Chief Financial Officer

0001000097-24-000006.txt : 20240318 0001000097-24-000006.hdr.sgml : 20240318 20240318154544 ACCESSION NUMBER: 0001000097-24-000006 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240318 DATE AS OF CHANGE: 20240318 EFFECTIVENESS DATE: 20240318 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KINGDON CAPITAL MANAGEMENT, L.L.C. CENTRAL INDEX KEY: 0001000097 ORGANIZATION NAME: IRS NUMBER: 134015739 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-04575 FILM NUMBER: 24758823 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-333-0100 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 19980914 FORMER COMPANY: FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT CORP DATE OF NAME CHANGE: 19960408 13F-HR/A 1 primary_doc.xml X0202 13F-HR/A LIVE false true false 0001000097 XXXXXXXX 12-31-2023 12-31-2023 true 1 NEW HOLDINGS KINGDON CAPITAL MANAGEMENT, L.L.C.

152 WEST 57TH STREET 50TH FLOOR NEW YORK NY 10019

13F HOLDINGS REPORT 028-04575 N William Walsh Chief Financial Officer 2123330100 William Walsh New York NY 03-18-2024 0 74 799004078 INFORMATION TABLE 2 13fkcm.xml AFFIRM HLDGS INC COM CL A 00827B106 9828000 200000 SH Put DFND 1,2,3,4 200000 0 0 ALBEMARLE CORP COM 012653101 11558400 80000 SH Call DFND 1,2,3,4 80000 0 0 ALIGHT INC COM CL A 01626W101 7677000 900000 SH DFND 1,2,3,4 900000 0 0 API GROUP CORP COM STK 00187Y100 28146477 813482 SH DFND 1,2,3,4 813482 0 0 APOLLO GLOBAL MGMT INC COM 03769M106 11648750 125000 SH DFND 1,2,3,4 125000 0 0 BANK AMERICA CORP COM 060505104 16835000 500000 SH Call DFND 1,2,3,4 500000 0 0 BEYOND AIR INC COM 08862L103 2672582 1363562 SH DFND 1,2,3,4 1363562 0 0 BLACKSTONE INC COM 09260D107 39276000 300000 SH Put DFND 1,2,3,4 300000 0 0 BWX TECHNOLOGIES INC COM 05605H100 5513588 71857 SH DFND 1,2,3,4 71857 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 11575725 42500 SH DFND 1,2,3,4 42500 0 0 CATALENT INC COM 148806102 26304853 585463 SH DFND 1,2,3,4 585463 0 0 CELESTICA INC SUB VTG SHS 15101Q108 6588000 225000 SH DFND 1,2,3,4 225000 0 0 COMPASS INC CL A 20464U100 1316000 350000 SH Call DFND 1,2,3,4 350000 0 0 CORTEVA INC COM 22052L104 14376000 300000 SH Call DFND 1,2,3,4 300000 0 0 CURIS INC COM 231269309 3622913 284150 SH DFND 1,2,3,4 284150 0 0 CURTISS WRIGHT CORP COM 231561101 6522846 29278 SH DFND 1,2,3,4 29278 0 0 DELL TECHNOLOGIES INC CL C 24703L202 16447500 215000 SH DFND 1,2,3,4 215000 0 0 ENPHASE ENERGY INC COM 29355A107 6607000 50000 SH Put DFND 1,2,3,4 50000 0 0 ENVVENO MEDICAL CORPORATION COM 29415J106 3182585 619180 SH DFND 1,2,3,4 619180 0 0 FLEX LTD ORD Y2573F102 10356400 340000 SH DFND 1,2,3,4 340000 0 0 FTAI AVIATION LTD SHS G3730V105 19033280 410200 SH DFND 1,2,3,4 410200 0 0 GENERAL DYNAMICS CORP COM 369550108 8361374 32200 SH DFND 1,2,3,4 32200 0 0 GREAT ELM GROUP INC COM NEW 39037G109 2694480 1388907 SH DFND 1,2,3,4 1388907 0 0 HASBRO INC COM 418056107 16339200 320000 SH DFND 1,2,3,4 320000 0 0 HEICO CORP NEW COM 422806109 16098300 90000 SH DFND 1,2,3,4 90000 0 0 HOME DEPOT INC COM 437076102 15594750 45000 SH Call DFND 1,2,3,4 45000 0 0 INSMED INC COM PAR $.01 457669307 12550950 405000 SH DFND 1,2,3,4 405000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 49961440 122000 SH Put DFND 1,2,3,4 122000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 8042000 200000 SH Call DFND 1,2,3,4 200000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 10035500 50000 SH Put