EX-10.19 19 tm2120236d12_ex10-19.htm EXHIBIT 10.19

 

Exhibit 10.19

 

Execution Version

 

INTELLECTUAL PROPERTY ASSIGNMENT

 

THIS ASSIGNMENT, dated as of September 9, 2021 (the “Effective Date”), by The AES Corporation (hereinafter referred to as “the Assignor”) having its principal place of business at 4300 Wilson Blvd, Arlington, VA 22203, respectively, witnesseth:

 

WHEREAS, the Assignor is the owner of certain new and useful improvements set forth in the patents and patent applications set forth on Exhibit A to this IP Assignment (collectively, “Assigned IP”).

 

WHEREAS, Fluence Energy, LLC, (hereinafter referred to as “the Assignee”) having its principal place of business at 4601 N. Fairfax Drive, Suite 600, Arlington, VA 22203, is desirous of acquiring all of Assignor’s right, title, and interest in and to said Assigned IP.

 

NOW, THEREFORE, for good and sufficient consideration, the receipt and sufficiency of which are hereby acknowledged, the Assignor and Assignee agree as follows:

 

1.Assignor has sold, assigned, transferred, conveyed and delivered, and hereby sells, assigns, transfers, conveys, and delivers, to Assignee and its successors and assigns, and Assignee hereby acquires and accepts from Assignor, all of Assignor’s right, title and interest in, to and under the Assigned IP.

 

2.The foregoing assignment of the Assigned IP includes (a) all rights to file for and maintain registrations for the Assigned IP, including all rights to seek and obtain corrections and extensions thereon, including continuation, divisional, continuation-in-part, reexamination and reissue applications, (b) all rights of action accrued, accruing and to accrue under and by virtue of the Assigned IP; and (c) all right to sue or otherwise recover for past, present and future infringement and to receive all damages, payments, costs and fees associated therewith.

 

3.To the extent applicable, Assignor hereby authorizes Assignee to request the applicable Governmental Entities to record Assignee as the assignee and owner of the Assigned IP, and hereby consents to such recordal.

 

4.At Assignee’s request and for no additional consideration, Assignor agrees to execute and deliver any additional documents and other instruments and do such other acts as may be reasonably necessary to effect such assignment and transfer.

 

5.This IP Assignment may be executed in one or more counterparts, and by the different parties hereto in separate counterparts, each of which when executed shall be deemed to be an original but all of which taken together shall constitute one and the same agreement. Delivery of an executed counterpart of a signature page to this IP Assignment by facsimile, email or other electronic transfer shall be effective as delivery of a manually executed counterpart to this IP Assignment.

 

[Signature page follows]

 

 

 

 

IN WITNESS WHEREOF, the parties have executed this Intellectual Property Assignment as of the Effective Date.

 

ASSIGNOR:   ASSIGNEE:
     
The AES Corporation   Fluence Energy, LLC
     
By: /s/ Chris Shelton   By:        
Name: Chris Shelton   Name:
Title: Senior Vice President and Chief Product Officer   Title:

 

[Signature Page to Intellectual Property Assignment]

 

 

 

 

IN WITNESS WHEREOF, the parties have executed this Intellectual Property Assignment as of the Effective Date.

 

ASSIGNOR:   ASSIGNEE:
     
The AES Corporation   Fluence Energy, LLC
     
By:         By: /s/ Brett L Galura
Name:   Name:   Brett L Galura
Title:   Title: SVP & Chief Technology Officer
     
    /s/ Francis A. Fuselier
    Francis A. Fuselier
    SVP, General Counsel and Secretary

 

[Signature Page to Intellectual Property Assignment]

 

 

 

 

Exhibit A

 

ASSIGNED IP

 

[see attached]

 

 

 

 

