EX-FILING FEES 6 d491344dexfilingfees.htm EX-FILING FEES EX-FILING FEES

Exhibit 107

Calculation of Filing Fee Tables

FORM S-3

(Form Type)

MEDALLION FINANCIAL CORP.

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

 

                         
    

Security

Type

 

Security

Class

Title

 

Fee

Calculation or
Carry Forward
Rule

  Amount
Registered(1)
  Proposed
Maximum
Offering
Price Per
Unit
 

Maximum
Aggregate
Offering

Price

 

Fee

Rate

 

Amount of
Registration

Fee(2)

  Carry
Forward
Form
Type
  Carry
Forward
File
Number
  Carry
Forward
Initial
Effective
Date
  Filing Fee
Previously
Paid In
Connection
With Unsold
Securities to
be Carried
Forward
 
Newly Registered Securities
                         

Fees to Be

Paid

  Equity   Common Stock of Medallion Financial Corp., par value $.01 per share   Rule 457(o)   (1)                  
                         
    Equity   Preferred Stock of Medallion Financial Corp., par value $.01 per share   Rule 457(o)   (1)                  
                         
    Debt   Debt Securities   Rule 457(o)   (1)                  
                         
    Other   Subscription Rights to Purchase Shares of Common Stock   Rule 457(o)   (1)                  
                         
    Other   Warrants(3)   Rule 457(o)   (1)                  
                         
    Unallocated (Universal) Shelf   Unallocated (Universal) Shelf   Rule 457(o)   $100,000,000    (4)   $100,000,000    0.00011020    $11,020.00          
                   
    Total Offering Amounts     $100,000,000     $11,020.00          
                   
    Total Fees Previously Paid                  
                   
    Total Fee Offsets         $12,120.00(5)          
                   
    Net Fee Due               $0.00                

 

(1)

The amount to be registered consists of up to $100,000,000 of an indeterminate amount of each security class listed in Table 1. There is also being registered hereunder such currently indeterminate number of (i) shares of Common Stock or other securities of the registrant as may be issued upon conversion of, or in exchange for, convertible or exchangeable Debt Securities and/or Preferred Stock registered hereby, or (ii) shares of Common Stock, Preferred Stock or Debt Securities or other securities of the registrant as may be issued upon exercise of Warrants registered hereby, as the case may be, including under any applicable anti-dilution provisions. Any securities registered hereunder may be sold separately or together with other securities registered hereunder. Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement shall be deemed to cover an indeterminate number of additional securities to be offered as a result of stock splits, stock dividends or similar transactions.

(2)

The registration fee has been calculated in accordance with Rule 457(o) under the Securities Act.


(3)

The Warrants (as defined in this Registration Statement) covered by this Registration Statement may be Common Stock warrants, Preferred Stock warrants, or Debt Securities warrants.

(4)

The proposed maximum offering price per security will be determined from time to time by the registrant in connection with the issuance of the securities registered by this Registration Statement. Prices, when determined, may be in U.S. dollars or the equivalent thereof in one or more foreign currencies, foreign currency units or composite currencies. If any Debt Securities or shares of Preferred Stock are issued at an original issue discount, then the amount registered will include the principal or liquidation amount of such securities measured by the initial offering price thereof.

(5)

On May 23, 2019, the registrant initially filed a Registration Statement on Form S-3 (File No. 333-231705) (the “Prior Registration Statement”). The Prior Registration Statement registered an aggregate amount of $100,000,000 of Common Stock, Preferred Stock, Debt Securities, Subscription Rights and Warrants to be offered by the registrant from time to time (the “Original Offering”). The Prior Registration Statement expired in May 2022. In connection with the filing of the Prior Registration Statement, the registrant paid $12,120.00 in fees to register such securities in the Original Offering. None of the securities were sold pursuant to the Original Offering. As a result, the registrant has $12,120.00 in unused filing fees associated with the Original Offering. In accordance with Rule 457(p) under the Securities Act, the registrant is using $12,120.00 of the unused filing fees to offset the filing fee in connection with this filing.

Table 2: Fee Offset Claims and Source

 

                       
    

Registrant

or Filer

Name

  Form
or
Filing
Type
 

File

Number

 

Initial
Filing

Date

 

Filing

Date

  Fee Offset
Claimed
 

Security

Type

Associated

with Fee

Offset

Claimed

 

Security

Title

Associated

with Fee

Offset

Claimed

 

Unsold
Securities
Associated

with Fee

Offset

Claimed

 

Unsold
Aggregate
Offering

Amount
Associated

with Fee

Offset

Claimed

 

Fee Paid

with Fee

Offset

Source

 
Rule 457(p)
                       

Fee Offset

Claims

  Medallion Financial Corp.   S-3   333-231705   May 23, 2019     $12,120.00(1)   Unallocated (Universal) Shelf   Unallocated (Universal) Shelf   Unallocated (Universal) Shelf   $100,000.00    
                       
Fee Offset Sources   Medallion Financial Corp.   S-3           May 23, 2019                       $12,120.00

 

(1)

See footnote 5 above.