0001200876-14-000148.txt : 20141001
0001200876-14-000148.hdr.sgml : 20141001
20141001191400
ACCESSION NUMBER: 0001200876-14-000148
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140926
FILED AS OF DATE: 20141001
DATE AS OF CHANGE: 20141001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NICHOLAS FINANCIAL INC
CENTRAL INDEX KEY: 0001000045
STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153]
IRS NUMBER: 593019317
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 2454 MCMULLEN BOOTH RD
STREET 2: BLDG C SUITE 501 B
CITY: CLEARWATER
STATE: FL
ZIP: 33759
BUSINESS PHONE: 7277260763
MAIL ADDRESS:
STREET 1: 2454 MCMULLEN BOOTH RD
STREET 2: BLDG C SUITE 501B
CITY: CLEARWATER
STATE: FL
ZIP: 33759
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VOSOTAS PETER L
CENTRAL INDEX KEY: 0001265079
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26680
FILM NUMBER: 141134332
MAIL ADDRESS:
STREET 1: 2454 MCMULLEN BOOTH ROAD
STREET 2: BLDG C SUITE 501B
CITY: CLEARWATER
STATE: FL
ZIP: 33759
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-09-26
0
0001000045
NICHOLAS FINANCIAL INC
NICK
0001265079
VOSOTAS PETER L
2849 SHADY OAK COURT
CLEARWATER
FL
34621
0
0
1
0
Common Stock
2014-09-26
4
S
0
26823
11.19
D
1135958
I
By: Vosotas Family Trust
Common Stock
2014-09-30
4
S
0
3000
11.9
D
1132958
I
By: Vosotas Family Trust
Common Stock
376883
D
Common Stock
4432
I
By: Spouse
Stock Options (right to buy)
0.35
2019-04-01
Common Stock
27500
27500
D
Stock Options (right to buy)
0.38
2019-03-31
Common Stock
55000
55000
D
The option vests in two equal annual installments beginning on April 1, 2010.
The option vests in two equal annual installments beginning on March 31, 2010.
EXHIBIT:
POWER OF ATTORNEY
Tyler Hudson, attorney-in fact for Peter L. Vosotas
2014-10-01
EX-24
2
vosotas.txt
POA
POWER OF ATTORNEY
Know all by these presents that the undersigned constitutes and appoints each
of Robert J. Grammig and Tyler Hudson, as the undersigned's true and lawful
attorney-in-fact to:
(1) execute for and on behalf of the undersigned, in the undersigned's capacity
as a 10% holder of Nicholas Financial Inc (the "Company"), Forms 4 and 5
in accordance with Section 16(a) of the Securities Exchange Act of 1934
(the "Act") and the rules under the Act;
(2) do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute any such Forms 4 or 5
and timely file such form with the United States Securities and Exchange
Commission and any stock exchange or similar authority; and
(3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit
to, in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of
the undersigned pursuant to this Power of Attorney shall be in such form and
shall contain such terms and conditions as such attorney-in-fact may approve
in such attorney-in-fact's discretion.
The undersigned grants to such attorney-in-fact full power and authority to do
and perform any and every act and thing whatsoever necessary, appropriate or
convenient to be done in the exercise of any of the rights and powers granted in
this Power of Attorney, as fully to all intents and purposes as the undersigned
might or could do if personally present, with full power of substitution or
revocation, ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers granted in
this Power of Attorney. The undersigned acknowledges that the foregoing
attorney-in-fact, in serving in such capacity at the request of the
undersigned, is not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Act.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 4 and 5 with respect to
the undersigned's holdings of and transactions in securities issued by the
Company, unless earlier revoked by the undersigned in a signed writing
delivered to the foregoing attorney-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to
be effective as of this 1st day of October, 2014.
/s/ Peter L. Vosota
/s/s
Peter L.Vosotas