The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABIOMED INC | COM | 003654100 | 1,258 | 13,930 | SH | DFND | 1,2,3 | 0 | 13,930 | 0 | |
ALCOA INC | COM | 013817101 | 31,696 | 3,211,331 | SH | DFND | 1,2,3 | 0 | 3,211,331 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 12,721 | 40,706 | SH | DFND | 1,2,3 | 0 | 40,706 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 18,750 | 60,000 | SH | Call | DFND | 1,2,3 | 0 | 60,000 | 0 |
ALLERGAN PLC | PFD CONV SER A | G0177J116 | 18,007 | 17,500 | SH | DFND | 1,2,3 | 0 | 17,500 | 0 | |
ALKERMES PLC | SHS | G01767105 | 15,876 | 200,000 | SH | Call | DFND | 1,2,3 | 0 | 200,000 | 0 |
ALKERMES PLC | SHS | G01767105 | 11,812 | 148,800 | SH | Put | DFND | 1,2,3 | 0 | 148,800 | 0 |
ALPHABET INC | CAP STK CL A | 02079K305 | 80,431 | 103,380 | SH | DFND | 1,2,3 | 0 | 103,380 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 563 | 450,000 | SH | DFND | 1,2,3 | 0 | 450,000 | 0 | |
AMERICAN INTL GROUP INC | *W EXP 01/19/202 | 026874156 | 27,360 | 441,501 | SH | DFND | 1,2,3 | 0 | 441,501 | 0 | |
ANACOR PHARMACEUTICALS INC | COM | 032420101 | 102,383 | 906,287 | SH | DFND | 1,2,3 | 0 | 906,287 | 0 | |
ANACOR PHARMACEUTICALS INC | COM | 032420101 | 2,824 | 25,000 | SH | Call | DFND | 1,2,3 | 0 | 25,000 | 0 |
ANACOR PHARMACEUTICALS INC | NOTE 2.000%10/1 | 032420AC5 | 11,472 | 3,151,000 | PRN | DFND | 1,2,3 | 0 | 3,151,000 | 0 | |
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 19,594 | 156,750 | SH | DFND | 1,2,3 | 0 | 156,750 | 0 | |
ANTARES PHARMA INC | COM | 036642106 | 2,449 | 2,023,868 | SH | DFND | 1,2,3 | 0 | 2,023,868 | 0 | |
BRINKER INTL INC | COM | 109641100 | 5,411 | 112,841 | SH | DFND | 1,2,3 | 0 | 112,841 | 0 | |
BUFFALO WILD WINGS INC | COM | 119848109 | 8,190 | 51,300 | SH | DFND | 1,2,3 | 0 | 51,300 | 0 | |
CDK GLOBAL INC | COM | 12508E101 | 50,545 | 1,064,775 | SH | DFND | 1,2,3 | 0 | 1,064,775 | 0 | |
CEMPRA INC | COM | 15130J109 | 3,717 | 119,400 | SH | DFND | 1,2,3 | 0 | 119,400 | 0 | |
CEMPRA INC | COM | 15130J109 | 778 | 25,000 | SH | Call | DFND | 1,2,3 | 0 | 25,000 | 0 |
CHIMERIX INC | COM | 16934W106 | 118 | 13,200 | SH | Call | DFND | 1,2,3 | 0 | 13,200 | 0 |
CITIZENS FINL GROUP INC | COM | 174610105 | 16,308 | 622,668 | SH | DFND | 1,2,3 | 0 | 622,668 | 0 | |
CITIZENS FINL GROUP INC | COM | 174610105 | 23,571 | 900,000 | SH | Call | DFND | 1,2,3 | 0 | 900,000 | 0 |
COCA COLA CO | COM | 191216100 | 37,784 | 879,506 | SH | DFND | 1,2,3 | 0 | 879,506 | 0 | |
COCA COLA ENTERPRISES INC NE | COM | 19122T109 | 15,280 | 310,325 | SH | DFND | 1,2,3 | 0 | 310,325 | 0 | |
COLGATE PALMOLIVE CO | COM | 194162103 | 6,662 | 100,000 | SH | Call | DFND | 1,2,3 | 0 | 100,000 | 0 |
COMMUNICATIONS SALES&LEAS IN | COM | 20341J104 | 2,804 | 150,000 | SH | DFND | 1,2,3 | 0 | 150,000 | 0 | |
CSRA INC | COM | 12650T104 | 15,153 | 505,107 | SH | DFND | 1,2,3 | 0 | 505,107 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 3,599 | 36,815 | SH | DFND | 1,2,3 | 0 | 36,815 | 0 | |
