0000919574-17-006250.txt : 20170814
0000919574-17-006250.hdr.sgml : 20170814
20170814165149
ACCESSION NUMBER: 0000919574-17-006250
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170814
DATE AS OF CHANGE: 20170814
EFFECTIVENESS DATE: 20170814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KINGDON CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001000097
IRS NUMBER: 134015739
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04575
FILM NUMBER: 171031145
BUSINESS ADDRESS:
STREET 1: 157 WEST 57TH STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-333-0100
MAIL ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19980914
FORMER COMPANY:
FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT CORP
DATE OF NAME CHANGE: 19960408
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001000097
XXXXXXXX
06-30-2017
06-30-2017
false
KINGDON CAPITAL MANAGEMENT, L.L.C.
152 West 57th Street
50th Floor
New York
NY
10019
13F HOLDINGS REPORT
028-04575
N
William Walsh
Chief Financial Officer
212-333-0100
/s/ William Walsh
New York
NY
08-14-2017
4
99
1462940
true
1
0000718801
028-10584
Kingdon Associates
2
0001499251
028-13996
M. Kingdon Offshore Master Fund L.P.
3
0000909621
028-10842
Kingdon Family Partnership, L.P.
4
0001697178
028-17903
Kingdon Credit Master Fund L.P.
INFORMATION TABLE
2
infotable.xml
AETNA INC NEW
COM
00817Y108
10611
69889
SH
DFND
1,2,3,4
69889
0
0
ALCOBRA LTD
SHS
M2239P109
337
300945
SH
DFND
1,2,3,4
300945
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
58214
413158
SH
DFND
1,2,3,4
413158
0
0
ALTABA INC
COM
021346101
44883
823847
SH
DFND
1,2,3,4
823847
0
0
AMAZON COM INC
COM
023135106
5109
5278
SH
DFND
1,2,3,4
5278
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
675
450000
SH
DFND
1,2,3,4
450000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
46147
738121
SH
DFND
1,2,3,4
738121
0
0
ANTARES PHARMA INC
COM
036642106
3049
946987
SH
DFND
1,2,3,4
946987
0
0
APPLIED MATLS INC
COM
038222105
21215
513555
SH
DFND
1,2,3,4
513555
0
0
BLUE BUFFALO PET PRODS INC
COM
09531U102
1711
75000
SH
DFND
1,2,3,4
75000
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
2786
50000
SH
Call
DFND
1,2,3,4
50000
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
2786
50000
SH
Put
DFND
1,2,3,4
50000
0
0
CARA THERAPEUTICS INC
COM
140755109
254
16500
SH
Call
DFND
1,2,3,4
16500
0
0
CENTENE CORP DEL
COM
15135B101
8151
102037
SH
DFND
1,2,3,4
102037
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
12364
253821
SH
DFND
1,2,3,4
253821
0
0
CLOVIS ONCOLOGY INC
COM
189464100
7011
74881
SH
DFND
1,2,3,4
74881
0
0
CME GROUP INC
COM
12572Q105
23712
189330
SH
DFND
1,2,3,4
189330
0
0
COCA COLA EUROPEAN PARTNERS
SHS
G25839104
54270
1334398
SH
DFND
1,2,3,4
1334398
0
0
COLGATE PALMOLIVE CO
COM
194162103
9609
129621
SH
DFND
1,2,3,4
129621
0
0
COLGATE PALMOLIVE CO
COM
194162103
18503
249600
SH
Call
DFND
1,2,3,4
249600
0
0
COMERICA INC
COM
200340107
10869
148401
SH
DFND
1,2,3,4
148401
0
0
COMSTOCK RES INC
NOTE 7.750% 4/0
205768AM6
1206
1566520
