0000919574-18-001804.txt : 20180214
0000919574-18-001804.hdr.sgml : 20180214
20180214145449
ACCESSION NUMBER: 0000919574-18-001804
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180214
DATE AS OF CHANGE: 20180214
EFFECTIVENESS DATE: 20180214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KINGDON CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001000097
IRS NUMBER: 134015739
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04575
FILM NUMBER: 18611284
BUSINESS ADDRESS:
STREET 1: 157 WEST 57TH STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-333-0100
MAIL ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19980914
FORMER COMPANY:
FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT CORP
DATE OF NAME CHANGE: 19960408
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001000097
XXXXXXXX
12-31-2017
12-31-2017
false
KINGDON CAPITAL MANAGEMENT, L.L.C.
152 West 57th Street
50th Floor
New York
NY
10019
13F HOLDINGS REPORT
028-04575
N
William Walsh
Chief Financial Officer
212-333-0100
/s/ William Walsh
New York
NY
02-14-2018
2
111
1550841
1
0001499251
028-13996
M. Kingdon Offshore Master Fund L.P.
2
0001697178
028-17903
Kingdon Credit Master Fund L.P.
INFORMATION TABLE
2
infotable.xml
ALCOA CORP
COM
013872106
13394
259395
SH
DFND
1,2
259395
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADR
01609W102
2282
13236
SH
DFND
1,2
311085
0
0
ALLEGHENEY TECHNOLOGIES INC
COM
01741R102
16714
692391
SH
DFND
1,2
692391
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
653
2577
SH
DFND
1,2
2577
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
26615
105000
SH
Call
DFND
1,2
105000
0
0
ALTABA INC
COM
021346101
120661
1727428
SH
DFND
1,2
1727428
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
8018
134567
SH
DFND
1,2
134567
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
3972
43263
SH
DFND
1,2
43263
0
0
ANTHEM INC
COM
036752103
18365
81619
SH
DFND
1,2
81619
0
0
APPLIED MATLS INC
COM
038222105
15978
312568
SH
DFND
1,2
312568
0
0
ARCTURUS THERAPEUTICS LTD
SHS
M1492T105
226
28426
SH
DFND
1,2
28426
0
0
ARGENX SE
SPONSORED ADR
04016X101
5573
88269
SH
DFND
1,2
88269
0
0
BLOOMIN BRANDS INC
COM
094235108
3249
152227
SH
DFND
1,2
152227
0
0
BOEING CO
COM
097023105
34051
115462
SH
DFND
1,2
115462
0
0
BUILDERS FIRSTSOURCE INC
COM
12008R107
16031
735690
SH
DFND
1,2
735690
0
0
C&J ENERGY SVCS INC NEW
COM
12674R100
3499
104545
SH
DFND
1,2
104545
0
0
CLOVIS ONCOLOGY INC
COM
189464100
7877
115842
SH
DFND
1,2
115842
0
0
CLOVIS ONCOLOGY INC
COM
189464100
4080
60000
SH
Call
DFND
1,2
60000
0
0
CLOVIS ONCOLOGY INC
NOTE 2.500% 9/1
189464AB6
6728
5000000
PRN
DFND
1,2
5000000
0
0
COCA COLA EUROPEAN PARTNERS
SHS
G25839104
19007
476962
SH
DFND
1,2
476962
0
0
COLGATE PALMOLIVE CO
COM
194162103
7447
98700
SH
DFND
1,2
98700
0
0
COMSTOCK RES INC
NOTE 7.750% 4/0
205768AM6
3319
3627222
PRN
DFND
1,2
3627222
0
0
CONAGRA BRANDS INC
COM
205887102
13738
364691
SH
DFND
1,2
364691
0
0
CONSTELLIUM NV
CL A
N22035104
24969
2239342
SH
DFND
1,2
2239342
0
0
D R HORTON INC
COM
23331A109
14092
275927
SH
DFND
1,2
275927
0
0
DXC TECHNOLOGY CO
COM
23355L106
5731
60389
SH
DFND
1,2
60389
0
0
DAVE & BUSTERS ENTMT INC
COM
238337109
11541
209192
SH
DFND
1,2
209192
0
0
DAVITA INC
COM
23918K108
13500
186846
SH
DFND
1,2
186846
0
0
DAVITA INC
COM
23918K108
3613
50000
SH
Call
DFND
1,2
50000
0
0
DEERE & CO.
