0000919574-13-001835.txt : 20130214
0000919574-13-001835.hdr.sgml : 20130214
20130214161058
ACCESSION NUMBER: 0000919574-13-001835
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130214
DATE AS OF CHANGE: 20130214
EFFECTIVENESS DATE: 20130214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KINGDON CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001000097
IRS NUMBER: 134015739
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04575
FILM NUMBER: 13613840
BUSINESS ADDRESS:
STREET 1: 157 WEST 57TH STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-333-0100
MAIL ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19980914
FORMER COMPANY:
FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT CORP
DATE OF NAME CHANGE: 19960408
13F-HR
1
d1350119_13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [_]; Amendment Number:
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Kingdon Capital Management, L.L.C.
Address: 152 West 57th Street
New York, New York 10019
13F File Number: 028-04575
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: William Walsh
Title: Chief Financial Officer
Phone: (212) 333-0100
Signature, Place, and Date of Signing:
/s/ William Walsh New York, New York February 14, 2013
----------------------- ------------------ -----------------
(Signature) (City, State) (Date)
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[_] 13F NOTICE.
[_] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 199
Form 13F Information Table Value Total: 1,595,268 (thousands)
List of Other Included Managers:
No. 13F File Number Name
--- --------------- ----
1. 028-10584 Kingdon Associates
2. 028-13996 M. Kingdon Offshore Master Fund L.P.
3. 028-10842 Kingdon Family Partnership, L.P.
FORM 13F INFORMATION TABLE
December 31, 2012
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE
-------------- -------------- ----- ------- ------- --- ---- ---------- ----- ---- ------ ----
ABBVIE INC COM 00287Y109 1,547 45,300 SHS Shared-Defined 1/2/3 45,300
ABERCROMBIE & FITCH CL A 002896207 4,797 100,000 SHS Shared-Defined 1/2/3 100,000
ACHILLION PHARMACEUTICALS INC COM 00448Q201 2,972 371,000 SHS Shared-Defined 1/2/3 371,000
ACHILLION PHARMACEUTICALS INC COM 00448Q201 3,204 400,000 CALL Shared-Defined 1/2/3 400,000
AEGERION PHARMACEUTICALS INC COM 00767E102 7,133 281,506 SHS Shared-Defined 1/2/3 281,506
AEGERION PHARMACEUTICALS INC COM 00767E102 15,862 625,000 CALL Shared-Defined 1/2/3 625,000
AEROPOSTALE COM 007865108 3,448 265,000 SHS Shared-Defined 1/2/3 265,000
ALEXION PHARMACEUTICALS INC COM 015351109 2,184 23,300 SHS Shared-Defined 1/2/3 23,300
ALKERMES PLC SHS G01767105 666 36,000 SHS Shared-Defined 1/2/3 36,000
AMARIN CORP PLC SPONS ADR NEW 023111206 9,544 1,181,147 SHS Shared-Defined 1/2/3 1,181,147
AMARIN CORP PLC SPONS ADR NEW 023111206 9,223 1,140,000 CALL Shared-Defined 1/2/3 1,140,000
AMERICAN EXPRESS CO COM 025816109 5,748 100,000 SHS Shared-Defined 1/2/3 100,000
AMERICAN INTL GROUP INC COM NEW 026874784 19,421 550,169 SHS Shared-Defined 1/2/3 550,169
ANACOR PHARMACEUTICALS INC COM 032420101 4,879 940,033 SHS Shared-Defined 1/2/3 940,033
