0001000097-18-000003.txt : 20180814
0001000097-18-000003.hdr.sgml : 20180814
20180814122357
ACCESSION NUMBER: 0001000097-18-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180814
DATE AS OF CHANGE: 20180814
EFFECTIVENESS DATE: 20180814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KINGDON CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001000097
IRS NUMBER: 134015739
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04575
FILM NUMBER: 181015690
BUSINESS ADDRESS:
STREET 1: 157 WEST 57TH STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-333-0100
MAIL ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19980914
FORMER COMPANY:
FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT CORP
DATE OF NAME CHANGE: 19960408
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001000097
XXXXXXXX
06-30-2018
06-30-2018
KINGDON CAPITAL MANAGEMENT, L.L.C.
152 WEST 57TH STREET
50TH FLOOR
NEW YORK
NY
10019
13F HOLDINGS REPORT
028-04575
N
William Walsh
Chief Financial Officer
2123330100
William Walsh
New York
NY
08-14-2018
2
104
1433193
false
1
0001499251
028-13996
M. Kingdon Offshore Master Fund L.P.
2
0001697178
028-17903
Kingdon Credit Master Fund L.P.
INFORMATION TABLE
2
king2q2018.xml
AGILENT TECHNOLOGIES INC
COM
00846U101
21295
344360
SH
DFND
1,2,3,4
344360
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
4036
21754
SH
DFND
1,2,3,4
21754
0
0
ALLEGHENY TECHNOLOGIES INC
COM
01741R102
14190
564883
SH
DFND
1,2,3,4
564883
0
0
ALTABA INC
COM
021346101
139738
1908728
SH
DFND
1,2,3,4
1908728
0
0
AMAZON COM INC
COM
023135106
6111
3595
SH
DFND
1,2,3,4
3595
0
0
ANADARKO PETE CORP
COM
032511107
15388
210077
SH
DFND
1,2,3,4
210077
0
0
ARGENX SE
SPONSORED ADR
04016X101
16762
202293
SH
DFND
1,2,3,4
202293
0
0
ARRAY BIOPHARMA INC
COM
04269X105
9143
544891
SH
DFND
1,2,3,4
544891
0
0
ASHLAND GLOBAL HLDGS INC
COM
044186104
9343
119511
SH
DFND
1,2,3,4
119511
0
0
BIOHAVEN PHARMACTL HLDG CO L
COM
G11196105
23617
597596
SH
DFND
1,2,3,4
597596
0
0
BLOOMIN BRANDS INC
COM
094235108
1548
77004
SH
DFND
1,2,3,4
77004
0
0
BOEING CO
COM
097023105
9767
29110
SH
DFND
1,2,3,4
29110
0
0
BUNGE LIMITED
COM
G16962105
8170
117195
SH
DFND
1,2,3,4
117195
0
0
CAESARS ENTMT CORP
COM
127686103
24016
2244495
SH
DFND
1,2,3,4
2244495
0
0
CAMECO CORP
COM
13321L108
3666
325883
SH
DFND
1,2,3,4
325883
0
0
CATERPILLAR INC DEL
COM
149123101
47485
350000
SH
Call
DFND
1,2,3,4
350000
0
0
CEMEX SAB DE CV
NOTE 3.720% 3/1
151290BT9
10031
10000000
PRN
DFND
1,2,3,4
10000000
0
0
CENTENE CORP DEL
COM
15135B101
16104
130706
SH
DFND
1,2,3,4
130706
0
0
CLOROX CO DEL
COM
189054109
4058
30000
SH
Call
DFND
1,2,3,4
30000
0
0
CLOVIS ONCOLOGY INC
COM
189464100
16960
372988
SH
DFND
1,2,3,4
372988
0
0
CLOVIS ONCOLOGY INC
NOTE 1.250% 5/0
189464AC4
2763
3000000
PRN
DFND
1,2,3,4
3000000
0
0
CLOVIS ONCOLOGY INC
NOTE 2.500% 9/1
189464AB6
6451
6000000
PRN
DFND
1,2,3,4
6000000
0
0
COCA COLA EUROPEAN PARTNERS
SHS
G25839104
9777
240570
SH
DFND
1,2,3,4
240570
0
0
COLGATE PALMOLIVE CO
COM
194162103
6481
100000
SH
Call
DFND
1,2,3,4
100000
0
0
CONAGRA BRANDS INC
COM
205887102
12683
354980
SH
DFND
1,2,3,4
354980
