0000919574-13-005176.txt : 20130815
0000919574-13-005176.hdr.sgml : 20130815
20130814181443
ACCESSION NUMBER: 0000919574-13-005176
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130815
DATE AS OF CHANGE: 20130814
EFFECTIVENESS DATE: 20130815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KINGDON CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001000097
IRS NUMBER: 134015739
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04575
FILM NUMBER: 131039693
BUSINESS ADDRESS:
STREET 1: 157 WEST 57TH STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-333-0100
MAIL ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19980914
FORMER COMPANY:
FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT CORP
DATE OF NAME CHANGE: 19960408
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001000097
XXXXXXXX
06-30-2013
06-30-2013
false
KINGDON CAPITAL MANAGEMENT, L.L.C.
152 West 57th Street
50th Floor
New York
NY
10019
13F HOLDINGS REPORT
028-04575
N
William Walsh
Chief Financial Officer
212-333-0100
/s/ William Walsh
New York
NY
08-14-2013
3
195
1690760
1
0000718801
028-10584
Kingdon Associates
2
0001499251
028-13996
M. Kingdon Offshore Master Fund L.P.
3
0000909621
028-10842
Kingdon Family Partnership, L.P.
INFORMATION TABLE
2
infotable.xml
ADT CORPORATION
COM
00101J106
9963
250000
SH
DFND
1, 2, 3
250000
0
0
AOL INC
COM
00184X105
7807
214000
SH
DFND
1, 2, 3
214000
0
0
ABERCROMBIE & FITCH
CL A
002896207
2129
47040
SH
DFND
1, 2, 3
47040
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
817
45000
SH
DFND
1, 2, 3
45000
0
0
ACHILLION PHARMACEUTICALS INC
COM
00448Q201
2654
324500
SH
DFND
1, 2, 3
324500
0
0
ACHILLION PHARMACEUTICALS INC
COM
00448Q201
3681
450000
SH
Call
DFND
1, 2, 3
450000
0
0
AEGERION PHARMACEUTICALS INC
COM
00767E102
31660
499847
SH
DFND
1, 2, 3
499847
0
0
AEGERION PHARMACEUTICALS INC
COM
00767E102
64924
825000
SH
Call
DFND
1, 2, 3
825000
0
0
AEROPOSTALE
COM
007865108
1056
76490
SH
DFND
1, 2, 3
76490
0
0
AIR LEASE CORP
CL A
00912X302
3018
109403
SH
DFND
1, 2, 3
109403
0
0
ALLERGAN INC
COM
018490102
5644
67000
SH
Call
DFND
1, 2, 3
67000
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
4876
842147
SH
DFND
1, 2, 3
842147
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
7105
1225000
SH
Call
DFND
1, 2, 3
1225000
0
0
AMERICAN AXLE & MFG HLDGS INC
COM
024061103
6986
375000
SH
DFND
1, 2, 3
375000
0
0
AMERICAN EAGLE OUTFITTERS NE
COM
02553E106
1032
56500
SH
DFND
1, 2, 3
56500
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
11175
250000
SH
DFND
1, 2, 3
250000
0
0
ANACOR PHARMACEUTICALS INC
COM
032420101
10941
1957300
SH
DFND
1, 2, 3
1957300
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
6807