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 4,720 54,000 SHS Shared-Defined 1/2/3 54,000
ANTARES PHARMA INC COM 036642106 1,710 450,000 SHS Shared-Defined 1/2/3 450,000
APPLE INC COM 037833100 53,302 100,000 SHS Shared-Defined 1/2/3 100,000
ARMSTRONG WORLD INDS INC NEW COM 04247X102 15,219 300,000 SHS Shared-Defined 1/2/3 300,000
ASCENA RETAIL GROUP INC COM 04351G101 370 20,000 SHS Shared-Defined 1/2/3 20,000
AUXILIUM PHARMACEUTICALS INC COM 05334D107 2,130 115,000 SHS Shared-Defined 1/2/3 115,000
AUXILIUM PHARMACEUTICALS INC COM 05334D107 1,854 100,000 CALL Shared-Defined 1/2/3 100,000
AVAGO TECHNOLOGIES LTD SHS Y0486S104 7,156 226,018 SHS Shared-Defined 1/2/3 226,018
AVON PRODS INC COM 054303102 6,103 425,000 SHS Shared-Defined 1/2/3 425,000
B/E AEROPSACE INC COM 073302101 11,854 240,000 SHS Shared-Defined 1/2/3 240,000
BLOOMIN BRANDS INC COM 094235108 2,003 128,151 SHS Shared-Defined 1/2/3 128,151
BRINKER INTL INC COM 109641100 3,874 125,000 SHS Shared-Defined 1/2/3 125,000
BRISTOL MYERS SQUIBB CO COM 110122108 8,148 250,000 CALL Shared-Defined 1/2/3 250,000
CALIX INC COM 13100M509 1,709 222,284 SHS Shared-Defined 1/2/3 222,284
CANADIAN PAC RY LTD COM 13645T100 10,162 100,000 SHS Shared-Defined 1/2/3 100,000
CELANESE CORP DEL COM SER A 150870103 13,359 300,000 SHS Shared-Defined 1/2/3 300,000
CELGENE CORP COM 151020104 3,187 40,500 SHS Shared-Defined 1/2/3 40,500
CELGENE CORP COM 151020104 11,771 150,000 CALL Shared-Defined 1/2/3 150,000
CEMPRA INC COM 15130J109 1,678 263,429 SHS Shared-Defined 1/2/3 263,429
CENTENE CORP DEL COM 15135B101 4,838 118,000 SHS Shared-Defined 1/2/3 118,000
CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 19,719 1,050,000 SHS Shared-Defined 1/2/3 1,050,000
CHICOS FAS INC COM 168615102 9,016 488,412 SHS Shared-Defined 1/2/3 488,412
CHILDRENS PL RETAIL STORES I COM 168905107 2,241 50,620 SHS Shared-Defined 1/2/3 50,620
CHURCH & DWIGHT INC COM 171340102 3,214 60,000 SHS Shared-Defined 1/2/3 60,000
CITIGROUP INC COM NEW 172967424 17,209 435,000 SHS Shared-Defined 1/2/3 435,000
CITIGROUP INC COM NEW 172967424 19,780 500,000 CALL Shared-Defined 1/2/3 500,000
CITRIX SYS INC COM 177376100 17,092 260,000 SHS Shared-Defined 1/2/3 260,000
CLOROX CO DEL COM 189054109 8,380 114,450 SHS Shared-Defined 1/2/3 114,450
COBALT INTL ENERGY INC COM 19075F106 14,122 575,000 SHS Shared-Defined 1/2/3 575,000
COBALT INTL ENERGY INC NOTE 2.625%12/0 19075FAA4 10,052 10,000,000 PRN Shared-Defined 1/2/3 10,000,000
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 3,702 50,000 SHS Shared-Defined 1/2/3 50,000
COLUMBIA LABS INC COM 197779101 602 950,000 SHS Shared-Defined 1/2/3 950,000
CONAGRA FOODS INC COM 205887102 11,653 395,000 SHS Shared-Defined 1/2/3 395,000
CONTINENTAL RESOURCES INC COM 212015101 7,349 100,000 SHS Shared-Defined 1/2/3 100,000
CORELOGIC INC COM 21871D103 5,737 213,100 SHS Shared-Defined 1/2/3 213,100
DISH NETWORK CORP CL A 25470M109 12,194 335,000 SHS Shared-Defined 1/2/3 335,000
DST SYS INC DEL COM 233326107 7,060 116,501 SHS Shared-Defined 1/2/3 116,501