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
2247
10268
SH
DFND
1,2,3,4
10268
0
0
CONSTELLIUM NV
CL A
N22035104
24968
2424096
SH
DFND
1,2,3,4
2424096
0
0
CONTINENTAL RESOURCES INC
COM
212015101
8029
123985
SH
DFND
1,2,3,4
123985
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
16602
335132
SH
DFND
1,2,3,4
335132
0
0
DENBURY RES INC
COM NEW
247916208
5430
1128893
SH
DFND
1,2,3,4
1128893
0
0
DESTINATION MATERNITY CORP
COM
25065D100
626
107495
SH
DFND
1,2,3,4
107495
0
0
DEVON ENERGY CORP NEW
COM
25179M103
28173
640883
SH
DFND
1,2,3,4
640883
0
0
DOWDUPONT INC
COM
26078J100
36882
559501
SH
DFND
1,2,3,4
559501
0
0
DXC TECHNOLOGY CO
COM
23355L106
7877
97717
SH
DFND
1,2,3,4
97717
0
0
EASTERLY ACQUISITION CORP
COM
27616L102
5150
500000
SH
DFND
1,2,3,4
500000
0
0
ELDORADO RESORTS INC
COM
28470R102
2056
52573
SH
DFND
1,2,3,4
52573
0
0
FACEBOOK INC
CL A
30303M102
13976
71925
SH
DFND
1,2,3,4
71925
0
0
FIRST DATA CORP NEW
COM CL A
32008D106
10129
483936
SH
DFND
1,2,3,4
483936
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
28156
1089220
SH
DFND
1,2,3,4
1089220
0
0
FLEXION THERAPEUTICS INC
NOTE 3.375% 5/0
33938JAB2
9753
8000000
PRN
DFND
1,2,3,4
8000000
0
0
FORESCOUT TECHNOLOGIES INC
COM
34553D101
5729
167217
SH
DFND
1,2,3,4
167217
0
0
FORTIVE CORP
COM
34959J108
13402
173810
SH
DFND
1,2,3,4
173810
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
9040
200000
SH
Put
DFND
1,2,3,4
200000
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
10218
226059
SH
DFND
1,2,3,4
226059
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
11300
250000
SH
Call
DFND
1,2,3,4
250000
0
0
GLOBAL X FDS
GLOBAL X URANIUM
37954Y871
9162
711906
SH
DFND
1,2,3,4
711906
0
0
GRACE W R & CO DEL NEW
COM
38388F108
8579
117017
SH
DFND
1,2,3,4
117017
0
0
GREAT ELM CAP GROUP INC
COM NEW
39036P209
4561
1267030
SH
DFND
1,2,3,4
1267030
0
0
GTY TECHNOLOGY HOLDINGS INC
UNIT 99/99/9999
G4182A110
12744
1200000
SH
DFND
1,2,3,4
1200000
0
0
HERON THERAPEUTICS INC
COM
427746102
8415
216600
SH
Call
DFND
1,2,3,4
216600
0
0
HERON THERAPEUTICS INC
COM
427746102
31424
808853
SH
DFND
1,2,3,4
808853
0
0
INOTEK PHARMACEUTICALS CORP
NOTE 5.750% 8/0
45780VAB8
3796
3750000
PRN
DFND
1,2,3,4
3750000
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
36047
210000
SH
Put
DFND
1,2,3,4
210000
0
0
INVUITY INC
COM NEW
46187J205
1802
462079
SH
DFND
1,2,3,4
462079
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
19161
117000
SH
Put
DFND
1,2,3,4
117000
0
0
JAGUAR HEALTH INC
COM NEW
47010C300
487
343256
SH
DFND
1,2,3,4
343256
0
0
KEANE GROUP INC
COM
48669A108
8110
593239
SH
DFND
1,2,3,4
593239
0
0
KELLOGG CO
COM
487836108
12089
173015
SH
DFND
1,2,3,4
173015
0
0
KEMPHARM INC
NOTE 5.500% 2/0
488445AB3
2005
3000000
PRN
DFND
1,2,3,4
3000000
0
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
16659
282214
SH
DFND
1,2,3,4
282214
0
0
KIMBERLY CLARK CORP
COM
494368103
5267
50000
SH
Call
DFND
1,2,3,4
50000
0
0
LIBERTY MEDIA CORP
DEB 4.000%11/1
530715AG6
10188
14500000
PRN
DFND
1,2,3,4
14500000
0
0
LOWES COS INC
COM
548661107
3336
34911
SH
DFND
1,2,3,4
34911
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
15304
713792
SH
DFND
1,2,3,4
713792