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 1,680 | 993,920 | SH | DFND | 1,2,3 | 0 | 993,920 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 30,048 | 592,770 | SH | DFND | 1,2,3 | 0 | 592,770 | 0 | |
DIPEXIUM PHARMACEUTICALS INC | COM | 25456J104 | 10,921 | 975,099 | SH | DFND | 1,2,3 | 0 | 975,099 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 9,664 | 400,000 | SH | Call | DFND | 1,2,3 | 0 | 400,000 | 0 |
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 15,868 | 535,370 | SH | DFND | 1,2,3 | 0 | 535,370 | 0 | |
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 8,892 | 300,000 | SH | Call | DFND | 1,2,3 | 0 | 300,000 | 0 |
EDGEWELL PERS CARE CO | COM | 28035Q102 | 4,557 | 58,151 | SH | DFND | 1,2,3 | 0 | 58,151 | 0 | |
EHI CAR SVCS LTD | SPON ADS CL A | 26853A100 | 6,567 | 521,600 | SH | DFND | 1,2,3 | 0 | 521,600 | 0 | |
8POINT3 ENERGY PARTNERS LP | CL A RPT LTDPT | 282539105 | 3,551 | 220,000 | SH | DFND | 1,2,3 | 0 | 220,000 | 0 | |
EMERGENT BIOSOLUTIONS INC | COM | 29089Q105 | 4,807 | 120,142 | SH | DFND | 1,2,3 | 0 | 120,142 | 0 | |
EMERGENT BIOSOLUTIONS INC | NOTE 2.875% 1/1 | 29089QAB1 | 16,506 | 12,000,000 | PRN | DFND | 1,2,3 | 0 | 12,000,000 | 0 | |
ENANTA PHARMACEUTICALS INC | COM | 29251M106 | 3,302 | 100,000 | SH | Put | DFND | 1,2,3 | 0 | 100,000 | 0 |
ENTELLUS MED INC | COM | 29363K105 | 5,046 | 299,268 | SH | DFND | 1,2,3 | 0 | 299,268 | 0 | |
EXELIXIS INC | COM | 30161Q104 | 3,041 | 539,130 | SH | DFND | 1,2,3 | 0 | 539,130 | 0 | |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 17,482 | 200,000 | SH | Put | DFND | 1,2,3 | 0 | 200,000 | 0 |
FATE THERAPEUTICS INC | COM | 31189P102 | 8,750 | 2,596,489 | SH | DFND | 1,2,3 | 0 | 2,596,489 | 0 | |
FLEXION THERAPEUTICS INC | COM | 33938J106 | 14,836 | 769,903 | SH | DFND | 1,2,3 | 0 | 769,903 | 0 | |
F M C CORP | COM NEW | 302491303 | 19,565 | 500,000 | SH | Call | DFND | 1,2,3 | 0 | 500,000 | 0 |
GIGAMON INC | COM | 37518B102 | 16,739 | 630,000 | SH | DFND | 1,2,3 | 0 | 630,000 | 0 | |
GRAPHIC PACKAGING HLDG CO | COM | 388689101 | 41,358 | 3,223,550 | SH | DFND | 1,2,3 | 0 | 3,223,550 | 0 | |
GRAPHIC PACKAGING HLDG CO | COM | 388689101 | 9,623 | 750,000 | SH | Call | DFND | 1,2,3 | 0 | 750,000 | 0 |
HAIN CELESTIAL GROUP INC | COM | 405217100 | 5,130 | 127,000 | SH | DFND | 1,2,3 | 0 | 127,000 | 0 | |
HCA HOLDINGS INC | COM | 40412C101 | 7,632 | 112,852 | SH | DFND | 1,2,3 | 0 | 112,852 | 0 | |
HERON THERAPEUTICS INC | COM | 427746102 | 23,203 | 869,029 | SH | DFND | 1,2,3 | 0 | 869,029 | 0 | |
HERON THERAPEUTICS INC | COM | 427746102 | 21,360 | 800,000 | SH | Call | DFND | 1,2,3 | 0 | 800,000 | 0 |
HORIZON PHARMA PLC | SHS | G4617B105 | 54,607 | 2,519,955 | SH | DFND | 1,2,3 | 0 | 2,519,955 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 30,555 | 1,410,000 | SH | Call | DFND | 1,2,3 | 0 | 1,410,000 | 0 |
INTRALINKS HLDGS INC | COM | 46118H104 | 2,875 | 317,032 | SH | DFND | 1,2,3 | 0 | 317,032 | 0 | |
