0000919574-15-006344.txt : 20150814
0000919574-15-006344.hdr.sgml : 20150814
20150814160509
ACCESSION NUMBER: 0000919574-15-006344
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150814
DATE AS OF CHANGE: 20150814
EFFECTIVENESS DATE: 20150814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KINGDON CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001000097
IRS NUMBER: 134015739
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04575
FILM NUMBER: 151055671
BUSINESS ADDRESS:
STREET 1: 157 WEST 57TH STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-333-0100
MAIL ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19980914
FORMER COMPANY:
FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT CORP
DATE OF NAME CHANGE: 19960408
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001000097
XXXXXXXX
06-30-2015
06-30-2015
false
KINGDON CAPITAL MANAGEMENT, L.L.C.
152 West 57th Street
50th Floor
New York
NY
10019
13F HOLDINGS REPORT
028-04575
N
William Walsh
Chief Financial Officer
212-333-0100
/s/ William Walsh
New York
NY
08-14-2015
3
127
2557722
1
0000718801
028-10584
Kingdon Associates
2
0001499251
028-13996
M. Kingdon Offshore Master Fund L.P.
3
0000909621
028-10842
Kingdon Family Partnership, L.P.
INFORMATION TABLE
2
infotable.xml
ABIOMED INC
COM
003654100
4930
75000
SH
DFND
1,2,3
0
75000
0
ACORDA THERAPEUTICS INC
NOTE 1.750% 6/1
00484MAA4
1771
1750000
PRN
DFND
1,2,3
0
1750000
0
ADOBE SYS INC
COM
00724F101
58010
716089
SH
DFND
1,2,3
0
716089
0
ALBEMARLE CORP
COM
012653101
2764
50000
SH
DFND
1,2,3
0
50000
0
ALLERGAN PLC
SHS
G0177J108
45673
150507
SH
DFND
1,2,3
0
150507
0
ALLERGAN PLC
PFD CONV SER A
G0177J116
31893
30500
SH
DFND
1,2,3
0
30500
0
ALLIED WRLD ASSUR COM HLDG A
SHS
H01531104
15866
367103
SH
DFND
1,2,3
0
367103
0
AMERICAN AIRLS GROUP INC
COM
02376R102
608
450000
SH
DFND
1,2,3
0
450000
0
AMPHASTAR PHARMACEUTICALS IN
COM
03209R103
3631
206539
SH
DFND
1,2,3
0
206539
0
AMSURG CORP
PFD CNV SR A-1%
03232P504
3441
24678
SH
DFND
1,2,3
0
24678
0
ANACOR PHARMACEUTICALS INC
COM
032420101
5963
77008
SH
DFND
1,2,3
0
77008
0
ANACOR PHARMACEUTICALS INC
COM
032420101
104198
1345700
SH
Call
DFND
1,2,3
0
1345700
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
16103
133450
SH
DFND
1,2,3
0
133450
0
ANTARES PHARMA INC
COM
036642106
3465
1665738
SH
DFND
1,2,3
0
1665738
0
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
38453
721709
SH
DFND
1,2,3
0
721709
0
AVALANCHE BIOTECHNOLOGIES IN
COM
05337G107
2274
140000
SH
Call
DFND
1,2,3
0
140000
0
AXALTA COATING SYS LTD
COM
G0750C108
39063
1180861
SH
DFND
1,2,3
0
1180861
0
BERRY PLASTICS GROUP INC
COM
08579W103
15947
492200
SH
DFND
1,2,3
0
492200
0
BLUEBIRD BIO INC
COM
09609G100
25022
