0001209191-17-005403.txt : 20170124 0001209191-17-005403.hdr.sgml : 20170124 20170124185540 ACCESSION NUMBER: 0001209191-17-005403 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170120 FILED AS OF DATE: 20170124 DATE AS OF CHANGE: 20170124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPTICAL CABLE CORP CENTRAL INDEX KEY: 0001000230 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 541237042 STATE OF INCORPORATION: VA FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 5290 CONCOURSE DR CITY: ROANOKE STATE: VA ZIP: 24019 BUSINESS PHONE: 5402650690 MAIL ADDRESS: STREET 1: 5290 CONCOURSE DRIVE CITY: ROANOKE STATE: VA ZIP: 24019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILKIN NEIL D JR CENTRAL INDEX KEY: 0001241189 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27022 FILM NUMBER: 17544810 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-20 0 0001000230 OPTICAL CABLE CORP OCC 0001241189 WILKIN NEIL D JR 5290 CONCOURSE DRIVE ROANOKE VA 24019 1 1 1 0 Chairman, President and CEO Common Stock 2017-01-20 4 A 0 92964 3.45 A 1000464 D Common Stock 16965 I By Wilkin Capital Fund I, LLC Common Stock 315 I By Daughter #1 Common Stock 315 I By Daughter #2 Common Stock 115 I By Daughter #3 Common Stock 315 I By Son Represents an award of restricted stock under the issuer's Second Amended and Restated 2011 Stock Incentive Plan. The award in the amount of 92,964 shares vests annually over approximately five years if certain performance goals are achieved in each of fiscal years 2017, 2018, 2019, 2020 and 2021 with the first possible vesting date being January 31, 2018. The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr. The reporting person disclaims beneficial ownership of all securities held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. /S/ Neil D. Wilkin, Jr. 2017-01-24