75420
SH
DFND
1, 2, 3
75420
0
0
ANTARES PHARMA INC
COM
036642106
2065
500000
SH
DFND
1, 2, 3
500000
0
0
APACHE CORP
COM
037411105
8383
100000
SH
Call
DFND
1, 2, 3
100000
0
0
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
3106
65000
SH
DFND
1, 2, 3
65000
0
0
ARUBA NETWORKS INC
COM
043176106
3838
250000
SH
DFND
1, 2, 3
250000
0
0
ASSURED GUARANTY LTD
COM
G0585R106
8273
375000
SH
DFND
1, 2, 3
375000
0
0
AUXILIUM PHARMACEUTICALS INC
COM
05334D107
832
50000
SH
DFND
1, 2, 3
50000
0
0
AUXILIUM PHARMACEUTICALS INC
NOTE 1.500% 7/1
05334DAA5
4843
5000000
PRN
DFND
1, 2, 3
5000000
0
0
AVIS BUDGET GROUP
COM
053774105
7348
255757
SH
DFND
1, 2, 3
255757
0
0
AVON PRODS INC
COM
054303102
3734
177560
SH
DFND
1, 2, 3
177560
0
0
AXIALL CORP
COM
05463D100
10645
250000
SH
DFND
1, 2, 3
250000
0
0
BP PLC
SPONSORED ADR
055622104
7457
178661
SH
DFND
1, 2, 3
178661
0
0
BEAM INC
COM
073730103
6081
96360
SH
DFND
1, 2, 3
96360
0
0
BERRY PETE CO
CL A
085789105
4655
110000
SH
DFND
1, 2, 3
110000
0
0
BERRY PLASTICS GROUP INC
COM
08579W103
2445
110795
SH
DFND
1, 2, 3
110795
0
0
BEST BUY INC
COM
086516101
1722
62990
SH
DFND
1, 2, 3
62990
0
0
BLOOMIN BRANDS INC
COM
094235108
3363
135118
SH
DFND
1, 2, 3
135118
0
0
BRINKER INTL INC
COM
109641100
10465
265419
SH
DFND
1, 2, 3
265419
0
0
BROOKS AUTOMATION INC
COM
114340102
2987
307300
SH
DFND
1, 2, 3
307300
0
0
CF INDS HLDGS INC
COM
125269100
6003
35000
SH
DFND
1, 2, 3
35000
0
0
CNH GLOBAL NV
SHS NEW
N20935206
4166
100000
SH
DFND
1, 2, 3
100000
0
0
CST BRANDS INC
COM
12646R105
11554
375000
SH
DFND
1, 2, 3
375000
0
0
CVS CAREMARK CORPORATION
COM
126650100
1005
17570
SH
DFND
1, 2, 3
17570
0
0
CAMPBELL SOUP CO
COM
134429109
13437
300000
SH
Call
DFND
1, 2, 3
300000
0
0
CANADIAN PAC RY LTD
COM
13645T100
8497
70000
SH
DFND
1, 2, 3
70000
0
0
CARLISLE COS INC
COM
142339100
7789
125000
SH
DFND
1, 2, 3
125000
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
661
62500
SH
DFND
1, 2, 3
62500
0
0
CEMPRA INC
COM
15130J109
5646
721121
SH
DFND
1, 2, 3
721121
0
0
CERUS CORP
COM
157085101
3528
800000
SH
DFND
1, 2, 3
800000
0
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
10683
215120
SH
DFND
1, 2, 3
215120
0
0
CHEESECAKE FACTORY INC
COM
163072101
9382
224020
SH
DFND
1, 2, 3
224020
0
0
CHICOS FAS INC
COM
168615102
6746
395406
SH
DFND
1, 2, 3
395406
0
0
CHURCH & DWIGHT INC
COM
171340102
2520
40840
SH
DFND
1, 2, 3
40840
0
0
CISCO SYS INC
COM
17275R102
7901
325000
SH
DFND
1, 2, 3
325000
0
0
CITIGROUP INC
COM NEW
172967424
9594
200000
SH
DFND
1, 2, 3
200000
0
0
CITIGROUP INC
COM NEW
172967424
21587
450000
SH
Call
DFND
1, 2, 3
450000
0
0
COACH INC
COM
189754104
5177
90690
SH
DFND
1, 2, 3
90690
0
0
COBALT INTL ENERGY INC
COM
