0000919574-17-004335.txt : 20170515
0000919574-17-004335.hdr.sgml : 20170515
20170515164350
ACCESSION NUMBER: 0000919574-17-004335
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170515
EFFECTIVENESS DATE: 20170515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KINGDON CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001000097
IRS NUMBER: 134015739
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04575
FILM NUMBER: 17845041
BUSINESS ADDRESS:
STREET 1: 157 WEST 57TH STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-333-0100
MAIL ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19980914
FORMER COMPANY:
FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT CORP
DATE OF NAME CHANGE: 19960408
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001000097
XXXXXXXX
03-31-2017
03-31-2017
false
KINGDON CAPITAL MANAGEMENT, L.L.C.
152 West 57th Street
50th Floor
New York
NY
10019
13F HOLDINGS REPORT
028-04575
N
William Walsh
Chief Financial Officer
212-333-0100
/s/ William Walsh
New York
NY
05-15-2017
4
105
1820749
true
1
0000718801
028-10584
Kingdon Associates
2
0001499251
028-13996
M. Kingdon Offshore Master Fund L.P.
3
0000909621
028-10842
Kingdon Family Partnership, L.P.
4
0001697178
028-17903
Kingdon Credit Master Fund L.P.
INFORMATION TABLE
2
infotable.xml
ABBVIE INC
COM
00287Y109
9774
150000
SH
Call
DFND
1,2,3,4
0
150000
0
ADIENT PLC
ORD SHS
G0084W101
64960
893904
SH
DFND
1,2,3,4
0
893904
0
ALCOBRA LTD
SHS
M2239P109
401
351424
SH
DFND
1,2,3,4
0
351424
0
ALIBABA GROUP HLDG LTD
SPONSORED ADR
01609W102
15441
143200
SH
DFND
1,2,3,4
0
143200
0
ALTRIA GROUP INC
COM
02209S103
5856
82000
SH
DFND
1,2,3,4
0
82000
0
AMERICAN AIRLS GROUP INC
COM
02376R102
563
450000
SH
DFND
1,2,3,4
0
450000
0
AMERICAN INTL GROUP INC
COM NEW
026874784
14594
233771
SH
DFND
1,2,3,4
0
233771
0
ANTARES PHARMA INC
COM
036642106
5108
1798495
SH
DFND
1,2,3,4
0
1798495
0
APACHE CORP
COM
037411105
12526
243735
SH
DFND
1,2,3,4
0
243735
0
APPLIED MATLS INC
COM
038222105
20169
518485
SH
DFND
1,2,3,4
0
518485
0
ASPEN INSURANCE HOLDINGS LTD
SHS
G05384105
3379
64914
SH
DFND
1,2,3,4
0
64914
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
1557
50000
SH
Call
DFND
1,2,3,4
0
50000
0
ATHENE HLDG LTD
CL A
G0684D107
9110
192308
SH
DFND
1,2,3,4
0
192308
0
AUTOZONE INC
COM
053332102
1988
2750
SH
DFND
1,2,3,4
0
2750
0
AXALTA COATING SYS LTD
COM
G0750C108
9180
285100
SH
DFND
1,2,3,4
0
285100
0
BRINKER INTL INC
COM
109641100
1649
37500
SH
DFND
1,2,3,4
0
37500
0
CBOE HLDGS INC
COM
12503M108
774
9550
SH
DFND
1,2,3,4
0
9550
0
CHURCH & DWIGHT INC
COM
171340102
5097
102200
SH
DFND
1,2,3,4
0
102200
0
CLOROX CO DEL
COM
189054109
3986
29561
SH
DFND
1,2,3,4
0
29561
0
COCA COLA EUROPEAN PARTNERS
SHS
G25839104
15476
410601
SH
DFND
1,2,3,4
0
410601
0
COLGATE PALMOLIVE CO
COM
194162103
5599
76500
SH
DFND
1,2,3,4
0
76500
0
COLGATE PALMOLIVE CO
COM
194162103
29276
400000
SH
Call
DFND
1,2,3,4
0
400000
0
COMERICA INC
COM
200340107
38942
567838
SH
DFND
1,2,3,4
0
567838
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
2661
300000
SH
DFND
1,2,3,4
0
300000
0
COMSTOCK RES INC
NOTE 7.750% 4/0
205768AM6