DELTA AIR LINES INC DEL COM NEW 247361702 10,742 905,000 SHS Shared-Defined 1/2/3 905,000
DISCOVER FINL SVCS COM 254709108 24,287 630,000 SHS Shared-Defined 1/2/3 630,000
DOLLAR GEN CORP NEW COM 256677105 11,755 266,621 SHS Shared-Defined 1/2/3 266,621
DYNAVAX TECHNOLOGIES CORP COM 268158102 4,118 1,450,000 SHS Shared-Defined 1/2/3 1,450,000
E M C CORP MASS COM 268648102 9,235 365,000 SHS Shared-Defined 1/2/3 365,000
EBAY INC COM 278642103 5,930 116,200 SHS Shared-Defined 1/2/3 116,200
EDGEN GROUP INC CL A 28014Q107 3,530 500,000 SHS Shared-Defined 1/2/3 500,000
ELAN PLC ADR 284131208 1,992 195,100 SHS Shared-Defined 1/2/3 195,100
EMERGENT BIOSOLUTIONS INC COM 29089Q105 16,507 1,029,104 SHS Shared-Defined 1/2/3 1,029,104
ENDO HEALTH SOLUTIONS INC COM 29264F205 6,558 250,000 CALL Shared-Defined 1/2/3 250,000
EXACTTARGET INC COM 30064K105 6,000 300,000 SHS Shared-Defined 1/2/3 300,000
EXCO RESOURCES INC COM 269279402 2,031 300,000 SHS Shared-Defined 1/2/3 300,000
EXPRESS SCRIPTS HLDG CO COM 30219G108 5,400 100,000 CALL Shared-Defined 1/2/3 100,000
FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 7,150 71,000 SHS Shared-Defined 1/2/3 71,000
FOOT LOCKER INC COM 344849104 2,281 71,000 SHS Shared-Defined 1/2/3 71,000
FORTINET INC COM 34959E109 4,212 200,000 SHS Shared-Defined 1/2/3 200,000
FRANCESCAS HLDGS CORP COM 351793104 779 30,000 SHS Shared-Defined 1/2/3 30,000
GNC HLDGS INC COM CL A 36191G107 1,847 55,500 SHS Shared-Defined 1/2/3 55,500
GENERAL MLS INC COM 370334104 10,103 250,000 SHS Shared-Defined 1/2/3 250,000
GEORGIA GULF CORP COM PAR$0.01 NEW 373200302 7,637 185,000 SHS Shared-Defined 1/2/3 185,000
GEVO INC COM 374396109 539 350,000 SHS Shared-Defined 1/2/3 350,000
GILEAD SCIENCES INC COM 375558103 3,307 45,000 SHS Shared-Defined 1/2/3 45,000
GREENBRIER COS INC NOTE 3.500% 4/0 393657AH4 5,962 6,500,000 PRN Shared-Defined 1/2/3 6,500,000
GREEN MTN COFFEE ROASTERS INC COM 393122106 1,034 25,000 SHS Shared-Defined 1/2/3 25,000
GRIFOLS S A SP ADR REP B NVT 398438408 7,538 290,945 SHS Shared-Defined 1/2/3 290,945
HCA HOLDINGS INC COM 40412C101 36,599 1,213,108 SHS Shared-Defined 1/2/3 1,213,108
HARRY WINSTON DIAMOND CORP COM 41587B100 2,466 175,000 SHS Shared-Defined 1/2/3 175,000
HARSCO CORP COM 415864107 7,050 300,000 SHS Shared-Defined 1/2/3 300,000
HEALTH MGMT ASSOC INC NEW CL A 421933102 1,398 150,000 SHS Shared-Defined 1/2/3 150,000
HEALTHSOUTH CORP COM NEW 421924309 3,969 188,000 SHS Shared-Defined 1/2/3 188,000
HERBALIFE LTD COM USD SHS G4412G101 329 10,000 SHS Shared-Defined 1/2/3 10,000
HERTZ GLOBAL HOLDINGS INC COM 42805T105 12,528 770,000 SHS Shared-Defined 1/2/3 770,000
HI-TECH PHARMACAL INC COM 42840B101 3,669 105,000 SHS Shared-Defined 1/2/3 105,000
HILLSHIRE BRANDS CO COM 432589109 1,266 44,990 SHS Shared-Defined 1/2/3 44,990
HOLLYSYS AUTOMATION TECHNOLO SHS G45667105 1,660 140,000 SHS Shared-Defined 1/2/3 140,000
HOLOGIC INC COM 436440101 3,005 150,000 SHS Shared-Defined 1/2/3 150,000
IDENIX PHARMACEUTICALS INC COM 45166R204 1,455 300,000 CALL Shared-Defined 1/2/3 300,000
