0001578005-20-000001.txt : 20200828 0001578005-20-000001.hdr.sgml : 20200828 20200828173336 ACCESSION NUMBER: 0001578005-20-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200826 FILED AS OF DATE: 20200828 DATE AS OF CHANGE: 20200828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zhu Jeremy Qinli CENTRAL INDEX KEY: 0001578005 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26680 FILM NUMBER: 201148998 MAIL ADDRESS: STREET 1: 1940 LINDA FLORA DRIVE CITY: LOS ANGELES STATE: CA ZIP: 90077 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLAS FINANCIAL INC CENTRAL INDEX KEY: 0001000045 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 593019317 STATE OF INCORPORATION: FL FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BLDG C SUITE 501B CITY: CLEARWATER STATE: FL ZIP: 33759 BUSINESS PHONE: 7277260763 MAIL ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BLDG C SUITE 501B CITY: CLEARWATER STATE: FL ZIP: 33759 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-08-26 0 0001000045 NICHOLAS FINANCIAL INC NICK 0001578005 Zhu Jeremy Qinli 1940 LINDA FLORA DRIVE LOS ANGELES CA 90077 1 0 0 0 Common Stock 2020-08-26 2020-08-26 4 A 0 2481 0 A 9096 D Common Stock 600704 I (2) These shares were awarded on 8/26/2020. 2,481 shares vest in one year. The closing price on the issuer's common stock reported on NASDAQ on 8/26/2020 was $8.06. Represents shares held by TCW Sepulveda Long/Short Equity Fund I, L.P, and TCW Sepulveda Long/Short Equity Master Fund LTD (together, the "Funds"), which Funds are managed by Sepulveda Management LLC. Mr. Zhu is a principal of, and acts as a director of, Sepulveda Management LLC, and also holds certain limited partnership interests in the Funds. Mr. Zhu disclaims beneficial ownership of these shares to the extent of his pecuniary interest therein. /s/ Irina Nashtatik 2020-08-28