0001140361-15-016104.txt : 20150422 0001140361-15-016104.hdr.sgml : 20150422 20150422153314 ACCESSION NUMBER: 0001140361-15-016104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150319 FILED AS OF DATE: 20150422 DATE AS OF CHANGE: 20150422 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLAS FINANCIAL INC CENTRAL INDEX KEY: 0001000045 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 593019317 STATE OF INCORPORATION: FL FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BLDG C SUITE 501 B CITY: CLEARWATER STATE: FL ZIP: 33759 BUSINESS PHONE: 7277260763 MAIL ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BLDG C SUITE 501B CITY: CLEARWATER STATE: FL ZIP: 33759 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ERNST KENNETH CENTRAL INDEX KEY: 0001283442 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26680 FILM NUMBER: 15785538 MAIL ADDRESS: STREET 1: 2229 WASHINGTON VALLEY RD CITY: MARTINSVILLE STATE: NJ ZIP: 08836 4 1 doc1.xml FORM 4 X0306 4 2015-03-19 1 0001000045 NICHOLAS FINANCIAL INC NICK 0001283442 ERNST KENNETH 219 7TH STREET TIERRA VERDE FL 33715 0 0 1 0 Common Stock 2015-03-19 4 S 0 354411 14.85 D 87399 I By Mahan Children II, LLC Common Stock 2015-03-19 4 S 0 320068 14.85 D 332838 I By Mahan Family II, LLC All share numbers reflect a 10% stock dividend paid on December 7, 2009. The reporting person is the husband of Nancy Ernst, a manager and equity holder of the limited liability company that owns the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of the reporting person's pecuniary interest therein. Mahan Children II, LLC and Mahan Family II, LLC are the successors in interest to Mahan Children, LLC and Mahan Family, LLC, respectively, and each of such entities is identical in all material respects to its predecessor except that its state of organization is Florida rather than New Jersey. /s/ Kenneth Ernst 2015-04-22