-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F4stnfvBQyDu1AjCT98j6FUCrvU6nrnQN/nLyNUgkjGkUnqoGCkp/M1bOZTwlx9f cUSzn1hOTOOciQVztPgG5A== 0000950135-99-002212.txt : 19990430 0000950135-99-002212.hdr.sgml : 19990430 ACCESSION NUMBER: 0000950135-99-002212 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990429 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BIOMETRIC SECURITY CORP/BC CENTRAL INDEX KEY: 0001000168 STANDARD INDUSTRIAL CLASSIFICATION: [9995] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-46613 FILM NUMBER: 99604523 BUSINESS ADDRESS: STREET 1: 1940 400 BURRAD ST PO BOX 31 STREET 2: STE 303 CITY: VANCOUVER BC STATE: A1 MAIL ADDRESS: STREET 1: 1940 400 BURRARD ST PO BOX 31 STREET 2: VANOUVER BC V63A6 FORMER COMPANY: FORMER CONFORMED NAME: SONOMA RESOURCE CORP DATE OF NAME CHANGE: 19950905 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MCCLEERY PATRICK W CENTRAL INDEX KEY: 0001083834 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 4510 BEVERLY CRESCENT STREET 2: V61-4E6 BC CITY: VANCOUVER CANADA BUSINESS PHONE: 6046874144 MAIL ADDRESS: STREET 1: 4510 BEVERLY CRESCENT STREET 2: BC V61-4E6 CITY: VANCOUVER CANADA SC 13D 1 BIOMETRIC SECURITIES 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Act of 1934 Biometric Security Corp. - -------------------------------------------------------------------------------- (Name of Issuer) Common Shares with no par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 83559-I - -------------------------------------------------------------------------------- (CUSIP Number) Kenneth A. Korb, Esq. Perkins, Smith & Cohen, LLP, One Beacon Street, Boston, MA 02108 (617) 854-4000 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 15, 1999 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of This Statement) 2 CUSIP No. 83559-I Page 2 of 6 SCHEDULE 13D - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Patrick W. McCleery - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) X --- (b) --- - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) --- - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Canadian - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 2,579,958 SHARES ------------------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH ------------------------------------------------------------ REPORTING 9 SOLE DISPOSITIVE POWER PERSON 2,579,958 WITH ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,579,958 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* --- - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.59% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION 3 CUSIP No. 83559-I Page 3 of 6 SCHEDULE 13D - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Wendy McCleery - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) X --- (b) --- - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) --- - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Canadian - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 3,756,000 SHARES ------------------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH ------------------------------------------------------------ REPORTING 9 SOLE DISPOSITIVE POWER PERSON 3,756,000 WITH ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,756,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* --- - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.98% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION 4 CUSIP No. 83559-I Page 4 of 6 SCHEDULE 13D ITEM 1. SECURITY AND ISSUER Class of Securities: Common Shares, with no par value Biometric Security Corp. Suite 1940, 400 Burrard Street Vancouver, British Columbia V6C 3A6 CANADA ITEM 2. IDENTITY AND BACKGROUND (a) Name: Patrick W. McCleery Wendy McCleery (b) Residence or business address: Patrick W. McCleery 4510 Beverly Crescent Vancouver, British Columbia V6J 4E6 CANADA Wendy McCleery 4510 Beverly Crescent Vancouver, British Columbia V6J 4E6 CANADA (c) Patrick W. McCleery: business executive Biometric Security Corp. Suite 1940, 400 Burrard Street Vancouver, British Columbia V6C 3A6 CANADA Wendy McCleery: business executive Weston Mineral Service Ltd. 4510 Beverly Crescent Vancouver, British Columbia V6J 4E6 (d) Not applicable to any member of the group. (e) Not applicable to any member of the group. (f) Canada for each reporting person. 5 CUSIP No. 83559-I Page 5 of 6 SCHEDULE 13D ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Patrick W. McCleery: $75,000; source of funds is personal and not borrowed or otherwise obtained; securities were acquired by purchase. Wendy McCleery: $75,000; source of funds is personal and not borrowed or otherwise obtained; securities were acquired by purchase. ITEM 4. PURPOSE OF TRANSACTION The purpose of the transactions for each reporting person was solely for investment. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) Patrick W. McCleery aggregate number of shares: 2,579,958 percentage of class of securities: 5.59% Wendy McCleery aggregate number of shares: 3,756,000 percentage of class of securities: 7.98% (b) Patrick W. McCleery Sole voting power: 2,579,958 Shared voting power: 0 Sole dispositive power: 2,579,958 Shared dispositive power: 0 Wendy McCleery Sole voting power: 3,756,000 Shared voting power: 0 Sole dispositive power: 3,756,000 Shared dispositive power: 0 (c) Patrick W. McCleery: Purchase of 500,000 units at a price of $0.15 per share in a Private Placement of 11,666,666 units, where each unit consist of one common share and one two-year non transferable share purchase warrant. Each warrant will be exercisable at a price of $0.15 per share in the first year and $0.17 per share in the second year. The private placement was approved by the Vancouver Stock Exchange on or about April 15, 1999. Wendy McCleery: Purchase of 500,000 units at a price of $0.15 per share in a Private Placement of 11,666,666 units, where each unit consist of one common share and one two-year non transferable share purchase warrant. Each warrant will be exercisable at a price of $0.15 per share in the first year and $0.17 per share in the second year. The private placement was approved by the Vancouver Stock Exchange on or about April 15, 1999. 6 CUSIP No. 83559-I Page 6 of 6 SCHEDULE 13D (d) No other person has such rights other than the respective reporting person. (e) Not applicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER The reporting persons are husband and wife who have no arrangement or other understanding between them, with respect to the securities of the issuer, other than to make an investment in such securities. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Not applicable. DISCLAIMER OF BENEFICIAL OWNERSHIP Patrick W. McCleery expressly disclaims any beneficial interest in the stock held by his wife Wendy McCleery and declares that the filing of this statement shall not be construed as an admission that he is, for the purposes of section 13(d) or 13(g) of the Act, the beneficial owner of any securities owned by his wife. Wendy McCleery expressly disclaims any beneficial interest in the stock held by her husband Patrick W. McCleery and declares that the filing of this statement shall not be construed as an admission that she is, for the purposes of section 13(d) or 13(g) of the Act, the beneficial owner of any securities owned by her husband. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: April 26, 1999 /s/ Patrick W. McCleery ----------------------------------- Signature Name/Title: Patrick W. McCleery Date: April 26, 1999 /s/ Wendy McCleery ----------------------------------- Signature Name/Title: Wendy McCleery -----END PRIVACY-ENHANCED MESSAGE-----