IMPAX LABORATORIES INC COM 45256B101 1,024 50,000 SHS Shared-Defined 1/2/3 50,000
IMPAX LABORATORIES INC COM 45256B101 2,049 100,000 CALL Shared-Defined 1/2/3 100,000
INGREDION INC COM 457187102 4,252 66,000 SHS Shared-Defined 1/2/3 66,000
INTERFACE INC COM 458665304 3,214 200,000 SHS Shared-Defined 1/2/3 200,000
INVENSENSE INC COM 46123D205 3,146 283,200 SHS Shared-Defined 1/2/3 283,200
ISHARES TR NASDQ BIO INDX 464287556 27,444 200,000 PUT Shared-Defined 1/2/3 200,000
JAZZ PHARMACEUTICALS PLC SHS USD G50871105 5,054 95,000 SHS Shared-Defined 1/2/3 95,000
JPMORGAN CHASE & CO COM 46625H100 8,794 200,000 CALL Shared-Defined 1/2/3 200,000
KOSMOS ENERGY LTD SHS G5315B107 4,940 400,000 SHS Shared-Defined 1/2/3 400,000
KRATON PERFORMANCE POLYMERS COM 50077C106 1,202 50,000 SHS Shared-Defined 1/2/3 50,000
LEVEL 3 COMMUNICATIONS INC NOTE 7.000% 3/1 52729NBP4 600 500,000 PRN Shared-Defined 1/2/3 500,000
LIFEPOINT HOSPITALS INC COM 53219L109 4,491 119,000 SHS Shared-Defined 1/2/3 119,000
LIBERTY MEDIA CORP DEB 4.000% 11/1 530715AG6 9,308 14,000,000 PRN Shared-Defined 1/2/3 14,000,000
LIBERTY MEDIA CORP DEB 3.250% 3/1 530715AR2 4,728 5,000,000 PRN Shared-Defined 1/2/3 5,000,000
LIMITED BRANDS INC COM 532716107 3,294 70,000 SHS Shared-Defined 1/2/3 70,000
LINNCO LLC COMSHS LTD INT 535782106 9,035 250,000 SHS Shared-Defined 1/2/3 250,000
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 25,691 450,000 SHS Shared-Defined 1/2/3 450,000
MSCI INC COM 55354G100 8,761 282,700 SHS Shared-Defined 1/2/3 282,700
MGM RESORTS INTERNATIONAL NOTE 4.250% 4/1 55303QAE0 7,399 7,000,000 PRN Shared-Defined 1/2/3 7,000,000
MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 3,692 231,936 SHS Shared-Defined 1/2/3 231,936
MARATHON OIL CORP COM 565849106 12,264 400,000 CALL Shared-Defined 1/2/3 400,000
MASTERCARD INC CL A 57636Q104 5,031 10,240 SHS Shared-Defined 1/2/3 10,240
MATTRESS FIRM HLDG CORP COM 57722W106 2,453 100,000 SHS Shared-Defined 1/2/3 100,000
MCDONALDS CORP COM 580135101 1,323 15,000 SHS Shared-Defined 1/2/3 15,000
MEDIVATION INC COM 58501N101 26,073 509,532 SHS Shared-Defined 1/2/3 509,532
MEDIVATION INC COM 58501N101 14,069 275,000 CALL Shared-Defined 1/2/3 275,000
MEDIVATION INC NOTE 2.625% 4/0 58501NAA9 1,916 1,500,000 PRN Shared-Defined 1/2/3 1,500,000
MICHAEL KORS HLDGS LTD SHS G60754101 1,429 28,000 SHS Shared-Defined 1/2/3 28,000
MUELLER INDS INC COM 624756102 10,006 200,000 SHS Shared-Defined 1/2/3 200,000
NETSCOUT SYS INC COM 64115T104 2,948 113,530 SHS Shared-Defined 1/2/3 113,530
NOBLE ENERGY INC COM 655044105 20,348 200,000 SHS Shared-Defined 1/2/3 200,000
NOBLE ENERGY INC COM 655044105 12,718 125,000 CALL Shared-Defined 1/2/3 125,000
NUCOR CORP COM 670346105 21,580 500,000 CALL Shared-Defined 1/2/3 500,000
NU SKIN ENTERPRISES INC CL A 67018T105 1,297 35,000 SHS Shared-Defined 1/2/3 35,000
ONYX PHARMACEUTICALS INC COM 683399109 3,406 45,100 SHS Shared-Defined 1/2/3 45,100
ONYX PHARMACEUTICALS INC COM 683399109 7,553 100,000 CALL Shared-Defined 1/2/3 100,000
OAKTREE CAP GROUP LLC UNIT 99/99/9999 674001201 13,192 290,000 SHS Shared-Defined 1/2/3 290,000