0
0
MICRON TECHNOLOGY INC
NOTE 3.000%11/1
595112AY9
2701
1500000
PRN
DFND
1,2,3,4
1500000
0
0
MICROSOFT CORP
COM
594918104
19259
195306
SH
DFND
1,2,3,4
195306
0
0
MONDELEZ INTL INC
CL A
609207105
4220
102915
SH
DFND
1,2,3,4
102915
0
0
NOMAD FOODS LTD
USD ORD SHS
G6564A105
11135
580239
SH
DFND
1,2,3,4
580239
0
0
OASIS PETE INC NEW
COM
674215108
32830
2531189
SH
DFND
1,2,3,4
2531189
0
0
PACIRA PHARMACEUTICALS INC
COM
695127100
6272
195700
SH
Put
DFND
1,2,3,4
195700
0
0
PEABODY ENERGY CORP NEW
COM
704551100
9892
217509
SH
DFND
1,2,3,4
217509
0
0
PINNACLE FOODS INC DEL
COM
72348P104
18314
281498
SH
DFND
1,2,3,4
281498
0
0
POLARITYTE INC
COM
731094108
8228
349536
SH
DFND
1,2,3,4
349536
0
0
RAMACO RES INC
COM
75134P303
1383
198639
SH
DFND
1,2,3,4
198639
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
2876
27756
SH
DFND
1,2,3,4
27756
0
0
SALESFORCE COM INC
COM
79466L302
11214
82212
SH
DFND
1,2,3,4
82212
0
0
SCHULMAN A INC
COM
808194104
35671
801602
SH
DFND
1,2,3,4
801602
0
0
SEA LTD
ADR
81141R100
7638
509188
SH
DFND
1,2,3,4
509188
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
7101
64971
SH
DFND
1,2,3,4
64971
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
26590
1000000
SH
Call
DFND
1,2,3,4
1000000
0
0
SESEN BIO INC
COM
817763105
8669
4445557
SH
DFND
1,2,3,4
4445557
0
0
SOL GEL TECHNOLOGIES
SHS
M8694L103
1461
189256
SH
DFND
1,2,3,4
189256
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
56969
210000
SH
Put
DFND
1,2,3,4
210000
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
23798
250000
SH
Put
DFND
1,2,3,4
250000
0
0
SPECTRUM BRANDS HLDGS INC
COM
84763R101
13840
169570
SH
DFND
1,2,3,4
169570
0
0
STANLEY BLACK & DECKER INC
COM
854502101
2258
17000
SH
DFND
1,2,3,4
17000
0
0
STARS GROUP INC
COM
85570W100
20188
556155
SH
DFND
1,2,3,4
556155
0
0
STEADYMED LTD
SHS
M84920103
2264
503140
SH
DFND
1,2,3,4
503140
0
0
STRYKER CORP
COM
863667101
19315
114387
SH
DFND
1,2,3,4
114387
0
0
SUNPOWER CORP
DBCV 4.000% 1/1
867652AL3
8441
10000000
PRN
DFND
1,2,3,4
10000000
0
0
SYNERGY PHARMACEUTICALS DEL
COM NEW
871639308
2441
1403149
SH
DFND
1,2,3,4
1403149
0
0
T MOBILE US INC
COM
872590104
6480
108458
SH
DFND
1,2,3,4
108458
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
11773
99471
SH
DFND
1,2,3,4
99471
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
14026
155738
SH
DFND
1,2,3,4
155738
0
0
TEMPUR SEALY INTL INC
COM
88023U101
17025
354309
SH
DFND
1,2,3,4
354309
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADR
881624209
7296
300000
SH
Put
DFND
1,2,3,4
300000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
9060
43740
SH
DFND
1,2,3,4
43740
0
0
UNITED CONTL HLDGS INC
COM
910047109
17337
248628
SH
DFND
1,2,3,4
248628
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
16407
66875
SH
DFND
1,2,3,4
66875
0
0
VULCAN MATLS CO
COM
929160109
15317
118683
SH
DFND
1,2,3,4
118683
0
0
WABTEC CORP
COM
929740108
10205
103516
SH
DFND
1,2,3,4
103516
0
0
WILLSCOT CORP
COM
971375126
8080
545952
SH
DFND
1,2,3,4
545952
0
0
WPX ENERGY INC
COM
98212B103
13036
723033
SH
DFND
1,2,3,4
723033
0
0
XPO LOGISTICS INC
COM
983793100
23722
236794
SH
DFND
1,2,3,4
236794
0
0