1269
1500000
SH
DFND
1,2,3,4
0
1500000
0
DANA INCORPORATED
COM
235825205
10015
518635
SH
DFND
1,2,3,4
0
518635
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
21235
331376
SH
DFND
1,2,3,4
0
331376
0
DOW CHEM CO
COM
260543103
63822
1004443
SH
DFND
1,2,3,4
0
1004443
0
DR REDDYS LABS LTD
ADR
256135203
923
23000
SH
Put
DFND
1,2,3,4
0
23000
0
DUNKIN BRANDS GROUP INC
COM
265504100
5468
100000
SH
Call
DFND
1,2,3,4
0
100000
0
ENTELLUS MED INC
COM
29363K105
6215
450371
SH
DFND
1,2,3,4
0
450371
0
FACEBOOK INC
CL A
30303M102
63404
446350
SH
DFND
1,2,3,4
0
446350
0
FATE THERAPEUTICS INC
COM
31189P102
7789
1711958
SH
DFND
1,2,3,4
0
1711958
0
FLEXION THERAPEUTICS INC
COM
33938J106
1494
55500
SH
Call
DFND
1,2,3,4
0
55500
0
FLEXION THERAPEUTICS INC
COM
33938J106
29360
1091051
SH
DFND
1,2,3,4
0
1091051
0
FLOWSERVE CORP
COM
34354P105
6900
142500
SH
DFND
1,2,3,4
0
142500
0
FMC TECHNOLOGIES INC
COM
30249U101
16493
237000
SH
DFND
1,2,3,4
0
237000
0
FORTIVE CORP
COM
34959J108
27853
462528
SH
DFND
1,2,3,4
0
462528
0
GAMING & LEISURE PPTYS INC
COM
36467J108
7256
217119
SH
DFND
1,2,3,4
0
217119
0
GATX CORP
COM
361448103
5060
83000
SH
DFND
1,2,3,4
0
83000
0
GENERAL DYNAMICS CORP
COM
369550108
25233
134790
SH
DFND
1,2,3,4
0
134790
0
GREAT ELM CAP GROUP INC
COM NEW
39036P209
4188
1269197
SH
DFND
1,2,3,4
0
1269197
0
GTY TECHNOLOGY HOLDINGS INC
CL A
G4182A102
12384
1200000
SH
DFND
1,2,3,4
0
1200000
0
HERON THERAPEUTICS INC
COM
427746102
39341
2622718
SH
DFND
1,2,3,4
0
2622718
0
HERSHEY CO
COM
427866108
3707
33929
SH
DFND
1,2,3,4
0
33929
0
HORIZON PHARMA INVT LTD
NOTE 2.500% 3/1
44052TAB7
38448
42250000
SH
DFND
1,2,3,4
0
42250000
0
HORIZON PHARMA PLC
SHS
G4617B105
5912
400000
SH
Call
DFND
1,2,3,4
0
400000
0
HORIZON PHARMA PLC
SHS
G4617B105
43738
2959258
SH
DFND
1,2,3,4
0
2959258
0
HOSTESS BRANDS INC
CL A
44109J106
597
37600
SH
DFND
1,2,3,4
0
37600
0
INFOSYS LTD
SPONSORED ADR
456788108
1738
110000
SH
Put
DFND
1,2,3,4
0
110000
0
INOTEK PHARMACEUTICALS CORP
NOTE 5.750% 8/0
45780VAB8
5723
9700000
SH
DFND
1,2,3,4
0
9700000
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
15585
260313
SH
DFND
1,2,3,4
0
260313
0
INVUITY INC
COM NEW
46187J205
5745
722591
SH
DFND
1,2,3,4
0
722591
0
ISHARES TR
IBOXX HI YD ETF
464288513
13167
150000
SH
DFND
1,2,3,4
0
150000
0
ISHARES TR
US HOME CONS ETF
464288752
26863
840000
SH
Put
DFND
1,2,3,4
0
840000
0
ISHARES TR
RUSSELL 2000 ETF
464287655
68740
500000
SH
Put
DFND
1,2,3,4
0
500000
0
JAGUAR ANIMAL HEALTH INC
COM
47008L106
1291
1297815
SH
DFND
1,2,3,4
0
1297815
0
KRAFT HEINZ CO
COM
500754106
16399
180583
SH
DFND
1,2,3,4
0
180583
0
LAREDO PETROLEUM INC
COM
516806106
6935
475000
SH
DFND
1,2,3,4
0
475000
0
LEXICON PHARMACEUTICALS INC
COM NEW
528872302
24239
1690273
SH
DFND
1,2,3,4
0
1690273
0
LIBERTY MEDIA CORP
DEB 4.000%11/1
530715AG6
8558
14000000
SH
DFND
1,2,3,4
0
14000000
0
LOWES COS INC
COM
548661107
12856
156377
SH
DFND
1,2,3,4
0
156377
0
LPL FINL HLDGS INC
COM
50212V100
11832
297057
SH
DFND
1,2,3,4
0
297057
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
9919
650000
SH
DFND
1,2,3,4
0
650000
0
MCDONALDS CORP
COM
580135101
6481
50000
SH
DFND
