0001209191-23-049421.txt : 20230914 0001209191-23-049421.hdr.sgml : 20230914 20230914160551 ACCESSION NUMBER: 0001209191-23-049421 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230913 FILED AS OF DATE: 20230914 DATE AS OF CHANGE: 20230914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haley David Justin CENTRAL INDEX KEY: 0001965638 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37747 FILM NUMBER: 231255171 MAIL ADDRESS: STREET 1: 1100 EAST 6600 SOUTH STREET 2: SUITE 510 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP CENTRAL INDEX KEY: 0001000209 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 043291176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 437 MADISON AVE 38 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123282153 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-09-13 0 0001000209 MEDALLION FINANCIAL CORP MFIN 0001965638 Haley David Justin C/O MEDALLION FINANCIAL CORP. 437 MADISON AVENUE NEW YORK NY 10022 0 1 0 0 See Remarks 0 Common Stock 2023-09-13 4 M 0 270 6.55 A 56084 D Common Stock (right to buy) 6.55 2023-09-13 4 M 0 270 0.00 D 2019-03-21 2029-03-21 Common Stock 270 37277 D One-fourth of the options vested on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023. All these options have fully vested. Chief Financial Officer of Medallion Bank /s/ David Justin Haley 2023-09-14