COM
244199105
13679
87403
SH
DFND
1,2
87403
0
0
DOWDUPONT INC
COM
26078J100
33050
464062
SH
DFND
1,2
464062
0
0
EASTERLY ACQUISITION CORP
COM
27616L102
5050
500000
SH
DFND
1,2
500000
0
0
EXELIXIS INC
COM
30161Q104
7494
246519
SH
DFND
1,2
246519
0
0
FACEBOOK INC
CL A
30303M102
19080
108128
SH
DFND
1,2
108128
0
0
FERROGLOBE PLC
SHS
G33856108
5508
340028
SH
DFND
1,2
340028
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
22191
886220
SH
DFND
1,2
886220
0
0
FORTIVE CORP
COM
34959J108
11074
153064
SH
DFND
1,2
153064
0
0
GTY TECHNOLOGY HOLDINGS INC
CL A
G4182A102
12431
1205318
SH
DFND
1,2
1205318
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
726
19614
SH
DFND
1,2
19614
0
0
GREAT ELM CAP GROUP INC
COM NEW
39036P209
5131
1267030
SH
DFND
1,2
1267030
0
0
HARRIS CORP DEL
COM
413875105
6978
49259
SH
DFND
1,2
49259
0
0
HERON THERAPEUTICS INC
COM
427746102
31307
1729657
SH
DFND
1,2
1729657
0
0
HERON THERAPEUTICS INC
COM
427746102
7512
415000
SH
Call
DFND
1,2
415000
0
0
HERSHEY CO
COM
427866108
11351
100000
SH
Call
DFND
1,2
100000
0
0
HORIZON PHARMA INVT LTD
NOTE 2.500% 3/1
44052TAB7
10463
11250000
PRN
DFND
1,2
11250000
0
0
HUNTSMAN CORP
COM
447011107
17243
517954
SH
DFND
1,2
517954
0
0
INOTEK PHARMACEUTICALS CORP
NOTE 5.750% 8/0
45780VAB8
7016
8750000
PRN
DFND
1,2
8750000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
53361
350000
SH
Put
DFND
1,2
350000
0
0
JAGUAR HEALTH INC
COM
47010C201
181
1291976
SH
DFND
1,2
1291976
0
0
KEANE GROUP INC
COM
48669A108
2143
112721
SH
DFND
1,2
112721
0
0
KELLOGG CO
COM
487836108
6124
90082
SH
DFND
1,2
90082
0
0
KEMPHARM INC
NOTE 5.500% 2/0
488445AB3
1851
3000000
PRN
DFND
1,2
3000000
0
0
LIBERTY MEDIA CORP
DEB 4.000%11/1
530715AG6
9035
13000000
PRN
DFND
1,2
13000000
0
0
LOWES COS INC
COM
548661107
7367
79268
SH
DFND
1,2
79268
0
0
MACYS INC
COM
55616P104
3863
153336
SH
DFND
1,2
153336
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
6589
306878
SH
DFND
1,2
306878
0
0
MELCO RESORT ENTERTAINMENT L
ADR
585464100
11241
387086
SH
DFND
1,2
387086
0
0
MICRON TECHNOLOGY INC
COM
595112103
31895
775667
SH
DFND
1,2
775667
0
0
MICRON TECHNOLOGY INC
NOTE 3.000% 11/1
595112AY9
10093
7000000
PRN
DFND
1,2
7000000
0
0
MONDELEZ INTL INC
CL A
609207105
17275
403630
SH
DFND
1,2
403630
0
0
NEW RELIC INC
COM
64829B100
6328
109541
SH
DFND
1,2
109541
0
0
NEW YORK COMNTY BANCORP INC
COM
649445103
10685
820666
SH
DFND
1,2
820666
0
0
NEWELL BRANDS INC
COM
651229106
12360
400000
SH
Call
DFND
1,2
400000
0
0
NEXSTAR MEDIA GROUP INC
CL A
65336K103
23078
295113
SH
DFND
1,2
295113
0
0
NOMAD FOODS LTD
USD ORD SHS
G6564A105
16669
985741
SH
DFND
1,2
985741
0
0
NORTHERN TR CORP
COM
665859104
24973
250000
SH
Call
DFND
1,2
250000
0
0
NORWEGIAN CRUISE LINE HLDGS
SHS
G66721104
3800
71354
SH
DFND
1,2
71354
0
0
PALO ALTO NETWORKS INC
COM
697435105
9481
65410
SH
DFND
1,2
65410
0
0
PEABODY ENERGY CORP NEW
COM
704551100
9911
251736
SH
DFND
1,2
251736
0
0
PINNACLE FOODS INC DEL
COM
72348P104
17426
293025
SH
DFND
1,2
293025
0
0
POST HLDGS INC
COM
737446104
1244
15700
