0000919574-14-006693.txt : 20141114
0000919574-14-006693.hdr.sgml : 20141114
20141114161616
ACCESSION NUMBER: 0000919574-14-006693
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141114
DATE AS OF CHANGE: 20141114
EFFECTIVENESS DATE: 20141114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KINGDON CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001000097
IRS NUMBER: 134015739
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04575
FILM NUMBER: 141224370
BUSINESS ADDRESS:
STREET 1: 157 WEST 57TH STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-333-0100
MAIL ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19980914
FORMER COMPANY:
FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT CORP
DATE OF NAME CHANGE: 19960408
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001000097
XXXXXXXX
09-30-2014
09-30-2014
false
KINGDON CAPITAL MANAGEMENT, L.L.C.
152 West 57th Street
50th Floor
New York
NY
10019
13F HOLDINGS REPORT
028-04575
N
William Walsh
Chief Financial Officer
212-333-0100
/s/ William Walsh
New York
NY
11-14-2014
3
153
2225983
1
0000718801
028-10584
Kingdon Associates
2
0001499251
028-13996
M. Kingdon Offshore Master Fund L.P.
3
0000909621
028-10842
Kingdon Family Partnership, L.P.
INFORMATION TABLE
2
infotable.xml
ABIOMED INC
COM
003654100
2083
83900
SH
DFND
1,2,3
0
83900
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
1698
35000
SH
DFND
1,2,3
0
35000
0
ACTAVIS PLC
SHS
G0083B108
14831
61469
SH
DFND
1,2,3
0
61469
0
AEGERION PHARMACEUTICALS INC
COM
00767E102
5007
150000
SH
Call
DFND
1,2,3
0
150000
0
AK STL HLDG CORP
COM
001547108
5207
650000
SH
DFND
1,2,3
0
650000
0
ALLERGAN INC
COM
018490102
35406
198700
SH
DFND
1,2,3
0
198700
0
ALLISON TRANSMISSION HLDGS I
COM
01973R101
14815
520000
SH
DFND
1,2,3
0
520000
0
AMERICAN AIRLS GROUP INC
COM
02376R102
653
450000
SH
DFND
1,2,3
0
450000
0
AMERICAN AIRLS GROUP INC
COM
02376R102
10644
300000
SH
Call
DFND
1,2,3
0
300000
0
AMPHASTAR PHARMACEUTICALS IN
COM
03209R103
3196
275000
SH
DFND
1,2,3
0
275000
0
AMSURG CORP
PFD CNV SR A-1%
03232P504
8482
80000
SH
DFND
1,2,3
0
80000
0
ANACOR PHARMACEUTICALS INC
COM
032420101
22693
927754
SH
DFND
1,2,3
0
927754
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
11534
104050
SH
DFND
1,2,3
0
104050
0
ANNIES INC
COM
03600T104
4346
94683
SH
DFND
1,2,3
0
94683
0
ANTARES PHARMA INC
COM
036642106
2133
1165738
SH
DFND
1,2,3
0
1165738
0
APPLIED OPTOELECTRONICS INC
COM
03823U102
2628
163204
SH
DFND
1,2,3
0
163204
0
AUDIENCE INC
COM
05070J102
1185
161000
SH
DFND
1,2,3
0
161000
0
