0001140361-15-016104.txt : 20150422
0001140361-15-016104.hdr.sgml : 20150422
20150422153314
ACCESSION NUMBER: 0001140361-15-016104
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150319
FILED AS OF DATE: 20150422
DATE AS OF CHANGE: 20150422
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NICHOLAS FINANCIAL INC
CENTRAL INDEX KEY: 0001000045
STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153]
IRS NUMBER: 593019317
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 2454 MCMULLEN BOOTH RD
STREET 2: BLDG C SUITE 501 B
CITY: CLEARWATER
STATE: FL
ZIP: 33759
BUSINESS PHONE: 7277260763
MAIL ADDRESS:
STREET 1: 2454 MCMULLEN BOOTH RD
STREET 2: BLDG C SUITE 501B
CITY: CLEARWATER
STATE: FL
ZIP: 33759
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ERNST KENNETH
CENTRAL INDEX KEY: 0001283442
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26680
FILM NUMBER: 15785538
MAIL ADDRESS:
STREET 1: 2229 WASHINGTON VALLEY RD
CITY: MARTINSVILLE
STATE: NJ
ZIP: 08836
4
1
doc1.xml
FORM 4
X0306
4
2015-03-19
1
0001000045
NICHOLAS FINANCIAL INC
NICK
0001283442
ERNST KENNETH
219 7TH STREET
TIERRA VERDE
FL
33715
0
0
1
0
Common Stock
2015-03-19
4
S
0
354411
14.85
D
87399
I
By Mahan Children II, LLC
Common Stock
2015-03-19
4
S
0
320068
14.85
D
332838
I
By Mahan Family II, LLC
All share numbers reflect a 10% stock dividend paid on December 7, 2009.
The reporting person is the husband of Nancy Ernst, a manager and equity holder of the limited liability company that owns the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of the reporting person's pecuniary interest therein.
Mahan Children II, LLC and Mahan Family II, LLC are the successors in interest to Mahan Children, LLC and Mahan Family, LLC, respectively, and each of such entities is identical in all material respects to its predecessor except that its state of organization is Florida rather than New Jersey.
/s/ Kenneth Ernst
2015-04-22