MLB Reference No. Title Country Status Appl. Number Filing Date Patent Number Issue Date
042785-04-5002 FREQUENCY RESPONSIVE CHARGE SUSTAINING Brazil Closed   07-Dec-2012    
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5002 METHOD AND SYSTEM FOR CONTROLLING A STATE Chile Granted 2014-01491 07-Dec-2012 56.090 04-Apr-2018
  OF CHARGE (SOC) OF AN ENERGY STORAGE DEVICE            
  AND FOR ADJUSTING A RATE OF CHANGE OF AN            
  OUTPUT OF A VARIABLE ENERGY GENERATION            
  SOURCE WITH AN ENERGY STORAGE UNIT BY            
  ADJUSTING RESPONSES TO GRID OPERATOR            
  COMMANDS IN...            
042785-04-5002 FREQUENCY RESPONSIVE CHARGE SUSTAINING China (People's Republic) Closed   07-Dec-2012    
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5002 FREQUENCY RESPONSIVE CHARGE SUSTAINING European Patent Convention Closed   07-Dec-2012    
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5002 FREQUENCY RESPONSIVE CHARGE SUSTAINING India Closed   07-Dec-2012    
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5002 FREQUENCY RESPONSIVE CHARGE SUSTAINING Patent Cooperation Treaty Completed PCT/US12/68566 07-Dec-2012    
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5002 FREQUENCY RESPONSIVE CHARGE SUSTAINING Russian Federation Closed   07-Dec-2012    
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5002 METHOD AND SYSTEM FOR PERFORMANCE United States of America Allowed 14/362,856 04-Jun-2014    
  MANAGEMENT OF AN ENERGY STORAGE DEVICE            
042785-04-5003 FREQUENCY RESPONSIVE CHARGE SUSTAINING Austria Granted 09819560.5 08-Oct-2009 2351189 27-Apr-2016
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5003 FREQUENCY RESPONSIVE CHARGE SUSTAINING Belgium Granted 09819560.5 08-Oct-2009 2351189 27-Apr-2016
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5003 FREQUENCY RESPONSIVE CHARGE SUSTAINING Brazil Pending PI0919662-5 08-Oct-2009    
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5003 FREQUENCY RESPONSIVE CHARGE SUSTAINING Chile Granted 801-2011 08-Oct-2009 53.438 23-Sep-2016
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5003 FREQUENCY RESPONSIVE CHARGE SUSTAINING China (People's Republic) Granted 200980149553.0 08-Oct-2009 ZL200980149553.0 14-Jan-2015
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5003 FREQUENCY RESPONSIVE CHARGE SUSTAINING Czech Republic Granted 09819560.5 08-Oct-2009 2351189 27-Apr-2016
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5003 FREQUENCY RESPONSIVE CHARGE SUSTAINING Denmark Granted 09819560.5 08-Oct-2009 2351189 27-Apr-2016
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5003 FREQUENCY RESPONSIVE CHARGE SUSTAINING European Patent Convention Granted 09819560.5 08-Oct-2009 2351189 27-Apr-2016
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5003 FREQUENCY RESPONSIVE CHARGE SUSTAINING Finland Granted 09819560.5 08-Oct-2009 2351189 27-Apr-2016
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5003 FREQUENCY RESPONSIVE CHARGE SUSTAINING France Granted 09819560.5 08-Oct-2009 2351189 27-Apr-2016
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5003 FREQUENCY RESPONSIVE CHARGE SUSTAINING Germany Granted 09819560.5 08-Oct-2009 602009038270.5 27-Apr-2016
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5003 FREQUENCY RESPONSIVE CHARGE SUSTAINING Hungary Granted 09819560.5 08-Oct-2009 2351189 27-Apr-2016
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5003 FREQUENCY RESPONSIVE CHARGE SUSTAINING India Pending 3128/DELNP/2011 08-Oct-2009    
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            

 

Schedule A - Page 1

 

 