AUSPEX PHARMACEUTICALS INC
COM
05211J102
10872
423879
SH
DFND
1,2,3
0
423879
0
AVIS BUDGET GROUP
COM
053774105
10455
190500
SH
DFND
1,2,3
0
190500
0
BLOOMIN BRANDS INC
COM
094235108
6029
328935
SH
DFND
1,2,3
0
328935
0
BLUEBIRD BIO INC
COM
09609G100
7425
207000
SH
DFND
1,2,3
0
207000
0
BRINKER INTL INC
COM
109641100
28442
560000
SH
DFND
1,2,3
0
560000
0
BROADCOM CORP
CL A
111320107
6952
172000
SH
DFND
1,2,3
0
172000
0
BUFFALO WILD WINGS INC
COM
119848109
6460
48111
SH
DFND
1,2,3
0
48111
0
CBRE GROUP INC
CL A
12504L109
29740
1000000
SH
DFND
1,2,3
0
1000000
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
25493
1955000
SH
DFND
1,2,3
0
1955000
0
CERUS CORP
COM
157085101
501
125000
SH
DFND
1,2,3
0
125000
0
CHEESECAKE FACTORY INC
COM
163072101
4095
90000
SH
DFND
1,2,3
0
90000
0
CHENIERE ENERGY PARTNERS LP
COM UNIT
16411Q101
11404
142500
SH
DFND
1,2,3
0
142500
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
5999
9000
SH
DFND
1,2,3
0
9000
0
CITIGROUP INC
COM NEW
172967424
20728
400000
SH
DFND
1,2,3
0
400000
0
CITIGROUP INC
COM NEW
172967424
59593
1150000
SH
Call
DFND
1,2,3
0
1150000
0
CITIZENS FINL GROUP INC
COM
174610105
11242
480000
SH
DFND
1,2,3
0
480000
0
COCA COLA ENTERPRISES INC NE
COM
19122T109
37595
847508
SH
DFND
1,2,3
0
847508
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
3567
65100
SH
DFND
1,2,3
0
65100
0
CONSTELLIUM NV
CL A
N22035104
4430
180000
SH
DFND
1,2,3
0
180000
0
CORELOGIC INC
COM
21871D103
15968
589862
SH
DFND
1,2,3
0
589862
0
COSTCO WHSL CORP NEW
COM
22160K105
9023
72000
SH
DFND
1,2,3
0
72000
0
DELTA AIR LINES INC DEL
COM NEW
247361702
15928
440600
SH
DFND
1,2,3
0
440600
0
DELTA AIR LINES INC DEL
COM NEW
247361702
8676
240000
SH
Call
DFND
1,2,3
0
240000
0
DIAMOND FOODS INC
COM
252603105
4748
165969
SH
DFND
1,2,3
0
165969
0
DIPEXIUM PHARMACEUTICALS INC
COM
25456J104
6972
710000
SH
DFND
1,2,3
0
710000
0
DISH NETWORK CORP
CL A
25470M109
3229
50000
SH
DFND
1,2,3
0
50000
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
5145
80000
SH
DFND
1,2,3
0
80000
0
DYNAVAX TECHNOLOGIES CORP
COM
268158102
1493
1044375
SH
DFND
1,2,3
0
1044375
0
EAGLE MATERIALS INC
COM
26969P108
17820
175000
SH
DFND
1,2,3
0
175000
0
EMERGENT BIOSOLUTIONS INC
COM
29089Q105
8673
407000
SH
DFND
1,2,3
0
407000
0
ENERGIZER HLDGS INC
COM
29266R108
17631
143100
SH
DFND
1,2,3
0
143100
0
EROS INTL PLC
SHS NEW
G3788M114
5078
347600
SH
DFND
1,2,3
0
347600
0
F5 NETWORKS INC
COM
315616102
7122
60000
SH
DFND
1,2,3
0
60000
0
FATE THERAPEUTICS INC
COM
31189P102
7281
1427675
SH
DFND
1,2,3
0
1427675
0
FIREEYE INC
COM
31816Q101
3591