148615
SH
DFND
1,2,3
0
148615
0
BRINKER INTL INC
COM
109641100
2336
40515
SH
DFND
1,2,3
0
40515
0
BRINKER INTL INC
COM
109641100
11530
200000
SH
Call
DFND
1,2,3
0
200000
0
BURLINGTON STORES INC
COM
122017106
13466
263000
SH
DFND
1,2,3
0
263000
0
CBRE GROUP INC
CL A
12504L109
24887
672618
SH
DFND
1,2,3
0
672618
0
CDK GLOBAL INC
COM
12508E101
53894
998413
SH
DFND
1,2,3
0
998413
0
CIVITAS SOLUTIONS INC
COM
17887R102
1579
74050
SH
DFND
1,2,3
0
74050
0
COLGATE PALMOLIVE CO
COM
194162103
13082
200000
SH
Call
DFND
1,2,3
0
200000
0
COMVERSE INC
COM
20585P105
2556
127300
SH
DFND
1,2,3
0
127300
0
DIPEXIUM PHARMACEUTICALS INC
COM
25456J104
12352
971100
SH
DFND
1,2,3
0
971100
0
DISH NETWORK CORP
CL A
25470M109
13542
200000
SH
DFND
1,2,3
0
200000
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
12002
512341
SH
DFND
1,2,3
0
512341
0
E TRADE FINANCIAL CORP
COM NEW
269246401
5990
200000
SH
DFND
1,2,3
0
200000
0
E TRADE FINANCIAL CORP
COM NEW
269246401
30567
1020600
SH
Call
DFND
1,2,3
0
1020600
0
EBAY INC
COM
278642103
28990
481243
SH
DFND
1,2,3
0
481243
0
EDGEWELL PERS CARE CO
COM
28035Q102
4604
35000
SH
DFND
1,2,3
0
35000
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
23563
165433
SH
DFND
1,2,3
0
165433
0
EHI CAR SVCS LTD
SPON ADS CL A
26853A100
7542
521600
SH
DFND
1,2,3
0
521600
0
EMERGENT BIOSOLUTIONS INC
COM
29089Q105
10308
312842
SH
DFND
1,2,3
0
312842
0
EMERGENT BIOSOLUTIONS INC
NOTE 2.875% 1/1
29089QAB1
16065
13000000
PRN
DFND
1,2,3
0
13000000
0
ENTELLUS MED INC
COM
29363K105
6856
265000
SH
DFND
1,2,3
0
265000
0
EROS INTL PLC
SHS NEW
G3788M114
9445
375986
SH
DFND
1,2,3
0
375986
0
FATE THERAPEUTICS INC
COM
31189P102
15576
2407412
SH
DFND
1,2,3
0
2407412
0
FIREEYE INC
COM
31816Q101
4891
100000
SH
Put
DFND
1,2,3
0
100000
0
FLEXION THERAPEUTICS INC
COM
33938J106
23382
1068140
SH
DFND
1,2,3
0
1068140
0
FRONTIER COMMUNICATIONS CORP
PFD CONV SER-A
35906A207
16983
170000
SH
DFND
1,2,3
0
170000
0
F M C CORP
COM NEW
302491303
5255
100000
SH
DFND
1,2,3
0
100000
0
GIGAMON INC
COM
37518B102
15010
455000
SH
DFND
1,2,3
0
455000
0
GRAPHIC PACKAGING HLDG CO
COM
388689101
20002
1435900
SH
DFND
1,2,3
0
1435900
0
HAIN CELESTIAL GROUP INC
COM
405217100
11591
176000
SH
DFND
1,2,3
0
176000
0
HARLEY DAVIDSON INC
COM
412822108
11270
200000
SH
Put
DFND
1,2,3
0
200000
0
HCA HOLDINGS INC
COM
40412C101
30248
333422
SH
DFND
1,2,3
0
333422
0
HCA HOLDINGS INC
COM
40412C101
18144
200000
SH
Call
DFND
1,2,3
0
200000
0
HEALTHSOUTH CORP
COM NEW
421924309
14242
309200
SH
DFND
1,2,3
0
309200
0
HEALTHSOUTH CORP
COM NEW
421924309
4606
100000
SH
Call
DFND
1,2,3
0
100000
0
HERON THERAPEUTICS INC
COM
427746102
25627
822417
SH
DFND
1,2,3
0
822417
0
HERON THERAPEUTICS INC
COM
427746102