042785-04-5003 FREQUENCY RESPONSIVE CHARGE SUSTAINING Ireland Granted 09819560.5 08-Oct-2009 2351189 27-Apr-2016
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5003 FREQUENCY RESPONSIVE CHARGE SUSTAINING Italy Granted 09819560.5 08-Oct-2009 502016000074213 27-Apr-2016
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5003 FREQUENCY RESPONSIVE CHARGE SUSTAINING Netherlands Granted 09819560.5 08-Oct-2009 2351189 27-Apr-2016
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5003 FREQUENCY RESPONSIVE CHARGE SUSTAINING Norway Granted 09819560.5 08-Oct-2009 2351189 27-Apr-2016
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5003 FREQUENCY RESPONSIVE CHARGE SUSTAINING Patent Cooperation Treaty Completed PCT/US09/005511 08-Oct-2009    
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5003 METHOD AND SYSTEM FOR MANAGING THE STATE Peru Granted 870-2011 08-Oct-2009 7689 30-Dec-2015
  OF CHARGE OF ENERGY STORAGE DEVICES FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID AND IN RESPONSE TO OPERATION FREQUENCY            
  PARAMETER CHANGES ON THE ELECTRICAL POWER            
  GRID            
042785-04-5003 FREQUENCY RESPONSIVE CHARGE SUSTAINING Poland Granted 09819560.5 08-Oct-2009 2351189 27-Apr-2016
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5003 FREQUENCY RESPONSIVE CHARGE SUSTAINING Russian Federation Granted 2011117931 08-Oct-2009 2492566 10-Sep-2013
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5003 FREQUENCY RESPONSIVE CHARGE SUSTAINING Spain Granted 09819560.5 08-Oct-2009 2351189 27-Apr-2016
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5003 FREQUENCY RESPONSIVE CHARGE SUSTAINING Sweden Granted 09819560.5 08-Oct-2009 2351189 27-Apr-2016
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5003 FREQUENCY RESPONSIVE CHARGE SUSTAINING Switzerland Granted 09819560.5 08-Oct-2009 2351189 27-Apr-2016
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5003 FREQUENCY RESPONSIVE CHARGE SUSTAINING Turkey Granted 09819560.5 08-Oct-2009 201610194 27-Apr-2016
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5003 FREQUENCY RESPONSIVE CHARGE SUSTAINING United Kingdom Granted 09819560.5 08-Oct-2009 2351189 27-Apr-2016
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5003 FREQUENCY RESPONSIVE CHARGE SUSTAINING United States of America Granted 12/248,106 09-Oct-2008 7,839,027 23-Nov-2010
  CONTROL OF ELECTRICITY STORAGE SYSTEMS FOR            
  ANCILLARY SERVICES ON AN ELECTRICAL POWER            
  GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY Argentina Granted 20110100769 11-Mar-2011 AR080498B1 30-Aug-2019
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY Austria Granted 11753720.9 10-Mar-2011 2545632 23-Oct-2019
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY Belgium Granted 11753720.9 10-Mar-2011 2545632 23-Oct-2019
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY Brazil Granted 112012022923-0 10-Mar-2011 112012022923-0 11/26/2019
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY Chile Granted 2505-2012 10-Mar-2011 52.075 10-Mar-2011
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY China (People's Republic) Granted 201180020603.2 10-Mar-2011 ZL201180020603.2 01-Mar-2017
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY Czech Republic Granted 11753720.9 10-Mar-2011 2545632 23-Oct-2019
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY Denmark Granted 11753720.9 10-Mar-2011 2545632 23-Oct-2019
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY European Patent Convention Granted 11753720.9 10-Mar-2011 2545632 23-Oct-2019
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY Finland Granted 11753720.9 10-Mar-2011 2545632 23-Oct-2019
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY France Granted 11753720.9 10-Mar-2011 2545632 23-Oct-2019
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY Germany Granted 11753720.9 10-Mar-2011 602011062906.9 23-Oct-2019
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY Hungary Granted 11753720.9 10-Mar-2011 2545632 23-Oct-2019
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY India Granted 8239/DELNP/2012 10-Mar-2011 373173 29-Jul-2021
  ENERGY SOURCES TO POWER GRID            

 

Schedule A - Page 2

 

 