117500
SH
Put
DFND
1,2,3
0
117500
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
6173
125000
SH
DFND
1,2,3
0
125000
0
FLEXION THERAPEUTICS INC
COM
33938J106
10469
573357
SH
DFND
1,2,3
0
573357
0
GIGAMON INC
COM
37518B102
6108
583390
SH
DFND
1,2,3
0
583390
0
GOODRICH PETE CORP
COM NEW
382410405
13744
927400
SH
DFND
1,2,3
0
927400
0
GOODRICH PETE CORP
NOTE 5.000%10/0
382410AG3
2135
2000000
PRN
DFND
1,2,3
0
2000000
0
HAIN CELESTIAL GROUP INC
COM
405217100
16138
157679
SH
DFND
1,2,3
0
157679
0
HCA HOLDINGS INC
COM
40412C101
123274
1748068
SH
DFND
1,2,3
0
1748068
0
HERON THERAPEUTICS INC
COM
427746102
5699
683315
SH
DFND
1,2,3
0
683315
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
5713
225000
SH
Call
DFND
1,2,3
0
225000
0
HOME DEPOT INC
COM
437076102
3510
38255
SH
DFND
1,2,3
0
38255
0
HORIZON PHARMA PLC
SHS
G4617B105
26373
2147604
SH
DFND
1,2,3
0
2147604
0
HORIZON PHARMA PLC
SHS
G4617B105
14736
1200000
SH
Call
DFND
1,2,3
0
1200000
0
INDEPENDENCE CONTRACT DRIL I
COM
453415309
7344
625000
SH
DFND
1,2,3
0
625000
0
INFOSYS LTD
SPONSORED ADR
456788108
9678
160000
SH
Put
DFND
1,2,3
0
160000
0
INSMED INC
COM PAR $.01
457669307
5220
400000
SH
DFND
1,2,3
0
400000
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
1419
6000
SH
DFND
1,2,3
0
6000
0
INTRALINKS HLDGS INC
COM
46118H104
4577
565000
SH
DFND
1,2,3
0
565000
0
ISHARES TR
RUSSELL 2000 ETF
464287655
200111
1830000
SH
Put
DFND
1,2,3
0
1830000
0
JARDEN CORP
COM
471109108
14426
240000
SH
DFND
1,2,3
0
240000
0
JINKOSOLAR HLDG CO LTD
SPONSORED ADR
47759T100
25648
933000
SH
DFND
1,2,3
0
933000
0
JPMORGAN CHASE & CO
COM
46625H100
78312
1300000
SH
Call
DFND
1,2,3
0
1300000
0
KELLOGG CO
COM
487836108
18480
300000
SH
Call
DFND
1,2,3
0
300000
0
KINDRED BIOSCIENCES INC
COM
494577109
5770
623753
SH
DFND
1,2,3
0
623753
0
KOSMOS ENERGY LTD
SHS
G5315B107
6474
650000
SH
DFND
1,2,3
0
650000
0
KRAFT FOODS GROUP INC
COM
50076Q106
13536
240000
SH
DFND
1,2,3
0
240000
0
LAM RESEARCH CORP
COM
512807108
26508
355000
SH
DFND
1,2,3
0
355000
0
LEJU HLDGS LTD
SPONSORED ADR
50187J108
6335
493000
SH
DFND
1,2,3
0
493000
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
15265
325000
SH
DFND
1,2,3
0
325000
0
LIBERTY MEDIA CORP
DEB 4.000%11/1
530715AG6
9712
15000000
PRN
DFND
1,2,3
0
15000000
0
LIN MEDIA LLC
CL A COM
532771102
1887
85000
SH
DFND
1,2,3
0
85000
0
LOUISIANA PAC CORP
COM
546347105
4865
358000
SH
DFND
1,2,3
0
358000
0
LOWES COS INC
COM
548661107
38345
724580
SH
DFND
1,2,3
0
724580
0
LUMBER LIQUIDATORS HLDGS INC
COM
55003T107
3494
60900
SH
DFND
1,2,3
0
60900
0
