0001209191-24-003637.txt : 20240221
0001209191-24-003637.hdr.sgml : 20240221
20240221160600
ACCESSION NUMBER: 0001209191-24-003637
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240216
FILED AS OF DATE: 20240221
DATE AS OF CHANGE: 20240221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MURSTEIN ALVIN
CENTRAL INDEX KEY: 0001000210
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37747
FILM NUMBER: 24659394
BUSINESS ADDRESS:
STREET 1: 205 EAST 42ND STREET
STREET 2: SUITE 2000
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP
CENTRAL INDEX KEY: 0001000209
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 043291176
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 437 MADISON AVE 38 TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2123282153
MAIL ADDRESS:
STREET 1: 437 MADISON AVENUE
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2024-02-16
0
0001000209
MEDALLION FINANCIAL CORP
MFIN
0001000210
MURSTEIN ALVIN
C/O MEDALLION FINANCIAL CORP.
437 MADISON AVENUE
NEW YORK
NY
10022
1
1
0
0
See Remarks
0
Common Stock
2024-02-16
4
A
0
22203
8.97
A
277140
D
Common Stock
2024-02-17
4
F
0
2340
8.97
D
274800
D
Common Stock
1358300
I
See Footnote
Common Stock
117660
I
See Footnote
Common Stock
5000
I
See Footnote
Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-third increments on March 1, 2025, March 1, 2026 and March 1, 2027.
Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.
Represents shares beneficially owned by the Alvin Murstein Second Family Trust of which Mr. Murstein is a co-trustee and the beneficiary.
Represents beneficially owned by the Aileen J. Murstein Family 2012 Trust of which Mr. Murstein is the grantor and Mr. Murstein's spouse is a co-trustee and the beneficiary.
Represents shares owned by Mr. Murstein's spouse.
Chairman & Chief Executive Officer
/s/ Alvin Murstein
2024-02-21