-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A/QOOW6qjCob5xBwG9BHZu7yNZqERra5RAA8ViCV7fucHsDvZhLiROJi97UhNrv9 TyYmIT6ZagBnxm1nNih6dg== 0000896017-06-000011.txt : 20060330 0000896017-06-000011.hdr.sgml : 20060330 20060330142532 ACCESSION NUMBER: 0000896017-06-000011 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060330 DATE AS OF CHANGE: 20060330 GROUP MEMBERS: ANDREW DAKOS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP CENTRAL INDEX KEY: 0001000209 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 043291176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48473 FILM NUMBER: 06722458 BUSINESS ADDRESS: STREET 1: 437 MADISON AVE 38 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123282153 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OPPORTUNITY PARTNERS L P CENTRAL INDEX KEY: 0000896017 IRS NUMBER: 113132092 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 60 HERITAGE DRIVE CITY: PLESANTVILLE STATE: NY ZIP: 10570 BUSINESS PHONE: 9147475262 MAIL ADDRESS: STREET 1: 60 HERITAGE DRIVE CITY: PLEASANTVILLE STATE: NY ZIP: 10570 SC 13D/A 1 third.txt DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT NA 1. NAME OF REPORTING PERSON Phillip Goldstein 2. CHECK THE BOX IF MEMBER OF A GROUP a[X] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA ________________________________________________________________ 7. SOLE VOTING POWER 209,121 8. SHARED VOTING POWER 21,797 9. SOLE DISPOSITIVE POWER 522,662 _______________________________________________________ 10. SHARED DISPOSITIVE POWER 0 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 522,662 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] ________________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY ROW 11 2.81% 14. TYPE OF REPORTING PERSON IA ________________________________________________________________ 1. NAME OF REPORTING PERSON Andrew Dakos 2. CHECK THE BOX IF MEMBER OF A GROUP a[X] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA ________________________________________________________________ 7. SOLE VOTING POWER 27,780 8. SHARED VOTING POWER 0 9. SOLE DISPOSITIVE POWER 27,780 __________________________________________________________ 10. SHARED DISPOSITIVE POWER 0 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 27,780 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] ________________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY ROW 11 ..15% 14. TYPE OF REPORTING PERSON IA ________________________________________________________________ This statement constitutes Amendment # 1 to the Schedule 13d filed on July 13, 2005. Except as specifically set forth herein, the Schedule 13d remains unmodified. Item 5 is amended as follows: ITEM 5. INTEREST IN SECURITIES OF THE ISSUER a. As per the 10k filed on 3/15/2006 there were 18,589,098 shares outstanding as of 3/13/2006. The percentage set forth in this item (5a) was derived using such number. The aggregate number of shares beneficially owned by Mr. Goldstein and Mr. Dakos are less than 5%. Hence no further filings are required. c. During the last sixty days the following shares of common stock were sold: Andrew Dakos Date Quantity Price 3/28/2006 23048 $ 13.40 3/20/2006 5,000.00 $ 13.00 3/16/2006 10,060.00 $ 12.97 3/15/2006 5,000.00 $ 12.88 3/14/2006 15,000.00 $ 12.79 3/9/2006 2,000.00 $ 12.65 3/8/2006 5,000.00 $ 12.50 3/6/2006 5,100.00 $ 12.55 3/2/2006 5000 $ 12.30 2/23/2006 1,700.00 $ 12.27 2/23/2006 10563 $ 12.35 2/17/2006 7,844.00 $ 12.35 2/15/2006 10,000.00 $ 12.19 2/14/2006 6,606.00 $ 12.15 2/14/2006 15,000.00 $ 12.16 2/9/2006 30,000.00 $ 11.87 2/7/2006 3,850.00 $ 11.80 2/6/2006 40,000.00 $ 11.75 Phillip Goldstein 3/29/2006 4026 $ 13.49 3/29/2006 9418 $ 13.50 3/29/2006 5000 $ 13.50 3/28/2006 29100 $ 13.40 3/28/2006 5000 $ 13.39 3/28/2006 2500 $ 13.40 3/27/2006 10000 $ 13.30 3/27/2006 3391 $ 13.30 3/27/2006 5000 $ 13.30 3/27/2006 2500 $ 13.29 3/24/2006 37481 $ 13.16 3/24/2006 3500 $ 13.15 3/24/2006 9800 $ 13.17 3/24/2006 5000 $ 13.16 3/23/2006 4400 $ 13.10 3/23/2006 4800 $ 13.10 3/22/2006 2500 $ 13.00 3/21/2006 9250 $ 13.02 3/21/2006 2500 $ 13.01 3/20/2006 24000 $ 13.00 3/20/2006 10000 $ 13.00 3/16/2006 125000 $ 13.00 3/16/2006 3500 $ 12.90 3/16/2006 15000 $ 13.00 3/16/2006 5000 $ 13.00 3/14/2006 50000 $ 12.93 3/14/2006 700 $ 12.88 3/10/2006 2280 $ 12.70 3/10/2006 1300 $ 12.69 3/9/2006 260 $ 12.67 3/9/2006 5000 $ 12.60 3/8/2006 4000 $ 12.51 3/7/2006 5300 $ 12.60 3/6/2006 13100 $ 12.56 3/6/2006 5000 $ 12.55 3/3/2006 12000 $ 12.36 3/2/2006 1900 $ 12.36 3/2/2006 5000 $ 12.30 3/2/2006 5000 $ 12.35 3/1/2006 5000 $ 12.37 3/1/2006 5000 $ 12.30 2/23/2006 50 $ 12.40 2/22/2006 6000 $ 12.37 2/22/2006 134 $ 12.36 2/21/2006 1210 $ 12.35 2/17/2006 20000 $ 12.32 2/16/2006 28778 $ 12.30 2/16/2006 100 $ 12.30 2/15/2006 15000 $ 12.20 2/14/2006 24000 $ 12.15 2/14/2006 29500 $ 12.15 2/14/2006 500 $ 12.16 2/14/2006 400 $ 12.17 2/14/2006 10000 $ 12.15 2/14/2006 5000 $ 12.16 d. Beneficiaries of accounts managed by Mr. Phillip Goldstein and Mr. Dakos are entitled to receive any dividends or sales proceeds. e. NA Item 7 is amended as follows: ITEM 7. MATERIAL TO BE FILED AS EXHIBITS None. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: 3/30/06 By: /s/ Phillip Goldstein Name: Phillip Goldstein By: /S/ Andrew Dakos Name: Andrew Dakos -----END PRIVACY-ENHANCED MESSAGE-----