19075F106
9300
350000
SH
DFND
1, 2, 3
350000
0
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
12736
12000000
PRN
DFND
1, 2, 3
12000000
0
0
COCA COLA ENTERPRISES INC NE
COM
19122T109
30269
860897
SH
DFND
1, 2, 3
860897
0
0
COLUMBIA LABS INC
COM
197779101
618
950000
SH
DFND
1, 2, 3
950000
0
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
2578
55000
SH
DFND
1, 2, 3
55000
0
0
CONCHO RES INC
COM
20605P101
8372
100000
SH
DFND
1, 2, 3
100000
0
0
CORSICANTO LTD
NOTE 3.500% 1/1
220480AC1
2146
2000000
PRN
DFND
1, 2, 3
2000000
0
0
CYAN INC
COM
23247W104
813
77846
SH
DFND
1, 2, 3
77846
0
0
DST SYS INC DEL
COM
233326107
13066
200000
SH
DFND
1, 2, 3
200000
0
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
12080
100000
SH
Put
DFND
1, 2, 3
100000
0
0
DECKERS OUTDOOR CORP
COM
243537107
5421
107340
SH
DFND
1, 2, 3
107340
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
8450
473000
SH
DFND
1, 2, 3
473000
0
0
DOMINOS PIZZA INC
COM
25754A201
2170
37321
SH
DFND
1, 2, 3
37321
0
0
DUNKIN BRANDS GROUP INC
COM
265504100
4084
95380
SH
DFND
1, 2, 3
95380
0
0
DYNAVAX TECHNOLOGIES CORP
COM
268158102
1978
1814986
SH
DFND
1, 2, 3
1814986
0
0
EASTMAN CHEM CO
COM
277432100
8751
125000
SH
DFND
1, 2, 3
125000
0
0
EBAY INC
COM
278642103
5186
100000
SH
DFND
1, 2, 3
100000
0
0
EDGEN GROUP INC
CL A
28014Q107
3849
603256
SH
DFND
1, 2, 3
603256
0
0
ELECTRONIC ARTS INC
COM
285512109
8729
380000
SH
DFND
1, 2, 3
380000
0
0
EMERGENT BIOSOLUTIONS INC
COM
29089Q105
10802
749104
SH
DFND
1, 2, 3
749104
0
0
ENANTA PHARMACEUTICALS INC
COM
29251M106
1329
75000
SH
DFND
1, 2, 3
75000
0
0
EXCO RESOURCES INC
COM
269279402
2292
300000
SH
DFND
1, 2, 3
300000
0
0
FOOT LOCKER INC
COM
344849104
2527
71940
SH
DFND
1, 2, 3
71940
0
0
FORTRESS INVESTMENT GROUP LL
CL A
34958B106
4264
650000
SH
DFND
1, 2, 3
650000
0
0
GAP INC DEL
COM
364760108
3305
79190
SH
DFND
1, 2, 3
79190
0
0
GENERAL MLS INC
COM
370334104
19412
400000
SH
Call
DFND
1, 2, 3
400000
0
0
GENERAL MTRS CO
COM
37045V100
9993
300000
SH
DFND
1, 2, 3
300000
0
0
GENPACT LIMITED
SHS
G3922B107
8177
425000
SH
DFND
1, 2, 3
425000
0
0
GEVO INC
COM
374396109
707
350000
SH
DFND
1, 2, 3
350000
0
0
GILEAD SCIENCES INC
COM
375558103
6350
124000
SH
DFND
1, 2, 3
124000
0
0
GREEN MTN COFFEE ROASTERS INC
COM
393122106
3325
44289
SH
DFND
1, 2, 3
44289
0
0
GREENBRIER COS INC
NOTE 3.500% 4/0
393657AH4
10326
10000000
PRN
DFND
1, 2, 3
10000000
0
0
HCA HOLDINGS INC
COM
40412C101
91062
2525296
SH
DFND
1, 2, 3
2525296
0
0
HCA HOLDINGS INC
COM
40412C101
14424
400000
SH
Call
DFND
1, 2, 3
400000
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
2761
42500
SH
DFND
1, 2, 3
42500
0
0
HALOZYME THERAPEUTICS INC
COM
40637H109
1190
150000
SH
