^ 47,659

Vanguard Value ETF 677 Vanguard Value ETF ^ 95,090

Vanguard Wellesley® Income Inv 21,194 Vanguard Wellesley® Income Inv ^ 518,398

Victoryshares US Discovery E 1 Victoryshares US Discovery E ^ 55

Victoryshares US Eq Income E 7 Victoryshares US Eq Income E ^ 439

Virtus Artificial Intelligence & Technology Opportunity Fund 540 Virtus Artificial Intelligence & Technology Opportunity Fund ^ 8,743

Virtus Global Multi-Sector 3,000 Virtus Global Multi-Sector ^ 23,250

Virtus Infracap Us Pfd ETF 2,000 Virtus Infracap Us Pfd ETF ^ 36,280

Virtus Total Return Fund Inc 10,316 Virtus Total Return Fund Inc ^ 67,570

Wasatch Micro Cap 1,688 Wasatch Micro Cap ^ 9,418

Western Asset Emerging Markets Debt 3,000 Western Asset Emerging Markets Debt ^ 27,330

Western Asset Macro Opportunities A 206 Western Asset Macro Opportunities A ^ 1,864

WisdomTree Emerg Mkt Ex-St Ow 188 WisdomTree Emerg Mkt Ex-St Ow ^ 5,017

WisdomTree New Economy Real Estate Fund 5 WisdomTree New Economy Real Estate Fund ^ 90

WisdomTree Trust WisdomTree 420 WisdomTree Trust WisdomTree ^ 18,251

WisdomTree US LargeCap Dividend 100 WisdomTree US LargeCap Dividend ^ 6,195

TOTAL MUTUAL FUNDS 576,888,584

PARTNERSHIPS

Alliance Resource Partners 1 Alliance Resource Partners ^ 21

AllianceBernstein Holding LP 365 AllianceBernstein Holding LP ^ 12,556

Brookfield Infrastructure PA 618 Brookfield Infrastructure PA ^ 19,152

Calumet Specialty Products LP 3 Calumet Specialty Products LP ^ 51

Carlyle Group Inc/The 142 Carlyle Group Inc/The ^ 4,232

Cheniere Energy Partners LP 25 Cheniere Energy Partners LP ^ 1,422

CVR Partners LP 10 CVR Partners LP ^ 1,021

Energy Transfer LP 1,541 Energy Transfer LP ^ 18,293

Gaslog Partners LP 369 Gaslog Partners LP ^ 2,454

KKR & Co Inc Cl A 306 KKR & Co Inc Cl A ^ 14,197

Nextera Energy Partners LP 347 Nextera Energy Partners LP ^ 24,321

Oneok Partners LP 9,000 Oneok Partners LP ^ 9,006

Sunoco LP 1 Sunoco LP ^ 43

USA Compression Partners LP 2 USA Compression Partners LP ^ 39

TOTAL PARTNERSHIP 106,808

CITY NATIONAL BANK

PROFIT SHARING PLAN

EIN: 95-1780067 PN: 001

Attachment to 2022 Form 5500

Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)

December 31, 2022

(c)

(b)

Description of Investment, including

(e)

Identity of Issuer, Borrower,

Maturity Date, Rate of Interest,

(d)

Current

(a)

Lessor or Similar Party

Shares

Collateral, Par or Maturity Value

Cost

Value

OTHER

Amplify Transformational Data Sharing ETF @15 1/20/23

Amplify Transformational Data Sharing

Apple Inc @150 4/21/23

-1

Apple Inc @150 4/21/23

-325

Axsome Therapeutics Inc @75 3/17/23

-4

Axsome Therapeutics Inc @75 3/17/23

-5,302

Carnival Corp. @30 1/20/23

Cboe Market Volatility @40 1/18/23

Fisker Inc @25 1/20/23

Ford Motor Co New @30 1/20/23

Invesco Currencyshares Euro @107 1/20/23

Nano Dimension Ltd ADR @7.5 1/20/23

NIO Inc Spon ADS @11 1/13/23

-1

NIO Inc Spon ADS @11 1/13/23

-24

Palantir Technologies Inc A @25 1/20/23

Palantir Technologies Inc A @6.5 1/13/23

-1

Palantir Technologies Inc A @6.5 1/13/23

-28

Proshares Ultra Vix St Future @7 1/27/23

Proshares Ultra Vix St Future @9 1/06/23

Proshares Ultrashort Lehman 20+ Year @29 1/20/23

Proshares Ultrashort Lehman 20+ Year

2,218

Square Inc - A @72.5 1/20/23

-140

Square Inc - A @72.5 1/20/23

-13,790

Tesla Inc @195 5/19/23

-2

Tesla Inc @195 5/19/23

-928

The Geo Group Inc @10 1/20/23

5,618

VanEck Vectors Oil Services ETF @245 1/20/23

VanEck Vectors Oil Services ETF @245

42,102

TOTAL OTHER ASSETS

29,727

PARTICIPANT LOANS

CNB PARTICIPANT LOANS

1,042 Participant loans, bearing interest at 4.25% to 8.50% and maturities through December 2037

15,612,078

TOTAL PARTICIPANT LOANS

15,612,078

TOTAL ASSETS

1,287,001,571

Denotes Party-In-Interest asset

Information is not required as invesments are participant directed

Attachment to 2022 Form 5500

Schedule of Delinquent Participant Contributions

Form 5500, Schedule H, Line 4a.

December 31, 2022

Plan Name:	City National Bank Profit Sharing Plan

Plan Sponsor Name: City National Bank

Employer Identification No.:	95-1780067	Plan number:	001

Plan year (beginning/ending):	01/01/2022 - 12/31/2022

Participant Contributions Transferred Late to Plan

Check here if Late Participant Loan Repayments are included: x

Total that Constitute Nonexempt Prohibited
Transactions

Date
Contributions
Withheld

Date
Contributions
Remitted

Date
Lost Earnings
Remitted

Contributions
Not
Corrected

Contributions
Corrected
Outside VFCP

Contributions
Pending
Correction in
VFCP

Total Fully
Corrected Under
VFCP and PTE
2002-51

July 31, 2022

August 9, 2022

August 25, 2022

130,581

Index to Exhibits

Exhibit No.		Exhibit
23.1		Consent of Moss Adams LLP

SIGNATURES

The Plan. Pursuant to the requirements of the Securities Exchange Act of 1934, the trustees (or other persons who administer the employee benefit plan) have duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.

	City National Bank Profit Sharing Plan

	By: City National Bank

Date: June 28, 2023	By:	/s/ Michael Nunnelee
		Senior Vice President

EX-23.1 2 tm2317602d1_ex23-1.htm EXHBIIT 23.1

Exhibit 23.1

Consent of Independent Registered Public Accounting Firm

We consent to the incorporation by reference in the Registration Statement (No. 333-207748) on Form S-8 of Royal Bank of Canada of our report dated June 28, 2023, relating to the statements of net assets available for benefits of City National Bank Profit Sharing Plan as of December 31, 2022 and 2021, the related statements of changes in net assets available for benefits for the years then ended, and the related supplemental information as of December 31, 2022, appearing in this Annual Report on Form 11-K of City National Bank Profit Sharing Plan for the year ended December 31, 2022.

/s/ Moss Adams LLP

Campbell, California
June 28, 2023