0001000045-12-000007.txt : 20120719 0001000045-12-000007.hdr.sgml : 20120719 20120719155521 ACCESSION NUMBER: 0001000045-12-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120717 FILED AS OF DATE: 20120719 DATE AS OF CHANGE: 20120719 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLAS FINANCIAL INC CENTRAL INDEX KEY: 0001000045 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 593019317 STATE OF INCORPORATION: FL FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BLDG C SUITE 501 B CITY: CLEARWATER STATE: FL ZIP: 33759 BUSINESS PHONE: 7277260763 MAIL ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BLDG C SUITE 501B CITY: CLEARWATER STATE: FL ZIP: 33759 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FINKENBRINK RALPH CENTRAL INDEX KEY: 0001265081 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26680 FILM NUMBER: 12970041 MAIL ADDRESS: STREET 1: 2454 MCMULLEN BOOTH ROAD STREET 2: BLDG C SUITE 501B CITY: CLEARWATER STATE: FL ZIP: 33759 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-07-17 0 0001000045 NICHOLAS FINANCIAL INC NICK 0001265081 FINKENBRINK RALPH 2454 MCMULLEN BOOTH ROAD BLDG C SUITE 501B CLEARWATER FL 33759 1 1 0 0 Sr. VP and CFO Common Stock 2012-07-17 4 S 0 5000 12.95 D 144803 D Stock Option (right to buy) 8.58 2017-08-31 Common Stock 11000 11000 D Stock Option (right to buy) 5.6 2018-03-19 Common Stock 8200 8200 D Stock Option (right to buy) 5.5 2018-04-01 Common Stock 38500 38500 D The options vest in five equal annual installments beginning on August 31, 2008. The options vest in three equal annual installments beginning on March 19, 2009. The options vest in three equal annual installments beginning on April 1, 2009. /s/ Ralph T. Finkenbrink 2012-07-19