0001357521-19-000014.txt : 20190814 0001357521-19-000014.hdr.sgml : 20190814 20190814152221 ACCESSION NUMBER: 0001357521-19-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190813 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marohn Douglas W CENTRAL INDEX KEY: 0001496701 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26680 FILM NUMBER: 191025748 MAIL ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BLDG C #501B CITY: CLEARWATER STATE: FL ZIP: 33759 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLAS FINANCIAL INC CENTRAL INDEX KEY: 0001000045 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 593019317 STATE OF INCORPORATION: FL FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BLDG C SUITE 501B CITY: CLEARWATER STATE: FL ZIP: 33759 BUSINESS PHONE: 7277260763 MAIL ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BLDG C SUITE 501B CITY: CLEARWATER STATE: FL ZIP: 33759 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-08-13 0 0001000045 NICHOLAS FINANCIAL INC NICK 0001496701 Marohn Douglas W 2454 MCMULLEN BOOTH RD BLDG C #501B CLEARWATER FL 33759 1 1 0 0 CEO & President Common 2019-08-13 4 P 0 3000 8.37 A 65158 D Common 2019-08-13 4 A 0 3000 0 A 68158 D Common 39 I Spouse Represents the average purchase price. These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 8/13/2019 was $8.36. /s/ Kelly M. Malson 2019-08-14