0001437749-20-001553.txt : 20200203 0001437749-20-001553.hdr.sgml : 20200203 20200203161354 ACCESSION NUMBER: 0001437749-20-001553 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200131 FILED AS OF DATE: 20200203 DATE AS OF CHANGE: 20200203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH TRACY G CENTRAL INDEX KEY: 0001241192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27022 FILM NUMBER: 20568797 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPTICAL CABLE CORP CENTRAL INDEX KEY: 0001000230 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 541237042 STATE OF INCORPORATION: VA FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 5290 CONCOURSE DR CITY: ROANOKE STATE: VA ZIP: 24019 BUSINESS PHONE: 5402650690 MAIL ADDRESS: STREET 1: 5290 CONCOURSE DRIVE CITY: ROANOKE STATE: VA ZIP: 24019 4 1 rdgdoc.xml FORM 4 X0306 4 2020-01-31 0001000230 OPTICAL CABLE CORP OCC 0001241192 SMITH TRACY G 5290 CONCOURSE DRIVE ROANOKE VA 24019 1 SVP and CFO Common Stock 2020-01-31 4 F 0 243 3.46 D 294682 D The transaction is a result of the partial forfeiture by Executive of unvested restricted shares granted on April 1, 2014 pursuant to the terms of the restricted share award, whereby a portion of the restricted shares did not vest (and were forfeited) as a result of the Company not meeting certain operating performance-based objectives during certain vesting periods since the date of grant. /s/ Tracy G. Smith 2020-02-03