PRN
DFND
1,2,3,4
1566520
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
9091
46924
SH
DFND
1,2,3,4
46924
0
0
CSX CORP
COM
126408103
10623
194694
SH
DFND
1,2,3,4
194694
0
0
DOW CHEM CO
COM
260543103
43757
693782
SH
DFND
1,2,3,4
693782
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
7259
190873
SH
DFND
1,2,3,4
190873
0
0
ENTELLUS MED INC
COM
29363K105
2068
124866
SH
DFND
1,2,3,4
124866
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
12749
199700
SH
Put
DFND
1,2,3,4
199700
0
0
FACEBOOK INC
CL A
30303M102
59270
392567
SH
DFND
1,2,3,4
392567
0
0
FATE THERAPEUTICS INC
COM
31189P102
3729
1150947
SH
DFND
1,2,3,4
1150947
0
0
FERROGLOBE PLC
SHS
G33856108
1194
99902
SH
DFND
1,2,3,4
99902
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
19287
953869
SH
DFND
1,2,3,4
953869
0
0
FORTIVE CORP
COM
34959J108
18219
287600
SH
DFND
1,2,3,4
287600
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
2397
63639
SH
DFND
1,2,3,4
63639
0
0
GREAT ELM CAP GROUP INC
COM NEW
39036P209
4308
1267205
SH
DFND
1,2,3,4
1267205
0
0
GTY TECHNOLOGY HOLDINGS INC
CL A
G4182A102
12612
1200000
SH
DFND
1,2,3,4
1200000
0
0
GULFPORT ENERGY CORP
COM NEW
402635304
15934
1080280
SH
DFND
1,2,3,4
1080280
0
0
HERON THERAPEUTICS INC
COM
427746102
31988
2309604
SH
DFND
1,2,3,4
2309604
0
0
HERON THERAPEUTICS INC
COM
427746102
14910
1076500
SH
Call
DFND
1,2,3,4
1076500
0
0
HORIZON PHARMA INVT LTD
NOTE 2.500% 3/1
44052TAB7
23486
27250000
SH
DFND
1,2,3,4
27250000
0
0
HUMANA INC
COM
444859102
10859
45128
SH
DFND
1,2,3,4
45128
0
0
INOTEK PHARMACEUTICALS CORP
NOTE 5.750% 8/0
45780VAB8
5784
9700000
SH
DFND
1,2,3,4
9700000
0
0
INTL PAPER CO
COM
460146103
20143
355817
SH
DFND
1,2,3,4
355817
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
44195
500000
SH
Put
DFND
1,2,3,4
500000
0
0
ISHARES TR
NASDQ BIOTEC ETF
464287556
30946
99800
SH
Put
DFND
1,2,3,4
99800
0
0
JAGUAR ANIMAL HEALTH INC
COM
47008L106
687
1297815
SH
DFND
1,2,3,4
1297815
0
0
KELLOGG CO
COM
487836108
1760
25342
SH
DFND
1,2,3,4
25342
0
0
KEMPHARM INC
NOTE 5.500% 2/0
488445AB3
1862
3000000
PRN
DFND
1,2,3,4
3000000
0
0
KIMBERLY CLARK CORP
COM
494368103
16320
126400
SH
Call
DFND
1,2,3,4
126400
0
0
LEXICON PHARMACEUTICALS INC
COM NEW
528872302
9975
606410
SH
DFND
1,2,3,4
606410
0
0
LEXICON PHARMACEUTICALS INC
COM NEW
528872302
8212
499200
SH
Call
DFND
1,2,3,4
499200
0
0
LIBERTY MEDIA CORP
DEB 4.000%11/1
530715AG6
9380
14000000
PRN
DFND
1,2,3,4
14000000
0
0
LINCOLN NATL CORP IND
COM
534187109
9918
146766
SH
DFND
1,2,3,4
146766
0
0
LOWES COS INC
COM
548661107
13047
168284
SH
DFND
1,2,3,4
168284
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
27362
122931
SH
DFND
1,2,3,4
122931
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
12732
770708
SH
DFND
1,2,3,4
770708
0
0
MCDONALDS CORP
COM
580135101
5505
35943
SH
DFND
1,2,3,4
35943
0
0
MICRON TECHNOLOGY INC
COM
595112103
23389
783301
SH
DFND
1,2,3,4
783301
0
0
MICRON TECHNOLOGY INC
NOTE 3.000%11/1
595112AY9
2250
2000000
PRN
DFND
1,2,3,4
2000000
0
0
MONDELEZ INTL INC
CL A