042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY Ireland Granted 11753720.9 10-Mar-2011 2545632 23-Oct-2019
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY Italy Granted 11753720.9 10-Mar-2011 502020000002638 23-Oct-2019
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY Netherlands Granted 11753720.9 10-Mar-2011 2545632 23-Oct-2019
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY Norway Granted 11753720.9 10-Mar-2011 2545632 23-Oct-2019
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY Patent Cooperation Treaty Completed PCT/US11/000446 10-Mar-2011    
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY Poland Granted 11753720.9 10-Mar-2011 2545632 23-Oct-2019
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY Portugal Granted 11753720.9 10-Mar-2011 2545632 23-Oct-2019
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY Russian Federation Granted 2012143401 10-Mar-2011 2565235 16-Sep-2015
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY Slovakia Granted 11753720.9 10-Mar-2011 2545632 23-Oct-2019
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY Spain Granted 11753720.9 10-Mar-2011 2545632 23-Oct-2019
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY Sweden Granted 11753720.9 10-Mar-2011 2545632 23-Oct-2019
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY Switzerland Granted 11753720.9 10-Mar-2011 2545632 23-Oct-2019
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY Turkey Granted 11753720.9 10-Mar-2011 201922033 23-Oct-2019
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY United Kingdom Granted 11753720.9 10-Mar-2011 2545632 23-Oct-2019
  ENERGY SOURCES TO POWER GRID            
042785-04-5004 REGULATION OF CONTRIBUTION OF SECONDARY United States of America Granted 12/722,271 11-Mar-2010 8,914,158 16-Dec-2014
  ENERGY SOURCES TO POWER GRID            
042785-04-5005 HYBRID ELECTRIC GENERATING POWER PLANT THAT Austria Granted 12803361.0 19-Jun-2012 2721710 01-Nov-2017
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               
042785-04-5005 HYBRID ELECTRIC GENERATING POWER PLANT THAT Belgium Granted 12803361.0 19-Jun-2012 2721710 01-Nov-2017
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               
042785-04-5005 HYBRID ELECTRIC GENERATING POWER PLANT THAT Brazil Pending BR112013032742-1 19-Jun-2012    
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               
042785-04-5005 HYBRID ELECTRIC GENERATING POWER PLANT THAT Chile Granted 2013-03690 19-Jun-2012 53104 04-Aug-2016
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               
042785-04-5005 HYBRID ELECTRIC GENERATING POWER PLANT THAT China (People's Republic) Granted 201280040497.9 19-Jun-2012 ZL 201280040497.9 08-Sep-2017
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               
042785-04-5005 HYBRID ELECTRIC GENERATING POWER PLANT THAT Czech Republic Granted 12803361.0 19-Jun-2012 2721710 01-Nov-2017
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               
042785-04-5005 HYBRID ELECTRIC GENERATING POWER PLANT THAT Denmark Granted 12803361.0 19-Jun-2012 2721710 01-Nov-2017
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               
042785-04-5005 HYBRID ELECTRIC GENERATING POWER PLANT THAT European Patent Convention Granted 12803361.0 19-Jun-2012 2721710 01-Nov-2017
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               
042785-04-5005 HYBRID ELECTRIC GENERATING POWER PLANT THAT Finland Granted 12803361.0 19-Jun-2012 2721710 01-Nov-2017
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               
042785-04-5005 HYBRID ELECTRIC GENERATING POWER PLANT THAT France Granted 12803361.0 19-Jun-2012 2721710 01-Nov-2017
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               
042785-04-5005 HYBRID ELECTRIC GENERATING POWER PLANT THAT Germany Granted 12803361.0 19-Jun-2012 602012039284.3 01-Nov-2017
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               
042785-04-5005 HYBRID ELECTRIC GENERATING POWER PLANT THAT Hungary Granted 12803361.0 19-Jun-2012 2721710 01-Nov-2017
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               
042785-04-5005 HYBRID ELECTRIC GENERATING POWER PLANT THAT India Pending 11066/DELNP/2013 19-Jun-2012    
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               
042785-04-5005 HYBRID ELECTRIC GENERATING POWER PLANT THAT Ireland Granted 12803361.0 19-Jun-2012 2721710 01-Nov-2017
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               

 

Schedule A - Page 3

 

 

042785-04-5005 HYBRID ELECTRIC GENERATING POWER PLANT THAT Italy Granted 12803361.0 19-Jun-2012 502018000003240 01-Nov-2017
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               
042785-04-5005 HYBRID ELECTRIC GENERATING POWER PLANT THAT Netherlands Granted 12803361.0 19-Jun-2012 2721710 01-Nov-2017
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               
042785-04-5005 HYBRID ELECTRIC GENERATING POWER PLANT THAT Norway Granted 12803361.0 19-Jun-2012 2721710 01-Nov-2017
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               
042785-04-5005 HYBRID ELECTRIC GENERATING POWER PLANT THAT Patent Cooperation Treaty Completed PCT/US12/43138 19-Jun-2012    
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               
042785-04-5005 HYBRID ELECTRIC GENERATING POWER PLANT THAT Poland Granted 12803361.0 19-Jun-2012 2721710 01-Nov-2017
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               
042785-04-5005 HYBRID ELECTRIC GENERATING POWER PLANT THAT Russian Federation Granted 2014101451 19-Jun-2012 2642422 25-Jan-2018
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               
042785-04-5005 HYBRID ELECTRIC GENERATING POWER PLANT THAT Spain Granted 12803361.0 19-Jun-2012 2721710 01-Nov-2017
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               
042785-04-5005 HYBRID ELECTRIC GENERATING POWER PLANT THAT Sweden Granted 12803361.0 19-Jun-2012 2721710 01-Nov-2017
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               
042785-04-5005 HYBRID ELECTRIC GENERATING POWER PLANT THAT Switzerland Granted 12803361.0 19-Jun-2012 2721710 01-Nov-2017
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               
042785-04-5005 HYBRID ELECTRIC GENERATING POWER PLANT THAT Turkey Granted 12803361.0 19-Jun-2012 201801202 01-Nov-2017
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               
042785-04-5005 HYBRID ELECTRIC GENERATING POWER PLANT THAT United Kingdom Granted 12803361.0 19-Jun-2012 2721710 01-Nov-2017
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               
042785-04-5005 HYBRID ELECTRIC GENERATING POWER PLANT THAT United States of America Granted 13/527,290 19-Jun-2012 9,559,520 31-Jan-2017
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               
042785-04-5005 / 01 HYBRID ELECTRIC GENERATING POWER PLANT THAT United States of America Granted 15/394,400 29-Dec-2016 9,847,648 19-Dec-2017
  USES A COMBINATION OF REAL-TIME GENERATION            
  FACILITIES AND ENERGY STORAGE SYSTEM            
               