INVUITY INC | COM NEW | 46187J205 | 2,669 | 302,650 | SH | DFND | 1,2,3 | 0 | 302,650 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 48,348 | 600,000 | SH | Call | DFND | 1,2,3 | 0 | 600,000 | 0 |
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 50,750 | 150,000 | SH | Put | DFND | 1,2,3 | 0 | 150,000 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 115,436 | 1,025,000 | SH | Put | DFND | 1,2,3 | 0 | 1,025,000 | 0 |
JAGUAR ANIMAL HEALTH INC | COM | 47008L106 | 1,653 | 734,746 | SH | DFND | 1,2,3 | 0 | 734,746 | 0 | |
JARDEN CORP | COM | 471109108 | 84,428 | 1,478,081 | SH | DFND | 1,2,3 | 0 | 1,478,081 | 0 | |
KEMPHARM INC | COM | 488445107 | 4,039 | 203,390 | SH | DFND | 1,2,3 | 0 | 203,390 | 0 | |
KRAFT HEINZ CO | COM | 500754106 | 3,638 | 50,000 | SH | DFND | 1,2,3 | 0 | 50,000 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 8,804 | 110,855 | SH | DFND | 1,2,3 | 0 | 110,855 | 0 | |
LAM RESEARCH CORP | NOTE 0.500% 5/1 | 512807AJ7 | 8,430 | 6,500,000 | PRN | DFND | 1,2,3 | 0 | 6,500,000 | 0 | |
LATTICE SEMICONDUCTOR CORP | COM | 518415104 | 10,370 | 1,602,722 | SH | DFND | 1,2,3 | 0 | 1,602,722 | 0 | |
LEXICON PHARMACEUTICALS INC | COM NEW | 528872302 | 10,307 | 774,380 | SH | DFND | 1,2,3 | 0 | 774,380 | 0 | |
LIBERTY MEDIA CORP | DEB 4.000%11/1 | 530715AG6 | 7,313 | 13,000,000 | PRN | DFND | 1,2,3 | 0 | 13,000,000 | 0 | |
LIPOCINE INC NEW | COM | 53630X104 | 3,153 | 243,830 | SH | DFND | 1,2,3 | 0 | 243,830 | 0 | |
LOWES COS INC | COM | 548661107 | 14,556 | 191,423 | SH | DFND | 1,2,3 | 0 | 191,423 | 0 | |
MACYS INC | COM | 55616P104 | 15,741 | 450,000 | SH | Call | DFND | 1,2,3 | 0 | 450,000 | 0 |
MCDONALDS CORP | COM | 580135101 | 11,490 | 97,256 | SH | DFND | 1,2,3 | 0 | 97,256 | 0 | |
MEAD JOHNSON NUTRITION CO | COM | 582839106 | 31,580 | 400,000 | SH | Call | DFND | 1,2,3 | 0 | 400,000 | 0 |
MEDIWOUND LTD | ORD SHS | M68830104 | 1,576 | 184,590 | SH | DFND | 1,2,3 | 0 | 184,590 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 15,822 | 375,462 | SH | DFND | 1,2,3 | 0 | 375,462 | 0 | |
MOBILEYE N V AMSTELVEEN | ORD SHS | N51488117 | 3,382 | 80,000 | SH | DFND | 1,2,3 | 0 | 80,000 | 0 | |
MOLSON COORS BREWING CO | CL A | 60871R100 | 55,098 | 586,648 | SH | DFND | 1,2,3 | 0 | 586,648 | 0 | |
MONOLITHIC PWR SYS INC | COM | 609839105 | 2,917 | 45,792 | SH | DFND | 1,2,3 | 0 | 45,792 | 0 | |
NEWELL RUBBERMAID INC | COM | 651229106 | 29,927 | 678,916 | SH | DFND | 1,2,3 | 0 | 678,916 | 0 | |
NEXSTAR BROADCASTING GROUP I | CL A | 65336K103 | 4,784 | 81,502 | SH | DFND | 1,2,3 | 0 | 81,502 | 0 | |
NIKE INC | CL B | 654106103 | 7,375 | 118,000 | SH | DFND | 1,2,3 | 0 | 118,000 | 0 | |
NIVALIS THERAPEUTICS INC | COM | 65481J109 | 3,093 | 399,663 | SH | DFND | 1,2,3 | 0 | 399,663 | 0 | |
OTONOMY INC | COM | 68906L105 | 3,263 | 117,587 | SH | DFND | 1,2,3 | 0 | 117,587 | 0 | |
PFIZER INC | COM | 717081103 | 9,684 | 300,000 | SH | Call | DFND | 1,2,3 | 0 | 300,000 | 0 |