DFND
1, 2, 3
150000
0
0
HEALTHSOUTH CORP
COM NEW
421924309
4548
157900
SH
DFND
1, 2, 3
157900
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
8482
342000
SH
DFND
1, 2, 3
342000
0
0
HOME DEPOT INC
COM
437076102
14694
189677
SH
DFND
1, 2, 3
189677
0
0
HOLOGIC INC
DEBT 2.000% 3/0
436440AC5
9420
9500000
PRN
DFND
1, 2, 3
9500000
0
0
HORIZON PHARMA INC
COM
44047T109
1842
748628
SH
DFND
1, 2, 3
748628
0
0
HOSPIRA INC
COM
441060100
7662
200000
SH
Put
DFND
1, 2, 3
200000
0
0
IMPAX LABORATORIES INC
COM
45256B101
3189
160000
SH
DFND
1, 2, 3
160000
0
0
INFORMATICA CORP
COM
45666Q102
13114
375000
SH
DFND
1, 2, 3
375000
0
0
INTERCONTINENTALEXCHANGE INC
COM
45865V100
26708
150250
SH
DFND
1, 2, 3
150250
0
0
INTERFACE INC
COM
458665304
2543
150000
SH
DFND
1, 2, 3
150000
0
0
INTERMUNE INC
COM
45884X103
4347
452300
SH
DFND
1, 2, 3
452300
0
0
INVENSENSE INC
COM
46123D205
7210
468820
SH
DFND
1, 2, 3
468820
0
0
ISHARES TR
FTSE CHINA25 IDX
464287184
24390
750000
SH
Call
DFND
1, 2, 3
750000
0
0
ISHARES TR
NASDQ BIO INDX
464287556
17388
100000
SH
Put
DFND
1, 2, 3
100000
0
0
ISHARES TR
RUSSELL 2000
464287655
69840
720000
SH
Put
DFND
1, 2, 3
720000
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
3397
49439
SH
DFND
1, 2, 3
49439
0
0
KOSMOS ENERGY LTD
SHS
G5315B107
4064
400000
SH
DFND
1, 2, 3
400000
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
3239
58030
SH
DFND
1, 2, 3
58030
0
0
LAUDER ESTEE COS INC
CL A
518439104
9848
149730
SH
DFND
1, 2, 3
149730
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
2743
40000
SH
DFND
1, 2, 3
40000
0
0
LIBERTY MEDIA CORP
DEB 4.000% 11/1
530715AG6
10533
15500000
PRN
DFND
1, 2, 3
15500000
0
0
LIFEPOINT HOSPITALS INC
COM
53219L109
2391
49000
SH
DFND
1, 2, 3
49000
0
0
LILLY ELI & CO
COM
532457108
9824
200000
SH
Call
DFND
1, 2, 3
200000
0
0
LINCOLN ELEC HLDGS INC
COM
533900106
7158
125000
SH
DFND
1, 2, 3
125000
0
0
LINNCO LLC
COMSHS LTD INT
535782106
6500
175000
SH
DFND
1, 2, 3
175000
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
13252
200000
SH
DFND
1, 2, 3
200000
0
0
MARATHON OIL CORP
COM
565849106
8645
250000
SH
Call
DFND
1, 2, 3
250000
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
67
840
SH
DFND
1, 2, 3
840
0
0
MEDIVATION INC
COM
58501N101
13406
272194
SH
DFND
1, 2, 3
272194
0
0
MEDIVATION INC
COM
58501N101
23370
475000
SH
Call
DFND
1, 2, 3
475000
0
0
MEDIVATION INC
NOTE 2.625% 4/0
58501NAA9
1897
1500000
PRN
DFND
1, 2, 3
1500000
0
0
MELCO CROWN ENTMT LTD
ADR
585464100
4897
219000
SH
DFND
1, 2, 3
219000
0
0
MERCK & CO INC NEW
COM
58933Y105
2936
63200
SH
DFND
1, 2, 3
63200
0
0
MICRON TECHNOLOGY INC
COM
595112103
17196
1200000
SH
DFND
1, 2, 3
1200000
0
0
MONSTER BEVERAGE CORP
COM
611740101
