0001357521-19-000006.txt : 20190516 0001357521-19-000006.hdr.sgml : 20190516 20190516085142 ACCESSION NUMBER: 0001357521-19-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190515 FILED AS OF DATE: 20190516 DATE AS OF CHANGE: 20190516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MALSON KELLY M CENTRAL INDEX KEY: 0001357521 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26680 FILM NUMBER: 19830622 MAIL ADDRESS: STREET 1: 2454 MCMULLEN BOOTH ROAD STREET 2: BUILDING C CITY: CLEARWATER STATE: FL ZIP: 33759 FORMER NAME: FORMER CONFORMED NAME: Snape Kelly Malson DATE OF NAME CHANGE: 20060327 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLAS FINANCIAL INC CENTRAL INDEX KEY: 0001000045 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 593019317 STATE OF INCORPORATION: FL FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BLDG C SUITE 501B CITY: CLEARWATER STATE: FL ZIP: 33759 BUSINESS PHONE: 7277260763 MAIL ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BLDG C SUITE 501B CITY: CLEARWATER STATE: FL ZIP: 33759 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-05-15 0 0001000045 NICHOLAS FINANCIAL INC NICK 0001357521 MALSON KELLY M 2454 MCMULLEN BOOTH ROAD BUILDING C CLEARWATER FL 33759 0 1 0 0 CFO Common 2019-05-15 4 P 0 2094 8.9668 A 41170 D Common 2019-05-15 4 A 0 2094 0 A 43264 D Purchase of shares were made in accordance with a 10b5-1 Plan previously executed. Represents the average purchase price. These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 5/15/2019 was $8.70 /s/ Kelly M. Malson 2019-05-16