0001000045-12-000007.txt : 20120719
0001000045-12-000007.hdr.sgml : 20120719
20120719155521
ACCESSION NUMBER: 0001000045-12-000007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120717
FILED AS OF DATE: 20120719
DATE AS OF CHANGE: 20120719
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NICHOLAS FINANCIAL INC
CENTRAL INDEX KEY: 0001000045
STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153]
IRS NUMBER: 593019317
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 2454 MCMULLEN BOOTH RD
STREET 2: BLDG C SUITE 501 B
CITY: CLEARWATER
STATE: FL
ZIP: 33759
BUSINESS PHONE: 7277260763
MAIL ADDRESS:
STREET 1: 2454 MCMULLEN BOOTH RD
STREET 2: BLDG C SUITE 501B
CITY: CLEARWATER
STATE: FL
ZIP: 33759
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FINKENBRINK RALPH
CENTRAL INDEX KEY: 0001265081
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26680
FILM NUMBER: 12970041
MAIL ADDRESS:
STREET 1: 2454 MCMULLEN BOOTH ROAD
STREET 2: BLDG C SUITE 501B
CITY: CLEARWATER
STATE: FL
ZIP: 33759
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2012-07-17
0
0001000045
NICHOLAS FINANCIAL INC
NICK
0001265081
FINKENBRINK RALPH
2454 MCMULLEN BOOTH ROAD
BLDG C SUITE 501B
CLEARWATER
FL
33759
1
1
0
0
Sr. VP and CFO
Common Stock
2012-07-17
4
S
0
5000
12.95
D
144803
D
Stock Option (right to buy)
8.58
2017-08-31
Common Stock
11000
11000
D
Stock Option (right to buy)
5.6
2018-03-19
Common Stock
8200
8200
D
Stock Option (right to buy)
5.5
2018-04-01
Common Stock
38500
38500
D
The options vest in five equal annual installments beginning on August 31, 2008.
The options vest in three equal annual installments beginning on March 19, 2009.
The options vest in three equal annual installments beginning on April 1, 2009.
/s/ Ralph T. Finkenbrink
2012-07-19