1162
19120
SH
DFND
1, 2, 3
19120
0
0
MUELLER INDS INC
COM
624756102
1261
25000
SH
DFND
1, 2, 3
25000
0
0
NPS PHARMACEUTICALS INC
COM
62936P103
1344
89000
SH
DFND
1, 2, 3
89000
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
9910
320000
SH
DFND
1, 2, 3
320000
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
6890
100000
SH
Call
DFND
1, 2, 3
100000
0
0
NEWCASTLE INVT CORP
COM
65105M108
7845
1500000
SH
DFND
1, 2, 3
1500000
0
0
NEWELL RUBBERMAID INC
COM
651229106
6318
240700
SH
DFND
1, 2, 3
240700
0
0
NEXSTAR BROADCASTING GROUP I
CL A
65336K103
15957
450000
SH
DFND
1, 2, 3
450000
0
0
NOBLE ENERGY INC
COM
655044105
6004
100000
SH
Call
DFND
1, 2, 3
100000
0
0
ON SEMICONDUCTOR CORP
COM
682189105
4035
500000
SH
DFND
1, 2, 3
500000
0
0
ONYX PHARMACEUTICALS INC
COM
683399109
3655
42100
SH
DFND
1, 2, 3
42100
0
0
OAKTREE CAP GROUP LLC
UNIT 99/99/9999
674001201
5255
100000
SH
DFND
1, 2, 3
100000
0
0
OPKO HEALTH INC
COM
68375N103
533
75000
SH
DFND
1, 2, 3
75000
0
0
ORACLE CORP
COM
68389X105
9210
300000
SH
DFND
1, 2, 3
300000
0
0
PVH CORP
COM
693656100
2870
22950
SH
DFND
1, 2, 3
22950
0
0
PACIRA PHARMACEUTICALS INC
COM
695127100
2228
76784
SH
DFND
1, 2, 3
76784
0
0
PEABODY ENERGY CORP
SDCV 4.750%12/1
704549AG9
5575
8000000
PRN
DFND
1, 2, 3
8000000
0
0
PIONEER NAT RES CO
COM
723787107
12304
85000
SH
DFND
1, 2, 3
85000
0
0
PENNEY J C INC
COM
708160106
3074
179950
SH
DFND
1, 2, 3
179950
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
2581
580000
SH
DFND
1, 2, 3
580000
0
0
PROLOR BIOTECH INC
COM
74344F106
2988
475000
SH
DFND
1, 2, 3
475000
0
0
RADIAN GROUP
NOTE 3.000%11/1
750236AK7
1251
1000000
PRN
DFND
1, 2, 3
1000000
0
0
RADWARE LTD
ORD
M81873107
1667
121000
SH
DFND
1, 2, 3
121000
0
0
REPROS THERAPEUTICS INC
COM NEW
76028H209
13218
716418
SH
DFND
1, 2, 3
716418
0
0
RUCKUS WIRELESS INC
COM
781220108
3370
263054
SH
DFND
1, 2, 3
263054
0
0
SAP AG
SPON ADR
803054204
16751
230000
SH
Put
DFND
1, 2, 3
230000
0
0
SALIX PHARMACEUTICALS INC
COM
795435106
3885
58700
SH
DFND
1, 2, 3
58700
0
0
SALIX PHARMACEUTICALS INC
NOTE 1.500% 3/1
795435AE6
31060
26000000
PRN
DFND
1, 2, 3
26000000
0
0
SANDISK CORP
COM
80004C101
22603
370000
SH
DFND
1, 2, 3
370000
0
0
SANTARUS INC
COM
802817304
2828
134268
SH
DFND
1, 2, 3
134268
0
0
SEADRILL PARTNERS LLC
COMUNIT REP LB
Y7545W109
3086
105141
SH
DFND
1, 2, 3
105141
0
0
SINA CORP
ORD
G81477104
9748
175000
SH
DFND
1, 2, 3
175000
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
7599
259000
SH
DFND
1, 2, 3
259000
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
2937
100000
SH
Call
DFND
1, 2, 3
100000
0
0
SOLAZYME INC
COM
83415T101
1420
121850
SH
DFND
1, 2, 3
121850
0
0
SOLARFUN POWER HOLDINGS CO L