52972
1700000
SH
Call
DFND
1,2,3
0
1700000
0
HESS CORP
COM
42809H107
21481
321180
SH
DFND
1,2,3
0
321180
0
HILTON WORLDWIDE HLDGS INC
COM
43300A104
28303
1027320
SH
DFND
1,2,3
0
1027320
0
HORIZON PHARMA PLC
SHS
G4617B105
115539
3325829
SH
DFND
1,2,3
0
3325829
0
HORIZON PHARMA PLC
SHS
G4617B105
31266
900000
SH
Call
DFND
1,2,3
0
900000
0
INTEL CORP
COM
458140100
22811
750000
SH
Put
DFND
1,2,3
0
750000
0
INTERFACE INC
COM
458665304
17882
713845
SH
DFND
1,2,3
0
713845
0
INTRALINKS HLDGS INC
COM
46118H104
6165
517637
SH
DFND
1,2,3
0
517637
0
INVUITY INC
COM NEW
46187J205
3897
276000
SH
DFND
1,2,3
0
276000
0
ISHARES TR
MSCI EMG MKT ETF
464287234
1981
50000
SH
DFND
1,2,3
0
50000
0
ISHARES TR
NASDQ BIOTEC ETF
464287556
53501
145000
SH
Put
DFND
1,2,3
0
145000
0
ISHARES TR
RUSSELL 2000 ETF
464287655
212262
1700000
SH
Put
DFND
1,2,3
0
1700000
0
JAGUAR ANIMAL HEALTH INC
COM
47008L106
2706
561437
SH
DFND
1,2,3
0
561437
0
JARDEN CORP
COM
471109108
15539
300266
SH
DFND
1,2,3
0
300266
0
JINKOSOLAR HLDG CO LTD
SPONSORED ADR
47759T100
19631
665000
SH
DFND
1,2,3
0
665000
0
KAR AUCTION SVCS INC
COM
48238T109
24824
663739
SH
DFND
1,2,3
0
663739
0
KEMPHARM INC
COM
488445107
4133
225000
SH
DFND
1,2,3
0
225000
0
LAM RESEARCH CORP
COM
512807108
16538
203300
SH
DFND
1,2,3
0
203300
0
LIBERTY MEDIA CORP
DEB 4.000%11/1
530715AG6
8004
13000000
PRN
DFND
1,2,3
0
13000000
0
LIPOCINE INC NEW
COM
53630X104
2574
300000
SH
DFND
1,2,3
0
300000
0
MCDONALDS CORP
COM
580135101
19014
200000
SH
Call
DFND
1,2,3
0
200000
0
MEDICINES CO
COM
584688105
2861
100000
SH
Put
DFND
1,2,3
0
100000
0
MEDIWOUND LTD
ORD SHS
M68830104
2227
315000
SH
DFND
1,2,3
0
315000
0
MEDTRONIC PLC
SHS
G5960L103
7284
98300
SH
DFND
1,2,3
0
98300
0
METHANEX CORP
COM
59151K108
8766
157500
SH
DFND
1,2,3
0
157500
0
MOLSON COORS BREWING CO
CL A
60871R100
5652
80960
SH
DFND
1,2,3
0
80960
0
MOLSON COORS BREWING CO
CL A
60871R100
13962
200000
SH
Call
DFND
1,2,3
0
200000
0
NEWELL RUBBERMAID INC
COM
651229106
4362
106116
SH
DFND
1,2,3
0
106116
0
NEWFIELD EXPL CO
COM
651290108
33878
937928
SH
DFND
1,2,3
0
937928
0
NIVALIS THERAPEUTICS INC
COM
65481J109
4924
325000
SH
DFND
1,2,3
0
325000
0
NRG YIELD INC
CL C
62942X405
2189
100000
SH
DFND
1,2,3
0
100000
0
NUVASIVE INC
COM
670704105
1919
40500
SH
DFND
1,2,3
0
40500
0
NXP SEMICONDUCTORS N V
COM
N6596X109
10841
110400
SH
DFND
1,2,3
0
110400
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
7677
144350
SH
DFND
1,2,3
0
144350
0
OVASCIENCE INC
COM
69014Q101
19575
676633
SH
DFND
1,2,3
0
676633
0
OVASCIENCE INC
COM
69014Q101
19383
670000
SH
Call
DFND
1,2,3
0
670000
0
PALO ALTO NETWORKS INC
COM
697435105
18868
108000
SH
DFND
1,2,3
0
108000
0
PINNACLE ENTMT INC
COM
723456109
20131
540000
