0000899243-19-008869.txt : 20190325
0000899243-19-008869.hdr.sgml : 20190325
20190325161339
ACCESSION NUMBER: 0000899243-19-008869
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190321
FILED AS OF DATE: 20190325
DATE AS OF CHANGE: 20190325
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lewis Stephen A.
CENTRAL INDEX KEY: 0001738812
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37747
FILM NUMBER: 19702809
MAIL ADDRESS:
STREET 1: 3000 WEST COUNTY ROAD 42
STREET 2: SUITE 301
CITY: BURNSVILLE
STATE: MN
ZIP: 55337
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP
CENTRAL INDEX KEY: 0001000209
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 043291176
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 437 MADISON AVE 38 TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2123282153
MAIL ADDRESS:
STREET 1: 437 MADISON AVENUE
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-03-21
0
0001000209
MEDALLION FINANCIAL CORP
MFIN
0001738812
Lewis Stephen A.
C/O MEDALLION FINANCIAL CORP.
437 MADISON AVENUE
NEW YORK
NY
10022
0
1
0
0
See Remarks
Common Stock
2019-03-21
4
A
0
8397
0.00
A
35234
D
Common Stock (right to buy)
6.55
2019-03-21
4
A
0
18280
0.00
A
2029-03-21
Common Stock
18280
18280
D
Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023.
One-fourth of the options will become exercisable on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023.
Senior Vice President of Medallion Capital, Inc.
/s/ Stephen A. Lewis
2019-03-25