MACYS INC
COM
55616P104
689
11846
SH
DFND
1,2,3
0
11846
0
MATERIALISE NV
SPONSORED ADS
57667T100
3236
290000
SH
DFND
1,2,3
0
290000
0
MCDONALDS CORP
COM
580135101
4266
45000
SH
DFND
1,2,3
0
45000
0
MEDIA GEN INC
CL A
584404107
2163
165000
SH
DFND
1,2,3
0
165000
0
MEDIVATION INC
COM
58501N101
11310
114400
SH
DFND
1,2,3
0
114400
0
MEDIWOUND LTD
ORD SHS
M68830104
751
120000
SH
DFND
1,2,3
0
120000
0
MEMORIAL RESOURCE DEV CORP
COM
58605Q109
10840
400000
SH
DFND
1,2,3
0
400000
0
METHANEX CORP
COM
59151K108
22705
340000
SH
DFND
1,2,3
0
340000
0
MGIC INVT CORP WIS
COM
552848103
19525
2500000
SH
DFND
1,2,3
0
2500000
0
MGIC INVT CORP WIS
COM
552848103
5467
700000
SH
Call
DFND
1,2,3
0
700000
0
MICRON TECHNOLOGY INC
COM
595112103
32410
946000
SH
DFND
1,2,3
0
946000
0
MICRON TECHNOLOGY INC
NOTE 3.000%11/1
595112AY9
13164
10000000
PRN
DFND
1,2,3
0
10000000
0
MONDELEZ INTL INC
CL A
609207105
3426
100000
SH
DFND
1,2,3
0
100000
0
MONOLITHIC PWR SYS INC
COM
609839105
7121
161666
SH
DFND
1,2,3
0
161666
0
MONSTER BEVERAGE CORP
COM
611740101
2658
29000
SH
DFND
1,2,3
0
29000
0
NABORS INDUSTRIES LTD
SHS
G6359F103
27312
1200000
SH
DFND
1,2,3
0
1200000
0
NEWELL RUBBERMAID INC
COM
651229106
12388
360000
SH
DFND
1,2,3
0
360000
0
NEWFIELD EXPL CO
COM
651290108
23465
633000
SH
DFND
1,2,3
0
633000
0
NEWFIELD EXPL CO
COM
651290108
7414
200000
SH
Call
DFND
1,2,3
0
200000
0
NORTHSTAR ASSET MGMT GROUP I
COM
66705Y104
13962
758000
SH
DFND
1,2,3
0
758000
0
OVASCIENCE INC
COM
69014Q101
7134
430000
SH
DFND
1,2,3
0
430000
0
PALO ALTO NETWORKS INC
COM
697435105
32864
335000
SH
DFND
1,2,3
0
335000
0
PEABODY ENERGY CORP
SDCV 4.750%12/1
704549AG9
3444
5000000
SH
DFND
1,2,3
0
5000000
0
PEPSICO INC
COM
713448108
9309
100000
SH
DFND
1,2,3
0
100000
0
PERRIGO CO PLC
SHS
G97822103
3755
25000
SH
DFND
1,2,3
0
25000
0
PINNACLE ENTMT INC
COM
723456109
2587
79247
SH
DFND
1,2,3
0
79247
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
2161
86373
SH
DFND
1,2,3
0
86373
0
QLIK TECHNOLOGIES INC
COM
74733T105
22993
850000
SH
DFND
1,2,3
0
850000
0
RADWARE LTD
ORD
M81873107
7156
405000
SH
DFND
1,2,3
0
405000
0
RYERSON HLDG CORP
COM
783754104
4160
325000
SH
DFND
1,2,3
0
325000
0
SALIX PHARMACEUTICALS INC
COM
795435106
29924
191700
SH
DFND
1,2,3
0
191700
0
SALIX PHARMACEUTICALS INC
COM
795435106
11718
75000
SH
Call
DFND
1,2,3
0
75000
0
SALIX PHARMACEUTICALS INC
NOTE 1.500%3/1
795435AE6
9706
4000000
PRN
DFND
1,2,3
0
4000000
0
SCOTTS MIRACLE GRO CO
CL A
810186106
5740
104368
SH
DFND
1,2,3
0
104368
0
SIGNET JEWELERS LIMITED
SHS
G81276100
2892
25390
SH
DFND
1,2,3
0