1,2,3,4
0
50000
0
MONDELEZ INTL INC
CL A
609207105
12924
300000
SH
Call
DFND
1,2,3,4
0
300000
0
MYLAN N V
SHS EURO
N59465109
9724
249400
SH
Call
DFND
1,2,3,4
0
249400
0
NATIONAL OILWELL VARCO INC
COM
637071101
16875
420933
SH
DFND
1,2,3,4
0
420933
0
NAVIGATORS GROUP INC
COM
638904102
4981
91723
SH
DFND
1,2,3,4
0
91723
0
NEWELL BRANDS INC
COM
651229106
38678
819968
SH
DFND
1,2,3,4
0
819968
0
NEWLINK GENETICS CORP
COM
651511107
2410
100000
SH
Put
DFND
1,2,3,4
0
100000
0
NEWLINK GENETICS CORP
COM
651511107
3615
150000
SH
Call
DFND
1,2,3,4
0
150000
0
NEXSTAR BROADCASTING GROUP I
CL A
65336K103
30421
433654
SH
DFND
1,2,3,4
0
433654
0
NOBLE ENERGY INC
COM
655044105
28016
815836
SH
DFND
1,2,3,4
0
815836
0
NOMAD HLDGS LTD
USD ORD SHS
G6564A105
14177
1238182
SH
DFND
1,2,3,4
0
1238182
0
NORTHERN TR CORP
COM
665859104
31549
364390
SH
DFND
1,2,3,4
0
364390
0
OTONOMY INC
COM
68906L105
9478
773693
SH
DFND
1,2,3,4
0
773693
0
PARATEK PHARMACEUTICALS INC
COM
699374302
1925
100000
SH
Put
DFND
1,2,3,4
0
100000
0
PINNACLE FOODS INC DEL
COM
72348P104
24504
423434
SH
DFND
1,2,3,4
0
423434
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
1960
50000
SH
Put
DFND
1,2,3,4
0
50000
0
PTC THERAPEUTICS INC
COM
69366J200
2807
285284
SH
DFND
1,2,3,4
0
285284
0
PTC THERAPEUTICS INC
COM
69366J200
3964
402800
SH
Call
DFND
1,2,3,4
0
402800
0
RECRO PHARMA INC
COM
75629F109
2716
310703
SH
DFND
1,2,3,4
0
310703
0
REGIONS FINL CORP NEW
COM
7591EP100
21491
1479069
SH
DFND
1,2,3,4
0
1479069
0
SALESFORCE COM INC
COM
79466L302
22135
268341
SH
DFND
1,2,3,4
0
268341
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
10916
200000
SH
Put
DFND
1,2,3,4
0
200000
0
SHERWIN WILLIAMS CO
COM
824348106
19461
62740
SH
DFND
1,2,3,4
0
62740
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
52599
1298732
SH
DFND
1,2,3,4
0
1298732
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
278173
1180000
SH
Put
DFND
1,2,3,4
0
1180000
0
SUNPOWER CORP
DBCV 4.000% 1/1
867652AL3
7819
10000000
SH
DFND
1,2,3,4
0
10000000
0
SYNERGY PHARMACEUTICALS DEL
COM NEW
871639308
10428
2237701
SH
DFND
1,2,3,4
0
2237701
0
T MOBILE US INC
COM
872590104
40455
626340
SH
DFND
1,2,3,4
0
626340
0
TARGA RES CORP
COM
87612G101
4315
72037
SH
DFND
1,2,3,4
0
72037
0
TECK RESOURCES LTD
CL B
878742204
12862
587324
SH
DFND
1,2,3,4
0
587324
0
TEMPUR SEALY INTL INC
COM
88023U101
11820
254410
SH
DFND
1,2,3,4
0
254410
0
TONIX PHARMACEUTICALS HLDG C
COM NEW
890260201
302
64645
SH
DFND
1,2,3,4
0
64645
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
10668
329364
SH
DFND
1,2,3,4
0
329364
0
TYSON FOODS INC
CL A
902494103
25826
418506
SH
DFND
1,2,3,4
0
418506
0
ULTA BEAUTY INC
COM
90384S303
2557
8966
SH
DFND
1,2,3,4
0
8966
0
UNIVAR INC
COM
91336L107
16647
542943
SH
DFND
1,2,3,4
0
542943
0
VANDA PHARMACEUTICALS INC
COM
921659108
4037
288392
SH
DFND
1,2,3,4
0
288392
0
VERSARTIS INC
COM
92529L102
7944
372069
SH
DFND
1,2,3,4
0
372069
0
WAL-MART STORES INC
COM
931142103
21624
300000
SH
Put
DFND
1,2,3,4
0
300000
0
WINDSTREAM HLDGS INC
COM NEW
97382A200
2725
500000
SH
DFND
1,2,3,4
0
500000
0
WPX ENERGY INC
COM
98212B103
32980
2463003
SH
DFND
1,2,3,4
0
2463003
0