OMNIVISION TECHNOLOGIES INC COM 682128103 5,909 420,000 SHS Shared-Defined 1/2/3 420,000
OPKO HEALTH INC COM 68375N103 3,848 800,000 SHS Shared-Defined 1/2/3 800,000
OWENS CORNING NEW COM 690742101 16,646 450,000 SHS Shared-Defined 1/2/3 450,000
PBF ENERGY INC CL A 69318G106 5,084 175,000 SHS Shared-Defined 1/2/3 175,000
PEABODY ENERGY CORP SDCV 4.750%12/1 704549AG9 5,776 6,000,000 PRN Shared-Defined 1/2/3 6,000,000
PETSMART INC COM 716768106 1,435 21,000 SHS Shared-Defined 1/2/3 21,000
PFIZER INC COM 717081103 8,384 334,300 SHS Shared-Defined 1/2/3 334,300
PFIZER INC COM 717081103 3,762 150,000 CALL Shared-Defined 1/2/3 150,000
PHILLIPS 66 COM 718546104 10,620 200,000 CALL Shared-Defined 1/2/3 200,000
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 17,585 270,000 PUT Shared-Defined 1/2/3 270,000
PROLOR BIOTECH INC COM 74344F106 2,228 450,000 SHS Shared-Defined 1/2/3 450,000
PROSHARES TR PSHS ULT S&P 500 74347R107 30,175 500,000 PUT Shared-Defined 1/2/3 500,000
QUALCOMM INC COM 747525103 17,155 276,600 SHS Shared-Defined 1/2/3 276,600
RADWARE LTD ORD M81873107 11,246 340,884 SHS Shared-Defined 1/2/3 340,884
ROWAN COMPANIES PLC SHS CL A G7665A101 7,036 225,000 SHS Shared-Defined 1/2/3 225,000
SPDR S&P 500 ETF TR TR UNIT 78462F103 7,121 50,000 SHS Shared-Defined 1/2/3 50,000
SPDR S&P 500 ETF TR TR UNIT 78462F103 68,357 480,000 CALL Shared-Defined 1/2/3 480,000
SPDR S&P 500 ETF TR TR UNIT 78462F103 28,482 200,000 PUT Shared-Defined 1/2/3 200,000
SAGENT PHARMACEUTICALS INC COM 786692103 5,090 316,763 SHS Shared-Defined 1/2/3 316,763
SALIX PHARMACEUTICALS INC COM 795435106 14,403 355,900 SHS Shared-Defined 1/2/3 355,900
SANDISK CORP COM 80004C101 6,344 145,700 SHS Shared-Defined 1/2/3 145,700
SANDISK CORP NOTE 1.500% 8/1 80004CAD3 5,804 5,000,000 PRN Shared-Defined 1/2/3 5,000,000
SANDRIDGE ENERGY INC COM 80007P307 1,270 200,000 SHS Shared-Defined 1/2/3 200,000
SANTARUS INC COM 802817304 2,416 220,000 SHS Shared-Defined 1/2/3 220,000
SEADRILL LIMITED SHS G7945E105 3,848 150,000 SHS Shared-Defined 1/2/3 150,000
SEMTECH CORP COM 816850101 2,036 70,342 SHS Shared-Defined 1/2/3 70,342
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 10,227 624,000 SHS Shared-Defined 1/2/3 624,000
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 8,195 500,000 PUT Shared-Defined 1/2/3 500,000
SHERWIN WILLIAMS CO COM 824348106 5,284 34,350 SHS Shared-Defined 1/2/3 34,350
SHIRE PLC SPONSORED ADR 82481R106 6,220 67,500 SHS Shared-Defined 1/2/3 67,500
SIGNET JEWELERS LIMITED SHS G81276100 2,483 46,500 SHS Shared-Defined 1/2/3 46,500
SILICON IMAGE INC COM 82705T102 2,862 578,256 SHS Shared-Defined 1/2/3 578,256
SIRONA DENTAL SYSTEMS INC COM 82966C103 645 10,000 SHS Shared-Defined 1/2/3 10,000
SOLARFUN POWER HOLDINGS CO L NOTE 3.500% 1/1 83415UAB4 3,810 5,000,000 PRN Shared-Defined 1/2/3 5,000,000
SOLAZYME INC COM 83415T101 1,133 144,350 SHS Shared-Defined 1/2/3 144,350
SPECTRUM BRANDS HLDGS INC COM 84763R101 5,481 122,000 SHS Shared-Defined 1/2/3 122,000
SPREADTRUM COMMUNICATIONS IN ADR 849415203 8,202 466,000 SHS Shared-Defined 1/2/3 466,000
