Chief Financial Officer

0001000097-18-000004.txt : 20181114 0001000097-18-000004.hdr.sgml : 20181114 20181114105758 ACCESSION NUMBER: 0001000097-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KINGDON CAPITAL MANAGEMENT, L.L.C. CENTRAL INDEX KEY: 0001000097 IRS NUMBER: 134015739 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04575 FILM NUMBER: 181181362 BUSINESS ADDRESS: STREET 1: 157 WEST 57TH STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-333-0100 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 19980914 FORMER COMPANY: FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT CORP DATE OF NAME CHANGE: 19960408 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001000097 XXXXXXXX 09-30-2018 09-30-2018 KINGDON CAPITAL MANAGEMENT, L.L.C.

152 WEST 57TH STREET 50TH FLOOR NEW YORK NY 10019

13F HOLDINGS REPORT 028-04575 N William Walsh Chief Financial Officer 2123330100 William Walsh New York NY 11-14-2018 2 107 1433630 false 1 0001499251 028-13996 M. Kingdon Offshore Master Fund L.P. 2 0001697178 028-17903 Kingdon Credit Master Fund L.P. INFORMATION TABLE 2 king3q2018.xml.xml ACUITY BRANDS INC COM 00508Y102 11027 70146 SH DFND 1,2,3,4 70146 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 18185 257800 SH DFND 1,2,3,4 257800 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 405 2461 SH DFND 1,2,3,4 2461 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4119 25000 SH Put DFND 1,2,3,4 25000 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 16702 565211 SH DFND 1,2,3,4 565211 0 0 ALPHABET INC CAP STK CL A 02079K305 10185 8438 SH DFND 1,2,3,4 8438 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 4951 463561 SH DFND 1,2,3,4 463561 0 0 ALTABA INC COM 021346101 56001 822090 SH DFND 1,2,3,4 822090 0 0 AMAZON COM INC COM 023135106 16166 8071 SH DFND 1,2,3,4 8071 0 0 ANADARKO PETE CORP COM 032511107 24828 368309 SH DFND 1,2,3,4 368309 0 0 ARAMARK COM 03852U106 2654 61684 SH DFND 1,2,3,4 61684 0 0 ARGENX SE SPONSORED ADR 04016X101 20426 269325 SH DFND 1,2,3,4 269325 0 0 ARRAY BIOPHARMA INC COM 04269X105 8295 545711 SH DFND 1,2,3,4 545711 0 0 ASHLAND GLOBAL HLDGS INC COM 044186104 15402 183666 SH DFND 1,2,3,4 183666 0 0 BIOGEN INC COM 09062X103 52997 150000 SH Put DFND 1,2,3,4 150000 0 0 BIOHAVEN PHARMACTL HLDG CO L COM G11196105 23368 622328 SH DFND 1,2,3,4 622328 0 0 BLOOMIN BRANDS INC COM 094235108 10218 516344 SH DFND 1,2,3,4 516344 0 0 BUNGE LIMITED COM G16962105 26564 386615 SH DFND 1,2,3,4 386615 0 0 CAESARS ENTMT CORP COM 127686103 23197 2263088 SH DFND 1,2,3,4 2263088 0 0 CANOPY GROWTH CORP COM 138035100 628 10000 SH DFND 1,2,3,4 10000 0 0 CEMEX SAB DE CV NOTE 3.720% 3/1 151290BT9 10074 10000000 PRN DFND 1,2,3,4 10000000 0 0 CENTENE CORP DEL COM 15135B101 22513 155500 SH DFND 1,2,3,4 155500 0 0 CIGNA CORPORATION COM 125509109 8564 41124 SH DFND 1,2,3,4 41124 0 0 CLOVIS ONCOLOGY INC COM 189464100 5903 201000 SH Call DFND 1,2,3,4 201000 0 0 CLOVIS ONCOLOGY INC COM 189464100 