UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Securities Exchange Act of 1934
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| Item 1.01. | Entry into a Material Definitive Agreement. |
On October 7, 2024, New Mountain Guardian IV Holdings, L.L.C. (“GIV SPV”), wholly owned subsidiary of New Mountain Guardian IV BDC, L.L.C. (the “Company”) for which the Company is the managing member, and the Company entered into an amendment (the “Amendment”) to the Loan and Security Agreement (together with the exhibits and schedules thereto, the “Loan Agreement” and the facility thereunder the “Wells Fargo Facility”) by and among GIV SPV, as borrower, the Company, as seller, as equityholder and as collateral manager, Wells Fargo Bank, National Association, as the administrative agent and swingline lender, and Western Alliance Trust Company, N.A., as the collateral custodian. Unless otherwise defined, the terms herein shall have the meaning ascribed to them in the Amendment.
Pursuant to the Amendment, the Facility Amount available under the Loan Agreement was increased to a maximum of $500,000,000. All other terms of the Loan Agreement shall remain in full force and effect.
The foregoing description of the Amendment is qualified in its entirety by reference to a copy of such agreement, which will be filed as an exhibit to the Company’s Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2024.
| Item 2.03. | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. |
The disclosure set forth above under Item 1.01 is incorporated by reference herein.
| Item 9.01. | Financial Statements and Exhibits. |
d) Exhibits.
| Exhibit Number |
Description | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). | |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| NEW MOUNTAIN Guardian IV BDC, L.L.C. | ||
| Date: October 10, 2024 | By: | /s/ Joseph W. Hartswell |
| Name: Joseph W. Hartswell | ||
| Title: Chief Compliance Officer and Corporate Secretary | ||