0001398344-17-003516.txt : 20170314
0001398344-17-003516.hdr.sgml : 20170314
20170314171736
ACCESSION NUMBER: 0001398344-17-003516
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170313
FILED AS OF DATE: 20170314
DATE AS OF CHANGE: 20170314
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NICHOLAS FINANCIAL INC
CENTRAL INDEX KEY: 0001000045
STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153]
IRS NUMBER: 593019317
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 2454 MCMULLEN BOOTH RD
STREET 2: BLDG C SUITE 501 B
CITY: CLEARWATER
STATE: FL
ZIP: 33759
BUSINESS PHONE: 7277260763
MAIL ADDRESS:
STREET 1: 2454 MCMULLEN BOOTH RD
STREET 2: BLDG C SUITE 501B
CITY: CLEARWATER
STATE: FL
ZIP: 33759
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Peterson Adam K
CENTRAL INDEX KEY: 0001667769
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26680
FILM NUMBER: 17688951
MAIL ADDRESS:
STREET 1: 1411 HARNEY STREET, SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAGNOLIA GROUP, LLC
CENTRAL INDEX KEY: 0001618376
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26680
FILM NUMBER: 17688952
BUSINESS ADDRESS:
STREET 1: 1411 HARNEY STREET
STREET 2: SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
BUSINESS PHONE: 918-796-3158
MAIL ADDRESS:
STREET 1: 1411 HARNEY STREET
STREET 2: SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
FORMER NAME:
FORMER CONFORMED NAME: MAGNOLIA GROUP LLC
DATE OF NAME CHANGE: 20140902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAGNOLIA CAPITAL FUND, LP
CENTRAL INDEX KEY: 0001618333
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26680
FILM NUMBER: 17688953
BUSINESS ADDRESS:
STREET 1: 1411 HARNEY ST., SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
BUSINESS PHONE: 402-509-8456
MAIL ADDRESS:
STREET 1: 1411 HARNEY ST., SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
4
1
fp0024633_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-03-13
0
0001000045
NICHOLAS FINANCIAL INC
NICK
0001618333
MAGNOLIA CAPITAL FUND, LP
1411 HARNEY ST., SUITE 200
OMAHA
NE
68102
0
0
1
0
0001618376
MAGNOLIA GROUP, LLC
1411 HARNEY STREET
SUITE 200
OMAHA
NE
68102
0
0
1
0
0001667769
Peterson Adam K
1411 HARNEY STREET
SUITE 200
OMAHA
NE
68102
0
0
1
0
Common Stock
2017-03-13
4
P
0
39775
10.3754
A
1311899
D
Common Stock
2017-03-14
4
P
0
1700
10.4252
A
1313599
D
All of the reported shares are directly owned by Magnolia Capital Fund, LP, of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Adam K. Peterson ("Mr. Peterson") is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the above listed Common Stock of Nicholas Financial, Inc.
TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.
This transaction was executed in multiple trades at prices ranging from $10.28 to $10.52. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $10.41 to $10.50. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
/s/ Adam K. Peterson on behalf of the Magnolia Capital Fund, LP by its General Partner, The Magnolia Group, LLC
2017-03-14
/s/ Adam K. Peterson, managing member on behalf of The Magnolia Group, LLC
2017-03-14
/s/ Adam K. Peterson
2017-03-14