0000899243-19-008877.txt : 20190325 0000899243-19-008877.hdr.sgml : 20190325 20190325161926 ACCESSION NUMBER: 0000899243-19-008877 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190321 FILED AS OF DATE: 20190325 DATE AS OF CHANGE: 20190325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pickerell Dean CENTRAL INDEX KEY: 0001509491 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37747 FILM NUMBER: 19702888 MAIL ADDRESS: STREET 1: 7400 EXCELSIOR BLVD. CITY: MINNEAPOLIS STATE: MN ZIP: 55426 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP CENTRAL INDEX KEY: 0001000209 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 043291176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 437 MADISON AVE 38 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123282153 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-21 0 0001000209 MEDALLION FINANCIAL CORP MFIN 0001509491 Pickerell Dean C/O MEDALLION FINANCIAL CORP. 437 MADISON AVENUE NEW YORK NY 10022 0 1 0 0 See Remarks Common Stock 2019-03-21 4 A 0 7634 0.00 A 47701 D Common Stock (right to buy) 6.55 2019-03-21 4 A 0 16618 0.00 A 2029-03-21 Common Stock 16618 16618 D Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023. One-fourth of the options will become exercisable on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023. Executive Vice President of Medallion Capital, Inc. /s/ Dean R. Pickerell 2019-03-25