PINNACLE ENTMT INC | COM | 723456109 | 45,658 | 1,467,168 | SH | DFND | 1,2,3 | 0 | 1,467,168 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 43,625 | 390,000 | SH | Put | DFND | 1,2,3 | 0 | 390,000 | 0 |
POWERSHS DB US DOLLAR INDEX | DOLL INDX BULL | 73936D107 | 19,238 | 750,000 | SH | Put | DFND | 1,2,3 | 0 | 750,000 | 0 |
QLIK TECHNOLOGIES INC | COM | 74733T105 | 11,022 | 348,150 | SH | DFND | 1,2,3 | 0 | 348,150 | 0 | |
RADWARE LTD | ORD | M81873107 | 2,361 | 153,900 | SH | DFND | 1,2,3 | 0 | 153,900 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 21,204 | 400,000 | SH | Put | DFND | 1,2,3 | 0 | 400,000 | 0 |
SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 | 6,117 | 195,070 | SH | DFND | 1,2,3 | 0 | 195,070 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 20,888 | 641,927 | SH | DFND | 1,2,3 | 0 | 641,927 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 152,903 | 750,000 | SH | Put | DFND | 1,2,3 | 0 | 750,000 | 0 |
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 16,955 | 500,000 | SH | Call | DFND | 1,2,3 | 0 | 500,000 | 0 |
STARBUCKS CORP | COM | 855244109 | 14,896 | 248,142 | SH | DFND | 1,2,3 | 0 | 248,142 | 0 | |
SYNCHRONY FINL | COM | 87165B103 | 18,930 | 622,501 | SH | DFND | 1,2,3 | 0 | 622,501 | 0 | |
SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 1,301 | 229,420 | SH | DFND | 1,2,3 | 0 | 229,420 | 0 | |
TARGET CORP | COM | 87612E106 | 13,724 | 189,010 | SH | DFND | 1,2,3 | 0 | 189,010 | 0 | |
TERRAFORM GLOBAL INC | CL A | 88104M101 | 15,691 | 2,807,016 | SH | DFND | 1,2,3 | 0 | 2,807,016 | 0 | |
TETRALOGIC PHARMACEUTICALS C | NOTE 8.000% 6/1 | 88165UAB5 | 840 | 2,000,000 | PRN | DFND | 1,2,3 | 0 | 2,000,000 | 0 | |
TEVA PHARMACEUTICAL FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | 20,347 | 20,000 | SH | DFND | 1,2,3 | 0 | 20,000 | 0 | |
TOKAI PHARMACEUTICALS INC | COM | 88907J107 | 767 | 87,983 | SH | DFND | 1,2,3 | 0 | 87,983 | 0 | |
TONIX PHARMACEUTICALS HLDG C | COM NEW | 890260201 | 11,258 | 1,467,858 | SH | DFND | 1,2,3 | 0 | 1,467,858 | 0 | |
UNWIRED PLANET INC NEW | COM | 91531F103 | 5,644 | 6,540,246 | SH | DFND | 1,2,3 | 0 | 6,540,246 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 8,701 | 934,568 | SH | DFND | 1,2,3 | 0 | 934,568 | 0 | |
VERSARTIS INC | COM | 92529L102 | 6,458 | 521,244 | SH | DFND | 1,2,3 | 0 | 521,244 | 0 | |
VIRTU FINL INC | CL A | 928254101 | 7,358 | 325,000 | SH | DFND | 1,2,3 | 0 | 325,000 | 0 | |
VISTEON CORP | COM NEW | 92839U206 | 57,957 | 506,179 | SH | DFND | 1,2,3 | 0 | 506,179 | 0 | |
WHITEWAVE FOODS CO | COM | 966244105 | 1,957 | 50,300 | SH | DFND | 1,2,3 | 0 | 50,300 | 0 | |
WILLIAMS CLAYTON ENERGY INC | COM | 969490101 | 7,097 | 240,000 | SH | DFND | 1,2,3 | 0 | 240,000 | 0 | |
ZELTIQ AESTHETICS INC | COM | 98933Q108 | 2,853 | 100,000 | SH | DFND | 1,2,3 | 0 | 100,000 | 0 | |
ZIONS BANCORPORATION | COM | 989701107 | 5,760 | 211,000 | SH | DFND | 1,2,3 | 0 | 211,000 | 0 |