11512 391959 SH DFND 1,2,3,4 391959 0 0 CLOVIS ONCOLOGY INC NOTE 1.250% 5/0 189464AC4 1546 2000000 PRN DFND 1,2,3,4 2000000 0 0 CLOVIS ONCOLOGY INC NOTE 2.500% 9/1 189464AB6 4669 5000000 PRN DFND 1,2,3,4 5000000 0 0 CONAGRA BRANDS INC COM 205887102 17614 518519 SH DFND 1,2,3,4 518519 0 0 CONSTELLATION BRANDS INC CL A 21036P108 14860 68916 SH DFND 1,2,3,4 68916 0 0 CONSTELLIUM NV CL A N22035104 29972 2426849 SH DFND 1,2,3,4 2426849 0 0 CVS HEALTH CORP COM 126650100 13629 173136 SH DFND 1,2,3,4 173136 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 12266 212112 SH DFND 1,2,3,4 212112 0 0 DENBURY RES INC COM NEW 247916208 6115 986269 SH DFND 1,2,3,4 986269 0 0 DESTINATION MATERNITY CORP COM 25065D100 501 107495 SH DFND 1,2,3,4 107495 0 0 DEVON ENERGY CORP NEW COM 25179M103 8027 200980 SH DFND 1,2,3,4 200980 0 0 DOWDUPONT INC COM 26078J100 45261 703801 SH DFND 1,2,3,4 703801 0 0 EASTERLY ACQUISITION CORP COM 27616L102 5225 500000 SH DFND 1,2,3,4 500000 0 0 EXTRACTION OIL AND GAS INC COM 30227M105 1524 135000 SH DFND 1,2,3,4 135000 0 0 FIBROGEN INC COM 31572Q808 1956 32200 SH Put DFND 1,2,3,4 32200 0 0 FLEXION THERAPEUTICS INC COM 33938J106 1871 100000 SH Call DFND 1,2,3,4 100000 0 0 FLEXION THERAPEUTICS INC COM 33938J106 10749 574483 SH DFND 1,2,3,4 574483 0 0 FLEXION THERAPEUTICS INC NOTE 3.375% 5/0 33938JAB2 3787 3750000 PRN DFND 1,2,3,4 3750000 0 0 FORESCOUT TECHNOLOGIES INC COM 34553D101 3282 86911 SH DFND 1,2,3,4 86911 0 0 FORTIVE CORP COM 34959J108 4454 52898 SH DFND 1,2,3,4 52898 0 0 GENERAL MLS INC COM 370334104 6757 157431 SH DFND 1,2,3,4 157431 0 0 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 9254 695300 SH DFND 1,2,3,4 695300 0 0 GREAT ELM CAP GROUP INC COM NEW 39036P209 4118 1267030 SH DFND 1,2,3,4 1267030 0 0 GTY TECHNOLOGY HOLDINGS INC *W EXP 10/25/202 G4182A128 500 400000 SH DFND 1,2,3,4 400000 0 0 GTY TECHNOLOGY HOLDINGS INC CL A G4182A102 12168 1200000 SH DFND 1,2,3,4 1200000 0 0 HERON THERAPEUTICS INC COM 427746102 25245 797622 SH DFND 1,2,3,4 797622 0 0 INOTEK PHARMACEUTICALS CORP NOTE 5.750% 8/0 45780VAB8 1108 1000000 PRN DFND 1,2,3,4 1000000 0 0 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 18986 961323 SH DFND 1,2,3,4 961323 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 38013 204600 SH Put DFND 1,2,3,4 204600 0 0 IQVIA HLDGS INC COM 46266C105 6136 47291 SH DFND 1,2,3,4 47291 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 64807 384500 SH Put DFND 1,2,3,4 384500 0 0 KEMPHARM INC NOTE 5.500% 2/0 488445AB3 1789 3000000 PRN DFND 1,2,3,4 3000000 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 28719 433305 SH DFND 1,2,3,4 433305 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 3205 400632 SH DFND 1,2,3,4 400632 0 0 LIBERTY MEDIA CORP DEB 4.000%11/1 530715AG6 11080 16000000 PRN DFND 1,2,3,4 16000000 0 0 LILLY ELI & CO COM 532457108 32193 300000 SH Put DFND 1,2,3,4 300000 0 0 LYONDELLBASELL INDUSTRIES N SHS - 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