NOTE 3.500% 1/1
83415UAB4
3391
4000000
PRN
DFND
1, 2, 3
4000000
0
0
SPDR S&P 5000 ETF TR
TR UNIT
78462F103
129940
810000
SH
Put
DFND
1, 2, 3
810000
0
0
SPDR S&P 5000 ETF TR
TR UNIT
78462F103
48126
300000
SH
Call
DFND
1, 2, 3
300000
0
0
SPRINT NEXTEL CORP
COM SER 1
852061100
4563
650000
SH
DFND
1, 2, 3
650000
0
0
STARBUCKS CORP
COM
855244109
11054
168790
SH
DFND
1, 2, 3
168790
0
0
STEEL DYNAMICS INC
NOTE 5.125% 6/1
858119AP5
5355
5000000
PRN
DFND
1, 2, 3
5000000
0
0
STRYKER CORP
COM
863667101
1449
22400
SH
DFND
1, 2, 3
22400
0
0
T-MOBILE US INC
COM
872590104
10048
405000
SH
Put
DFND
1, 2, 3
405000
0
0
TEAM HEALTH HOLDINGS INC
COM
87817A107
1437
35000
SH
DFND
1, 2, 3
35000
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
2333
50600
SH
DFND
1, 2, 3
50600
0
0
TERADYNE INC
COM
880770102
3180
181000
SH
DFND
1, 2, 3
181000
0
0
TEREX CORP NEW
COM
880779103
658
25000
SH
DFND
1, 2, 3
25000
0
0
TESSERA TECHNOLOGIES INC
COM
88164L100
7270
350000
SH
DFND
1, 2, 3
350000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
3920
100000
SH
DFND
1, 2, 3
100000
0
0
THRESHOLD PHARMACEUTICAL INC
COM NEW
885807206
838
160000
SH
DFND
1, 2, 3
160000
0
0
TIMKEN CO
COM
887389104
5628
100000
SH
DFND
1, 2, 3
100000
0
0
TRACTOR SUPPLY CO
COM
892356106
1527
12990
SH
DFND
1, 2, 3
12990
0
0
TYSON FOODS INC
CL A
902494103
2522
98220
SH
DFND
1, 2, 3
98220
0
0
U S G CORP
COM NEW
903293405
3458
150000
SH
DFND
1, 2, 3
150000
0
0
UNITED CONTL HLDGS INC
COM
910047109
7862
251250
SH
DFND
1, 2, 3
251250
0
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
10613
158500
SH
DFND
1, 2, 3
158500
0
0
UNWIRED PLANET INC NEW
COM
91531F103
9361
4850000
SH
DFND
1, 2, 3
4850000
0
0
URBAN OUTFITTERS INC
COM
917047102
5480
136240
SH
DFND
1, 2, 3
136240
0
0
VANDA PHARMACEUTICALS
COM
921659108
3594
445850
SH
DFND
1, 2, 3
445850
0
0
VANDA PHARMACEUTICALS
COM
921659108
1616
200000
SH
Call
DFND
1, 2, 3
200000
0
0
VEECO INSTRS INC DEL
COM
922417100
3541
100000
SH
Put
DFND
1, 2, 3
100000
0
0
VISTEON CORP
COM NEW
92839U206
18652
295500
SH
DFND
1, 2, 3
295500
0
0
WAL-MART STORES INC
COM
931142103
1862
25000
SH
DFND
1, 2, 3
25000
0
0
WARNER CHILCOTT PLC IRELAND
SHS A
G94368100
3984
200000
SH
DFND
1, 2, 3
200000
0
0
WILLIAMS COS INC DEL
COM
969457100
5000
154000
SH
DFND
1, 2, 3
154000
0
0
WILLIAMS SONOMA INC
COM
969904101
3289
58850
SH
DFND
1, 2, 3
58850
0
0
XOMA CORP DEL
COM
98419J107
3530
975000
SH
DFND
1, 2, 3
975000
0
0
YAHOO INC
COM
984332106
2761
110000
SH
DFND
1, 2, 3
110000
0
0
YANDEX N V
SHS CLASS A
N97284108
7734
280000
SH
DFND
1, 2, 3
280000
0
0
ZELTIQ AESTHETICS INC
COM
98933Q108
4578
751787
SH
DFND
1, 2, 3
751787
0
0
ZOETIS INC
CL A
98978V103
14209
460000
SH
DFND
1, 2, 3
460000
0
0