SH
DFND
1,2
15700
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
60746
390000
SH
Put
DFND
1,2
390000
0
0
RECRO PHARMA INC
COM
75629F109
2405
259948
SH
DFND
1,2
259948
0
0
REGIONS FINL CORP NEW
COM
7591EP100
25078
1451245
SH
DFND
1,2
1451245
0
0
REVANCE THERAPEUTICS INC
COM
761330109
3575
100000
SH
Put
DFND
1,2
100000
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
2893
24256
SH
DFND
1,2
24256
0
0
SAGE THERAPEUTICS INC
COM
78667J108
21497
130516
SH
DFND
1,2
130516
0
0
SALESFORCE COM INC
COM
79466L302
14825
145013
SH
DFND
1,2
145013
0
0
SLM CORP
COM
78442P106
21263
1881714
SH
DFND
1,2
1881714
0
0
SANMINA CORPORATION
COM
801056102
10769
326343
SH
DFND
1,2
326343
0
0
SCHULMAN A INC
COM
808194104
29860
801602
SH
DFND
1,2
801602
0
0
SEA LTD
ADR
81141R100
133
10000
SH
DFND
1,2
10000
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
22756
400000
SH
Put
DFND
1,2
400000
0
0
SHERWIN WILLIAMS CO
COM
824348106
10789
26312
SH
DFND
1,2
26312
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
10922
288550
SH
DFND
1,2
288550
0
0
SNAP INC
CL A
83304A106
3799
260000
SH
Put
DFND
1,2
260000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
66715
250000
SH
Put
DFND
1,2
250000
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
63653
750000
SH
Put
DFND
1,2
750000
0
0
STEADYMED LTD
SHS
M84920103
1862
503140
SH
DFND
1,2
503140
0
0
SUNPOWER CORP
DBCV 4.000% 1/1
867652AL3
8506
10000000
PRN
DFND
1,2
10000000
0
0
SUPERVALU INC
COM NEW
868536301
6618
306391
SH
DFND
1,2
306391
0
0
SYNERGY PHARMACEUTICALS DEL
COM NEW
871639308
2323
1041695
SH
DFND
1,2
1041695
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
11267
118554
SH
DFND
1,2
118554
0
0
TEMPUR SEALY INTL INC
COM
88023U101
6224
99280
SH
DFND
1,2
99280
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADR
881624209
3790
200000
SH
Call
DFND
1,2
200000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
8209
43231
SH
DFND
1,2
43231
0
0
T MOBILE US INC
COM
872590104
8704
137047
SH
DFND
1,2
137047
0
0
T MOBILE US INC
COM
872590104
6351
100000
SH
Call
DFND
1,2
100000
0
0
TYSON FOODS INC
CL A
902494103
7288
89898
SH
DFND
1,2
89898
0
0
ULTA BEAUTY INC
COM
90384S303
9229
41265
SH
Call
DFND
1,2
41265
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
29985
136009
SH
DFND
1,2
136009
0
0
UNITI GROUP INC
COM
91325V108
3572
200761
SH
DFND
1,2
200761
0
0
UNITI GROUP INC
COM
91325V108
1779
100000
SH
Put
DFND
1,2
100000
0
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
31005
317500
SH
Put
DFND
1,2
317500
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
8658
57776
SH
DFND
1,2
57776
0
0
WARRIOR MET COAL INC
COM
93627C101
7023
279225
SH
DFND
1,2
279225
0
0
WEATHERFORD INTL LTD
NOTE 5.875% 7/0
947075AH0
7586
7000000
PRN
DFND
1,2
7000000
0
0
WINDSTREAM HLDGS INC
COM NEW
97382A200
1110
600000
SH
DFND
1,2
600000
0
0
WPX ENERGY INC
COM
98212B103
18271
1298590
SH
DFND
1,2
1298590
0
0
XPO LOGISTICS INC
COM
983793100
34793
379875
SH
DFND
1,2
379875
0
0
YUM CHINA HLDGS INC
COM
98850P109
5830
145683
SH
DFND
1,2
145683
0
0