DFND 1,2,3,4 50000 0 0 JASPER THERAPEUTICS INC COM 471871103 2793060 3540000 SH DFND 1,2,3,4 3540000 0 0 KBR INC COM 48242W106 5263950 95000 SH DFND 1,2,3,4 95000 0 0 KKR & CO INC COM 48251W104 8285000 100000 SH Call DFND 1,2,3,4 100000 0 0 LIVANOVA PLC SHS G5509L101 6260540 121000 SH DFND 1,2,3,4 121000 0 0 MASTERCARD INCORPORATED CL A 57636Q104 7463925 17500 SH DFND 1,2,3,4 17500 0 0 META PLATFORMS INC CL A 30303M102 19467800 55000 SH DFND 1,2,3,4 55000 0 0 MGP INGREDIENTS INC NEW COM 55303J106 5418600 55000 SH DFND 1,2,3,4 55000 0 0 MICROSOFT CORP COM 594918104 16357740 43500 SH DFND 1,2,3,4 43500 0 0 MOLSON COORS BEVERAGE CO CL B 60871R209 17640722 288200 SH DFND 1,2,3,4 288200 0 0 MORGAN STANLEY COM NEW 617446448 6993750 75000 SH Call DFND 1,2,3,4 75000 0 0 NEXGEN ENERGY LTD COM 65340P106 7000000 1000000 SH DFND 1,2,3,4 1000000 0 0 NIOCORP DEVS LTD COM NEW 654484609 1003143 314465 SH DFND 1,2,3,4 314465 0 0 NVENT ELECTRIC PLC SHS G6700G107 8863500 150000 SH DFND 1,2,3,4 150000 0 0 OLEMA PHARMACEUTICALS INC COM 68062P106 3507500 250000 SH Call DFND 1,2,3,4 250000 0 0 OLEMA PHARMACEUTICALS INC COM 68062P106 4209000 300000 SH DFND 1,2,3,4 300000 0 0 OPTINOSE INC COM 68404V100 5030016 3899237 SH DFND 1,2,3,4 3899237 0 0 PG&E CORP COM 69331C108 12170250 675000 SH DFND 1,2,3,4 675000 0 0 PRAXIS PRECISION MEDICINES I COM NEW 74006W207 7723696 346665 SH DFND 1,2,3,4 346665 0 0 QUANTA SVCS INC COM 74762E102 6948760 32200 SH DFND 1,2,3,4 32200 0 0 RAPT THERAPEUTICS INC COM 75382E109 24000826 965828 SH DFND 1,2,3,4 965828 0 0 RENAISSANCERE HLDGS LTD COM G7496G103 5880000 30000 SH DFND 1,2,3,4 30000 0 0 ROGERS CORP COM 775133101 9601489 72700 SH DFND 1,2,3,4 72700 0 0 SCYNEXIS INC COM NEW 811292200 4988617 2237048 SH DFND 1,2,3,4 2237048 0 0 SHERWIN WILLIAMS CO COM 824348106 15595000 50000 SH Call DFND 1,2,3,4 50000 0 0 SHERWIN WILLIAMS CO COM 824348106 16296775 52250 SH DFND 1,2,3,4 52250 0 0 SOFI TECHNOLOGIES INC COM 83406F102 2985000 300000 SH Put DFND 1,2,3,4 300000 0 0 SOL GEL TECHNOLOGIES SHS M8694L103 745790 674923 SH DFND 1,2,3,4 674923 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 23765500 50000 SH Put DFND 1,2,3,4 50000 0 0 SPDR SER TR S&P REGL BKG 78464A698 5243000 100000 SH Put DFND 1,2,3,4 100000 0 0 SYNCHRONY FINANCIAL COM 87165B103 17185500 450000 SH Put DFND 1,2,3,4 450000 0 0 SYNDAX PHARMACEUTICALS INC COM 87164F105 16127392 746293 SH DFND 1,2,3,4 746293 0 0 TANDEM DIABETES CARE INC COM NEW 875372203 5744436 194200 SH DFND 1,2,3,4 194200 0 0 TECK RESOURCES LTD CL B 878742204 21050460 498000 SH DFND 1,2,3,4 498000 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 4832702 63950 SH DFND 1,2,3,4 63950 0 0 THE TRADE DESK INC COM CL A 88339J105 5397000 75000 SH Put DFND 1,2,3,4 75000 0 0 TPI COMPOSITES INC COM 87266J104 1242000 300000 SH Call DFND 1,2,3,4 300000 0 0 TRIP COM GROUP LTD ADS 89677Q107 15484300 430000 SH DFND 1,2,3,4 430000 0 0 UNION PAC CORP COM 907818108 18089913 73650 SH DFND 1,2,3,4 73650 0 0 VERTIV HOLDINGS CO COM CL A 92537N108 8885550 185000 SH DFND 1,2,3,4 185000 0 0 VESTIS CORPORATION COM SHS 29430C102 10041500 475000 SH DFND 1,2,3,4 475000 0 0 VINCERX PHARMA INC COM NEW 92731L106 454300 385000 SH DFND 1,2,3,4 385000 0 0 VISA INC COM CL A 92826C839 7810500 30000 SH DFND 1,2,3,4 30000 0 0 WNS HLDGS LTD SPON ADR 92932M101 3476000 55000 SH DFND 1,2,3,4 55000 0 0 X4 PHARMACEUTICALS INC COM 98420X103 2912683 3473683 SH DFND 1,2,3,4 3473683 0 0