25390
0
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
11180
415000
SH
DFND
1,2,3
0
415000
0
SMITH A O
COM
831865209
6383
135000
SH
DFND
1,2,3
0
135000
0
SOLARFUN POWER HOLDINGS CO L
NOTE 3.500% 1/1
83415UAB4
5710
6000000
PRN
DFND
1,2,3
0
6000000
0
SONUS NETWORKS INC
COM
835916107
5125
1498639
SH
DFND
1,2,3
0
1498639
0
SPANSION INC
COM CL A NEW
84649R200
5855
256900
SH
DFND
1,2,3
0
256900
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
194065
985000
SH
Put
DFND
1,2,3
0
985000
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
28395
750000
SH
Call
DFND
1,2,3
0
750000
0
SPDR SERIES TRUST
S&P HOMEBUILD
78464A888
2219
75000
SH
DFND
1,2,3
0
75000
0
SPECTRUM BRANDS HLDGS INC
COM
84763R101
14093
155669
SH
DFND
1,2,3
0
155669
0
STARBUCKS CORP
COM
855244109
5483
72659
SH
DFND
1,2,3
0
72659
0
SUNEDISON INC
COM
86732Y109
21712
1150000
SH
DFND
1,2,3
0
1150000
0
TENET HEALTHCARE CORP
COM NEW
88033G407
9205
155000
SH
DFND
1,2,3
0
155000
0
TERRAFORM PWR INC
CL A COM
88104R100
9251
320000
SH
DFND
1,2,3
0
320000
0
TETRALOGIC PHARMACEUTICALS C
COM
88165U109
1173
286801
SH
DFND
1,2,3
0
286801
0
TOKAI PHARMACEUTICALS INC
COM
88907J107
3102
205000
SH
DFND
1,2,3
0
205000
0
TONIX PHARMACEUTICALS HLDG C
COM NEW
890260201
3570
525000
SH
DFND
1,2,3
0
525000
0
TOWER SEMICONDUCTOR LTD
SHS NEW
M87915274
6299
620000
SH
DFND
1,2,3
0
620000
0
TRAVELPORT WORLDWIDE LTD
SHS
G9019D104
2469
150000
SH
DFND
1,2,3
0
150000
0
TYSON FOODS INC
CL A
902494103
26575
675000
SH
DFND
1,2,3
0
675000
0
UNITED CONTL HLDGS INC
COM
910047109
10996
235000
SH
DFND
1,2,3
0
235000
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
8287
79300
SH
DFND
1,2,3
0
79300
0
UNWIRED PLANET INC NEW
COM
91531F103
9701
5215346
SH
DFND
1,2,3
0
5215346
0
U S SILICA HLDGS INC
COM
90346E103
7814
125000
SH
DFND
1,2,3
0
125000
0
U S SILICA HLDGS INC
COM
90346E103
7814
125000
SH
Put
DFND
1,2,3
0
125000
0
VANDA PHARMACEUTICALS INC
COM
921659108
18738
1805180
SH
DFND
1,2,3
0
1805180
0
VANDA PHARMACEUTICALS INC
COM
921659108
3114
300000
SH
Call
DFND
1,2,3
0
300000
0
VERSARTIS INC
COM
92529L102
10516
553769
SH
DFND
1,2,3
0
553769
0
VULCAN MATLS CO
COM
929160109
15058
250000
SH
DFND
1,2,3
0
250000
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
54288
2610000
SH
DFND
1,2,3
0
2610000
0
WHITEWAVE FOODS CO
COM
966244105
4247
116905
SH
DFND
1,2,3
0
116905
0
XOMA CORP DEL
COM
98419J107
15835
3761311
SH
DFND
1,2,3
0
3761311
0
XOMA CORP DEL
COM
98419J107
3831
910000
SH
Call
DFND
1,2,3
0
910000
0
ZELTIQ AESTHETICS INC
COM
98933Q108
6646
293675
SH
DFND
1,2,3
0
293675
0