X0306 4 2021-09-16 0001000230 OPTICAL CABLE CORP OCC 0001241192 SMITH TRACY G 5290 CONCOURSE DRIVE ROANOKE VA 24019 1 SVP and CFO Common Stock 2021-09-16 4 A 0 33393 0 A 328950 D Represents an award of restricted stock under the issuer's 2017 Stock Incentive Plan. The award in the amount of 33,393 shares generally vests annually over approximately four years if certain performance goals are achieved in fiscal years 2022, 2023, 2024, and 2025 with the first possible vesting date being January 31, 2023. /s/ Tracy G. Smith 2021-09-16