042785-04-5006 METHOD AND APPARATUS FOR CONTROLLING Brazil Pending BR112013032908-4 19-Jun-2012    
  ENERGY SERVICES BASED ON MARKET DATA            
042785-04-5006 METHOD AND APPARATUS FOR CONTROLLING Chile Granted 3689-2013 19-Jun-2012 52531 10-Mar-2016
  ENERGY SERVICES BASED ON MARKET DATA            
042785-04-5006 METHOD AND APPARATUS FOR CONTROLLING China (People's Republic) Granted 201280040458.9 19-Jun-2012 ZL201280040458.9 02-Mar-2016
  ENERGY SERVICES BASED ON MARKET DATA            
042785-04-5006 METHOD AND APPARATUS FOR CONTROLLING European Patent Convention Published 12803431.1 19-Jun-2012    
  ENERGY SERVICES BASED ON MARKET DATA            
042785-04-5006 METHOD AND APPARATUS FOR CONTROLLING India Pending 11069/DELNP/2013 19-Jun-2012    
  ENERGY SERVICES BASED ON MARKET DATA            
042785-04-5006 METHOD AND APPARATUS FOR CONTROLLING Patent Cooperation Treaty Completed PCT/US12/43143 19-Jun-2012    
  ENERGY SERVICES BASED ON MARKET DATA            
042785-04-5006 METHOD AND APPARATUS FOR CONTROLLING Russian Federation Granted 2014101450 19-Jun-2012 2601957 18-Oct-2016
  ENERGY SERVICES BASED ON MARKET DATA            
042785-04-5006 METHOD AND APPARATUS FOR CONTROLLING United States of America Granted 13/527,354 19-Jun-2012 9,020,800 28-Apr-2015
  ENERGY SERVICES BASED ON MARKET DATA            
042785-04-5007 AUTOMATED ROBOTIC BATTERY TUG Brazil Pending BR102016011590-6 20-May-2016    
042785-04-5007 AUTOMATED ROBOTIC BATTERY TUG Chile Allowed 2016-01237 23-May-2016 59861 4/22/2020
042785-04-5007 AUTOMATED ROBOTIC BATTERY TUG China (People's Republic) Abandoned 201610363480.7 26-May-2016    
042785-04-5007 AUTOMATED ROBOTIC BATTERY TUG European Patent Convention Abandoned 16171154.4 24-May-2016    
042785-04-5007 AUTOMATED ROBOTIC BATTERY TUG India Pending 201614017856 24-May-2016    
042785-04-5007 AUTOMATED ROBOTIC BATTERY TUG Korea, Republic of Published 10-2016-63992 25-May-2016    
042785-04-5007 AUTOMATED ROBOTIC BATTERY TUG Philippines Published 1-2016-000205 26-May-2016    
042785-04-5007 AUTOMATED ROBOTIC BATTERY TUG Russian Federation Abandoned 2016120583 25-May-2016    
042785-04-5007 AUTOMATED ROBOTIC BATTERY TUG United States of America Granted 14/721,522 26-May-2015 10,272,567 30-Apr-2019
042785-04-5007 / 01 AUTOMATED ROBOTIC BATTERY TUG United States of America Published 16/399,549 30-Apr-2019    
042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM Austria Granted 16171170.0 24-May-2016 3098927 08-Apr-2020
               
