0001209191-21-059596.txt : 20211005 0001209191-21-059596.hdr.sgml : 20211005 20211005172416 ACCESSION NUMBER: 0001209191-21-059596 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210702 FILED AS OF DATE: 20211005 DATE AS OF CHANGE: 20211005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tattoli Mark Damian CENTRAL INDEX KEY: 0001872069 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14273 FILM NUMBER: 211307821 MAIL ADDRESS: STREET 1: C/O CORE LABORATORIES LP STREET 2: 6316 WINDFERN ROAD CITY: HOUSTON STATE: TX ZIP: 77040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORE LABORATORIES N V CENTRAL INDEX KEY: 0001000229 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 000000000 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: STRAWINSKYLAAN 913 STREET 2: TOWER A, LEVEL 9 CITY: 1077 XX AMSTERDAM STATE: P7 ZIP: 1077 XX BUSINESS PHONE: 3124203191 MAIL ADDRESS: STREET 1: 6316 WINDFERN CITY: HOUSTON STATE: TX ZIP: 77040 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-07-02 0 0001000229 CORE LABORATORIES N V CLB 0001872069 Tattoli Mark Damian 6316 WINDFERN ROAD HOUSTON TX 77040 0 1 0 0 SVP, Gen Counsel & Secretary Common Shares 2021-10-01 4 M 0 700 0.00 A 4060.539 D Common Shares 2021-10-01 4 F 0 169 29.05 D 3891.539 D Common Shares 20 I Custodial account Common Shares 1694.842 I 401 (k) Plan Restricted Shares 2021-10-01 4 M 0 700 0.00 D Common Shares 700 8000 D Restricted Shares 2021-08-01 5 A 0 E 1500 0.00 A Common Shares 1500 8700 D Restricted Shares 2021-07-02 5 A 0 E 7200 0.00 A Common Shares 7200 7200 D Performance Shares 2021-07-02 5 A 0 E 6900 0.00 A Common Shares 6900 6900 D Represents the time-based vesting of 700 shares from a grant of 4,200 Restricted Shares awarded to Mr. Tattoli on October 1, 2020. The Restricted Shares vest annually over six years on the anniversary of the grant date in the amount of 1/6th of the grant total, provided the reporting person remains in continuous service on each vesting date. This total represents 7 grants of Restricted Shares outstanding as of October 1, 2021, and of those the following shares remain unvested as of such date: 110 shares from the grant on March 1, 2016, 480 shares from the grant on December 1, 2017, 360 shares from the grant on August 1, 2018, 800 shares from the grant on May 1, 2019, 1,250 shares from the grant on May 1, 2020, 3,500 shares from the grant on October 1, 2020, and 1,500 shares from the grant on August 1, 2021. The Restricted Shares granted will vest annually over six years on the anniversary of the grant date in the amount of 1/6th of the grant total, provided the reporting person remains in continuous service on each vesting date. Mr. Tattoli has 6 grants of Restricted Shares outstanding as of July 2, 2021, and of those the following shares remain unvested as of such date: 110 shares from the grant on March 1, 2016, 480 shares from the grant on December 1, 2017, 360 shares from the grant on August 1, 2018, 800 shares from the grant on May 1, 2019, 1,250 shares from the grant on May 1, 2020, and 4,200 shares from the grant on October 1, 2020. The Restricted Shares vest annually over six years on the anniversary of the grant date in the amount of 1/6th of the grant total, provided the reporting person remains in continuous service on each vesting date. Assuming a recipient's continued employment (or death or disability while employed) and the satisfaction of certain performance goals is achieved, this award would vest at the end of a three-year performance period that began on January 1, 2021 and ends on December 31, 2023 (the "Performance Period"). At the end of the Performance Period, 100% of the award will vest if the Company is in the top 75th percentile of Return On Invested Capital of the Bloomberg Peer Group as measured and determined by the Compensation Committee at the end of the Performance Period. /s/ Mark Tattoli 2021-10-05