STEEL DYNAMICS INC COM 858119100 3,433 250,000 SHS Shared-Defined 1/2/3 250,000
ST JUDE MED INC COM 790849103 7,228 200,000 PUT Shared-Defined 1/2/3 200,000
STRYKER CORP COM 863667101 2,204 40,200 SHS Shared-Defined 1/2/3 40,200
SUNPOWER CORP DBCV 4.750% 4/1 867652AC3 7,564 8,000,000 PRN Shared-Defined 1/2/3 8,000,000
SYNAPTICS INC COM 87157D109 3,197 106,635 SHS Shared-Defined 1/2/3 106,635
TARGET CORP COM 87612E106 15,704 265,397 SHS Shared-Defined 1/2/3 265,397
TEAM HEALTH HOLDINGS INC COM 87817A107 5,179 180,000 SHS Shared-Defined 1/2/3 180,000
TEREX CORP NEW COM 880779103 16,866 600,000 SHS Shared-Defined 1/2/3 600,000
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 9,263 250,000 SHS Shared-Defined 1/2/3 250,000
THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 842 200,000 SHS Shared-Defined 1/2/3 200,000
TIVO INC COM 888706108 23,432 1,903,500 SHS Shared-Defined 1/2/3 1,903,500
TRACTOR SUPPLY CO COM 892356106 1,326 15,000 SHS Shared-Defined 1/2/3 15,000
TRONOX LTD SHS CL A Q9235V101 8,669 475,000 SHS Shared-Defined 1/2/3 475,000
TYSON FOODS INC CL A 902494103 1,649 85,000 SHS Shared-Defined 1/2/3 85,000
U S G CORP COM NEW 903293405 5,614 200,000 SHS Shared-Defined 1/2/3 200,000
ULTA SALON COSMETICS & FRAG I COM 90384S303 1,963 20,000 SHS Shared-Defined 1/2/3 20,000
UNDER ARMOUR INC CL A 904311107 1,456 30,000 SHS Shared-Defined 1/2/3 30,000
UNITED RENTALS INC COM 911363109 12,518 275,000 SHS Shared-Defined 1/2/3 275,000
UNIVERSAL HLTH SVCS INC CL B 913903100 2,369 49,000 SHS Shared-Defined 1/2/3 49,000
UNWIRED PLANET INC NEW COM 91531F103 5,464 4,553,476 SHS Shared-Defined 1/2/3 4,553,476
VALERO ENERGY CORP NEW COM 91913Y100 17,060 500,000 CALL Shared-Defined 1/2/3 500,000
VANGUARD HEALTH SYS INC COM 922036207 5,378 439,000 SHS Shared-Defined 1/2/3 439,000
VISTEON CORP COM NEW 92839U206 6,458 120,000 SHS Shared-Defined 1/2/3 120,000
VISTEON CORP COM NEW 92839U206 10,764 200,000 CALL Shared-Defined 1/2/3 200,000
VRINGO INC COM 92911N104 294 102,500 SHS Shared-Defined 1/2/3 102,500
VRINGO INC COM 92911N104 1,435 500,000 CALL Shared-Defined 1/2/3 500,000
WAL-MART STORES INC COM 931142103 15,011 220,000 SHS Shared-Defined 1/2/3 220,000
WALTER ENERGY INC COM 93317Q105 6,279 175,000 SHS Shared-Defined 1/2/3 175,000
WARNER CHILCOTT PLC IRELAND SHS A G94368100 4,816 400,000 SHS Shared-Defined 1/2/3 400,000
WATSON PHARMACEUTICALS INC COM 942683103 24,934 289,930 SHS Shared-Defined 1/2/3 289,930
WATSON PHARMACEUTICALS INC COM 942683103 25,800 300,000 CALL Shared-Defined 1/2/3 300,000
WELLCARE HEALTH PLANS INC COM 94946T106 4,139 85,000 SHS Shared-Defined 1/2/3 85,000
WHOLE FOODS MKT INC COM 966837106 11,272 123,433 SHS Shared-Defined 1/2/3 123,433
WILLIAMS COS INC DEL COM 969457100 13,096 400,000 SHS Shared-Defined 1/2/3 400,000
YANDEX N V SHS CLASS A N97284108 7,517 349,000 SHS Shared-Defined 1/2/3 349,000
YOUKU TUDOU INC SPONSORED ADR 98742U100 6,426 352,300 SHS Shared-Defined 1/2/3 352,300
ZELTIQ AESTHETICS INC COM 98933Q108 1,902 411,787 SHS Shared-Defined 1/2/3 411,787
SK 48400 0009 1350119