0001437749-20-001553.txt : 20200203
0001437749-20-001553.hdr.sgml : 20200203
20200203161354
ACCESSION NUMBER: 0001437749-20-001553
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200131
FILED AS OF DATE: 20200203
DATE AS OF CHANGE: 20200203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH TRACY G
CENTRAL INDEX KEY: 0001241192
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27022
FILM NUMBER: 20568797
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OPTICAL CABLE CORP
CENTRAL INDEX KEY: 0001000230
STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357]
IRS NUMBER: 541237042
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 5290 CONCOURSE DR
CITY: ROANOKE
STATE: VA
ZIP: 24019
BUSINESS PHONE: 5402650690
MAIL ADDRESS:
STREET 1: 5290 CONCOURSE DRIVE
CITY: ROANOKE
STATE: VA
ZIP: 24019
4
1
rdgdoc.xml
FORM 4
X0306
4
2020-01-31
0001000230
OPTICAL CABLE CORP
OCC
0001241192
SMITH TRACY G
5290 CONCOURSE DRIVE
ROANOKE
VA
24019
1
SVP and CFO
Common Stock
2020-01-31
4
F
0
243
3.46
D
294682
D
The transaction is a result of the partial forfeiture by Executive of unvested restricted shares granted on April 1, 2014 pursuant to the terms of the restricted share award, whereby a portion of the restricted shares did not vest (and were forfeited) as a result of the Company not meeting certain operating performance-based objectives during certain vesting periods since the date of grant.
/s/ Tracy G. Smith
2020-02-03