609207105
5205
120506
SH
DFND
1,2,3,4
120506
0
0
MONDELEZ INTL INC
CL A
609207105
12935
299500
SH
Call
DFND
1,2,3,4
299500
0
0
MYLAN N V
SHS EURO
N59465109
3874
99800
SH
Put
DFND
1,2,3,4
99800
0
0
NAVIGATORS GROUP INC
COM
638904102
38
696
SH
DFND
1,2,3,4
696
0
0
NEWELL BRANDS INC
COM
651229106
41821
779960
SH
DFND
1,2,3,4
779960
0
0
NEXSTAR MEDIA GROUP INC
CL A
65336K103
36753
614596
SH
DFND
1,2,3,4
614596
0
0
NOMAD FOODS LTD
USD ORD SHS
G6564A105
16041
1136882
SH
DFND
1,2,3,4
1136882
0
0
NORTHERN TR CORP
COM
665859104
30378
312498
SH
DFND
1,2,3,4
312498
0
0
OTONOMY INC
COM
68906L105
5890
312453
SH
DFND
1,2,3,4
312453
0
0
OTONOMY INC
COM
68906L105
7057
374400
SH
Call
DFND
1,2,3,4
374400
0
0
PINNACLE FOODS INC DEL
COM
72348P104
19725
332065
SH
DFND
1,2,3,4
332065
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
7010
124800
SH
Put
DFND
1,2,3,4
124800
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
41223
299500
SH
Put
DFND
1,2,3,4
299500
0
0
RECRO PHARMA INC
COM
75629F109
2181
310220
SH
DFND
1,2,3,4
310220
0
0
SALESFORCE COM INC
COM
79466L302
18988
219259
SH
DFND
1,2,3,4
219259
0
0
SANTANDER CONSUMER USA HDG I
COM
80283M101
5151
403657
SH
DFND
1,2,3,4
403657
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
73892
2995200
SH
Call
DFND
1,2,3,4
2995200
0
0
SHERWIN WILLIAMS CO
COM
824348106
18618
53048
SH
DFND
1,2,3,4
53048
0
0
SHIRE PLC
SPONSORED ADR
82481R106
10401
62935
SH
DFND
1,2,3,4
62935
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
24617
748227
SH
DFND
1,2,3,4
748227
0
0
STEADYMED LTD
SHS
M84920103
3170
503140
SH
DFND
1,2,3,4
503140
0
0
SUNPOWER CORP
DBCV 4.000% 1/1
867652AL3
10343
12000000
PRN
DFND
1,2,3,4
12000000
0
0
SYNERGY PHARMACEUTICALS DEL
COM NEW
871639308
4337
974623
SH
DFND
1,2,3,4
974623
0
0
SYNERGY PHARMACEUTICALS DEL
COM NEW
871639308
2888
649000
SH
Call
DFND
1,2,3,4
649000
0
0
T MOBILE US INC
COM
872590104
14321
236249
SH
DFND
1,2,3,4
236249
0
0
TEMPUR SEALY INTL INC
COM
88023U101
5301
99280
SH
DFND
1,2,3,4
99280
0
0
TONIX PHARMACEUTICALS HLDG C
COM
890260409
279
64549
SH
DFND
1,2,3,4
64549
0
0
ULTA BEAUTY INC
COM
90384S303
2008
6989
SH
DFND
1,2,3,4
6989
0
0
ULTRA PETROLEUM CORP
COM NEW
903914208
6510
599972
SH
DFND
1,2,3,4
599972
0
0
UNDER ARMOUR INC
CL C
904311206
1657
82169
SH
DFND
1,2,3,4
82169
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
13841
74646
SH
DFND
1,2,3,4
74646
0
0
VERSARTIS INC
COM
92529L102
2042
117043
SH
DFND
1,2,3,4
117043
0
0
VULCAN MATLS CO
COM
929160109
20654
163038
SH
DFND
1,2,3,4
163038
0
0
WABTEC CORP
COM
929740108
6753
73800
SH
DFND
1,2,3,4
73800
0
0
WARRIOR MET COAL INC
COM
93627C101
9581
559308
SH
DFND
1,2,3,4
559308
0
0
WESTERN DIGITAL CORP
COM
958102105
26283
296651
SH
DFND
1,2,3,4
296651
0
0
WPX ENERGY INC
COM
98212B103
25176
2606185
SH
DFND
1,2,3,4
2606185
0
0
XPO LOGISTICS INC
COM
983793100
18021
278839
SH
DFND
1,2,3,4
278839
0
0
YUM BRANDS INC
COM
988498101
7880
106830
SH
DFND
1,2,3,4
106830
0
0
YUM CHINA HLDGS INC
COM
98850P109
9418
238851
SH
DFND
1,2,3,4
238851
0
0