The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ACCELERON PHARMA INC COM 00434H108 27,485 244,249 SH   DFND 1,2,3,4 244,249 0 0
AERIE PHARMACEUTICALS INC COM 00771V108 9,933 843,940 SH   DFND 1,2,3,4 843,940 0 0
ALPHABET INC CAP STK CL A 02079K305 27,820 18,982 SH   DFND 1,2,3,4 18,982 0 0
API GROUP CORP COM STK 00187Y100 22,531 1,583,344 SH   DFND 1,2,3,4 1,583,344 0 0
ARAMARK COM 03852U106 13,094 495,064 SH   DFND 1,2,3,4 495,064 0 0
ATHENEX INC COM 04685N103 46,718 3,860,960 SH   DFND 1,2,3,4 3,860,960 0 0
AURINIA PHARMACEUTICALS INC COM 05156V102 2,946 200,000 SH Call DFND 1,2,3,4 200,000 0 0
AURINIA PHARMACEUTICALS INC COM 05156V102 23,689 1,608,208 SH   DFND 1,2,3,4 1,608,208 0 0
AZEK CO INC CL A 05478C105 7,658 220,000 SH   DFND 1,2,3,4 220,000 0 0
BEYOND AIR INC COM 08862L103 2,652 511,036 SH   DFND 1,2,3,4 511,036 0 0
BIOGEN INC COM 09062X103 28,368 100,000 SH Put DFND 1,2,3,4 100,000 0 0
BIOHAVEN PHARMACTL HLDG CO L COM G11196105 85,180 1,310,261 SH   DFND 1,2,3,4 1,310,261 0 0
CAESARS ENTERTAINMENT INC NE COM 12769G100 5,477 97,700 SH   DFND 1,2,3,4 97,700 0 0
CARA THERAPEUTICS INC COM 140755109 7,973 626,583 SH   DFND 1,2,3,4 626,583 0 0
COPART INC COM 217204106 20,148 191,590 SH   DFND 1,2,3,4 191,590 0 0
CROWN HLDGS INC COM 228368106 25,745 334,962 SH   DFND 1,2,3,4 334,962 0 0
D R HORTON INC COM 23331A109 10,358 136,950 SH   DFND 1,2,3,4 136,950 0 0
DANAHER CORPORATION COM 235851102 14,276 66,300 SH   DFND 1,2,3,4 66,300 0 0
DISNEY WALT CO COM DISNEY 254687106 17,483 140,900 SH   DFND 1,2,3,4 140,900 0 0
EXELIXIS INC COM 30161Q104 7,489 306,300 SH Put DFND 1,2,3,4 306,300 0 0
EXICURE INC COM 30205M101 594 339,395 SH   DFND 1,2,3,4 339,395 0 0
EXPEDITORS INTL WASH INC COM 302130109 8,418 93,000 SH   DFND 1,2,3,4 93,000 0 0
FACEBOOK INC CL A 30303M102 15,500 59,181 SH   DFND 1,2,3,4 59,181 0 0
FLEXION THERAPEUTICS INC COM 33938J106 11,124 1,068,580 SH   DFND 1,2,3,4 1,068,580 0 0
GENOCEA BIOSCIENCES INC COM NEW 372427401 1,629 711,552 SH   DFND 1,2,3,4 711,552 0 0
GORES METROPOULOS INC COM CL A 382872109 4,351 381,000 SH   DFND 1,2,3,4 381,000 0 0
GREAT ELM CAP GROUP INC COM NEW 39036P209 2,971 1,259,049 SH   DFND 1,2,3,4 1,259,049 0 0
GTY TECHNOLOGY HOLDINGS INC COM 362409104 3,073 1,159,600 SH   DFND 1,2,3,4 1,159,600 0 0
IMMUNOMEDICS INC COM 452907108 6,071 71,400 SH   DFND 1,2,3,4 71,400 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 54,151 194,900 SH Put DFND 1,2,3,4 194,900 0 0
ISHARES TR NASDAQ BIOTECH 464287556 13,541 100,000 SH Put DFND 1,2,3,4 100,000 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 62,912 420,000 SH Put DFND 1,2,3,4 420,000 0 0
JD.COM INC SPON ADR CL A 47215P106 20,846 268,600 SH   DFND 1,2,3,4 268,600 0 0
KANSAS CITY SOUTHERN COM NEW 485170302 9,155 50,625 SH   DFND 1,2,3,4 50,625 0 0
LENNAR CORP CL A 526057104 10,439 127,800 SH   DFND 1,2,3,4 127,800 0 0
LITHIA MTRS INC CL A 536797103 12,631 55,414 SH   DFND 1,2,3,4 55,414 0 0
MERCK & CO. INC COM 58933Y105 28,352 341,800 SH   DFND 1,2,3,4 341,800 0 0
MIMECAST LTD ORD SHS G14838109 15,217 324,324 SH   DFND 1,2,3,4 324,324 0 0
MOLECULAR TEMPLATES INC COM 608550109 5,215 477,536 SH   DFND 1,2,3,4 477,536 0 0
NOMAD FOODS LTD USD ORD SHS G6564A105 15,740 617,749 SH   DFND 1,2,3,4 617,749 0 0
PAN AMERN SILVER CORP COM 697900108 6,297 195,850 SH   DFND 1,2,3,4 195,850 0 0
PFIZER INC COM 717081103 7,340 200,000 SH Call DFND 1,2,3,4 200,000 0 0
PURPLE INNOVATION INC COM 74640Y106 31,448 1,265,000 SH   DFND 1,2,3,4 1,265,000 0 0
SAP SE SPON ADR 803054204 8,647 55,500 SH Put DFND 1,2,3,4 55,500 0 0
SCYNEXIS INC COM NEW 811292200 1,178 267,048 SH   DFND 1,2,3,4 267,048 0 0
SEA LTD SPONSORD ADS 81141R100 7,579 49,200 SH   DFND 1,2,3,4 49,200 0 0
SESEN BIO INC COM 817763105 2,449 1,749,219 SH   DFND 1,2,3,4 1,749,219 0 0
SIMPLY GOOD FOODS CO COM 82900L102 9,646 437,458 SH   DFND 1,2,3,4 437,458 0 0
SOL GEL TECHNOLOGIES SHS M8694L103 6,029 832,800 SH   DFND 1,2,3,4 832,800 0 0
SPLUNK INC COM 848637104 15,777 83,861 SH   DFND 1,2,3,4 83,861 0 0
STONERIDGE INC COM 86183P102 7,374 401,401 SH   DFND 1,2,3,4 401,401 0 0
TENABLE HLDGS INC COM 88025T102 8,847 234,350 SH   DFND 1,2,3,4 234,350 0 0
TRANE TECHNOLOGIES PLC SHS G8994E103 10,658 87,900 SH   DFND 1,2,3,4 87,900 0 0
TRILOGY METALS INC NEW COM 89621C105 2,727 1,523,461 SH   DFND 1,2,3,4 1,523,461 0 0
TWILIO INC CL A 90138F102 5,133 20,774 SH   DFND 1,2,3,4 20,774 0 0
TWILIO INC CL A 90138F102 10,971 44,400 SH Call DFND 1,2,3,4 44,400 0 0
VERTIV HOLDINGS CO COM CL A 92537N108 29,017 1,675,318 SH   DFND 1,2,3,4 1,675,318 0 0
WILLSCOT MOBIL MINI HLDNG CO COM CL A 971378104 7,008 420,121 SH   DFND 1,2,3,4 420,121 0 0
WNS HLDGS LTD SPON ADR 92932M101 3,518 55,000 SH   DFND 1,2,3,4 55,000 0 0