0000899243-20-004920.txt : 20200218 0000899243-20-004920.hdr.sgml : 20200218 20200218170940 ACCESSION NUMBER: 0000899243-20-004920 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200217 FILED AS OF DATE: 20200218 DATE AS OF CHANGE: 20200218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Travis Alexander S CENTRAL INDEX KEY: 0001768445 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37747 FILM NUMBER: 20626305 MAIL ADDRESS: STREET 1: 3000 WEST COUNTY ROAD 42 STREET 2: SUITE 301 CITY: BURNSVILLE STATE: MN ZIP: 55337 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP CENTRAL INDEX KEY: 0001000209 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 043291176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 437 MADISON AVE 38 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123282153 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-17 0 0001000209 MEDALLION FINANCIAL CORP MFIN 0001768445 Travis Alexander S C/O MEDALLION FINANCIAL CORP. 437 MADISON AVENUE NEW YORK NY 10022 0 1 0 0 See Remarks Common Stock 2020-02-17 4 A 0 4678 0.00 A 8495 D Common Stock (right to buy) 6.68 2020-02-17 4 A 0 9481 0.00 A 2030-02-17 Common Stock 9481 17790 D Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024. One-fourth of the options will become exercisable on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024. President of Medallion Capital, Inc. /s/ Alexander S. Travis 2020-02-18