SH
DFND
1,2,3
0
540000
0
QLIK TECHNOLOGIES INC
COM
74733T105
26340
753438
SH
DFND
1,2,3
0
753438
0
RESTORATION HARDWARE HLDGS I
DBCV 7/1
761283AB6
2481
2500000
PRN
DFND
1,2,3
0
2500000
0
SERVICENOW INC
COM
81762P102
10403
140000
SH
Put
DFND
1,2,3
0
140000
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
60950
2500000
SH
Call
DFND
1,2,3
0
2500000
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
61755
300000
SH
Put
DFND
1,2,3
0
300000
0
SPECTRUM BRANDS HLDGS INC
COM
84763R101
14954
146627
SH
DFND
1,2,3
0
146627
0
STARBUCKS CORP
COM
855244109
16851
314298
SH
DFND
1,2,3
0
314298
0
STEEL DYNAMICS INC
COM
858119100
5179
250000
SH
DFND
1,2,3
0
250000
0
SUNEDISON INC
COM
86732Y109
70888
2370032
SH
DFND
1,2,3
0
2370032
0
SYNAPTICS INC
COM
87157D109
23481
270723
SH
DFND
1,2,3
0
270723
0
SYNERGY PHARMACEUTICALS DEL
COM NEW
871639308
1660
200000
SH
Call
DFND
1,2,3
0
200000
0
T MOBILE US INC
CONV PFD SER A
872590203
18828
275000
SH
DFND
1,2,3
0
275000
0
TARGET CORP
COM
87612E106
7556
92566
SH
DFND
1,2,3
0
92566
0
TENET HEALTHCARE CORP
COM NEW
88033G407
20169
348463
SH
DFND
1,2,3
0
348463
0
TENET HEALTHCARE CORP
COM NEW
88033G407
11576
200000
SH
Call
DFND
1,2,3
0
200000
0
TERRAFORM PWR INC
CL A COM
88104R100
25902
681987
SH
DFND
1,2,3
0
681987
0
TETRALOGIC PHARMACEUTICALS C
NOTE 8.000% 6/1
88165UAB5
1155
2000000
PRN
DFND
1,2,3
0
2000000
0
TOKAI PHARMACEUTICALS INC
COM
88907J107
9855
740978
SH
DFND
1,2,3
0
740978
0
TONIX PHARMACEUTICALS HLDG C
COM NEW
890260201
8084
901202
SH
DFND
1,2,3
0
901202
0
TOWER SEMICONDUCTOR LTD
SHS NEW
M87915274
8411
544776
SH
DFND
1,2,3
0
544776
0
TYSON FOODS INC
CL A
902494103
81382
1909023
SH
DFND
1,2,3
0
1909023
0
TYSON FOODS INC
CL A
902494103
27710
650000
SH
Put
DFND
1,2,3
0
650000
0
TYSON FOODS INC
UNIT 99/99/9999
902494301
12105
235000
SH
DFND
1,2,3
0
235000
0
UBIQUITI NETWORKS INC
COM
90347A100
4468
140000
SH
Put
DFND
1,2,3
0
140000
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
2572
18100
SH
DFND
1,2,3
0
18100
0
UNWIRED PLANET INC NEW
COM
91531F103
4055
6540246
SH
DFND
1,2,3
0
6540246
0
VANDA PHARMACEUTICALS INC
COM
921659108
27180
2141835
SH
DFND
1,2,3
0
2141835
0
VERSARTIS INC
COM
92529L102
13630
895531
SH
DFND
1,2,3
0
895531
0
VIDEOCON D2H LTD
ADR
92657J101
6116
485000
SH
DFND
1,2,3
0
485000
0
VIRTU FINL INC
CL A
928254101
9392
400000
SH
DFND
1,2,3
0
400000
0
VISTEON CORP
COM NEW
92839U206
77125
734659
SH
DFND
1,2,3
0
734659
0
XOMA CORP DEL
COM
98419J107
12700
3273120
SH
DFND
1,2,3
0
3273120
0
XOMA CORP DEL
COM
98419J107
27160
7000000
SH
Call
DFND
1,2,3
0
7000000
0
YUM BRANDS INC
COM
988498101
27700
307499
SH
DFND
1,2,3
0
307499
0
ZELTIQ AESTHETICS INC
COM
98933Q108
11369
385775
SH
DFND
1,2,3
0
385775
0