042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM Belgium Granted 16171170.0 24-May-2016 3098927 08-Apr-2020
               
042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM Brazil Pending BR102016011934-0 25-May-2016    
               
042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM Chile Allowed 2016-01259 24-May-2016 60540 6/8/2020
               

 

Schedule A - Page 4

 

 

042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM China (People's Republic) Allowed 201610362322.X 26-May-2016    
               
042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM Czech Republic Granted 16171170.0 24-May-2016 3098927 08-Apr-2020
               
042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM Denmark Granted 16171170.0 24-May-2016 3098927 08-Apr-2020
               
042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM European Patent Convention Granted 16171170.0 24-May-2016 3098927 08-Apr-2020
               
042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM Finland Granted 16171170.0 24-May-2016 3098927 08-Apr-2020
               
042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM France Granted 16171170.0 24-May-2016 3098927 08-Apr-2020
               
042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM Germany Granted 16171170.0 24-May-2016 602016033379.1 08-Apr-2020
               
042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM Hungary Granted 16171170.0 24-May-2016 3098927 08-Apr-2020
               
042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM India Pending 201614017858 24-May-2016    
               
042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM Ireland Granted 16171170.0 24-May-2016 3098927 08-Apr-2020
               
042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM Italy Granted 16171170.0 24-May-2016 502020000054988 08-Apr-2020
               
042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM Korea, Republic of Published 10-2016-64825 26-May-2016    
               
042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM Netherlands Granted 16171170.0 24-May-2016 3098927 08-Apr-2020
               
042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM Norway Granted 16171170.0 24-May-2016 3098927 08-Apr-2020
               
042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM Philippines Allowed 1-2016-000207 26-May-2016    
               
042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM Poland Granted 16171170.0 24-May-2016 3098927 08-Apr-2020
               
042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM Russian Federation Granted 2016120358 25-May-2016 2690003 30-May-2019
               
042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM Spain Granted 16171170.0 24-May-2016 3098927 08-Apr-2020
               
042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM Sweden Granted 16171170.0 24-May-2016 3098927 08-Apr-2020
               
042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM Switzerland Granted 16171170.0 24-May-2016 3098927 08-Apr-2020
               
042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM Turkey Granted 16171170.0 24-May-2016 202010481 08-Apr-2020
               
042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM United Kingdom Granted 16171170.0 24-May-2016 3098927 08-Apr-2020
               
042785-04-5008 MODULAR ENERGY STORAGE METHOD AND SYSTEM United States of America Granted 14/721,582 26-May-2015 9,929,594 27-Mar-2018
               
042785-04-5009 BATTERY BACKUP CAPACITY METHOD AND SYSTEM Brazil Abandoned BR102016019472-5 24-Aug-2016    
042785-04-5009 BATTERY BACKUP CAPACITY METHOD AND SYSTEM Chile Granted 2016-02139 24-Aug-2016 57.927 05-Jun-2019
042785-04-5009 BATTERY BACKUP CAPACITY METHOD AND SYSTEM China (People's Republic) Published 201610730320.1 25-Aug-2016    
042785-04-5009 BATTERY BACKUP CAPACITY METHOD AND SYSTEM European Patent Convention Published 16185831.1 26-Aug-2016    
042785-04-5009 BATTERY BACKUP CAPACITY METHOD AND SYSTEM India Abandoned 201614027513 11-Aug-2016    
042785-04-5009 BATTERY BACKUP CAPACITY METHOD AND SYSTEM Korea, Republic of Published 10-2016-107556 24-Aug-2016    
042785-04-5009 BATTERY BACKUP CAPACITY METHOD AND SYSTEM Philippines Abandoned 1-2016-000301 25-Aug-2016    
042785-04-5009 BATTERY BACKUP CAPACITY METHOD AND SYSTEM Russian Federation Granted 2016134797 25-Aug-2016 2690507 04-Jun-2019
042785-04-5009 BATTERY BACKUP CAPACITY METHOD AND SYSTEM United States of America Abandoned 14/836,340 26-Aug-2015    
042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION Austria Granted 16171174.2 24-May-2016 3098926 16-Oct-2019
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            
042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION Belgium Granted 16171174.2 24-May-2016 3098926 16-Oct-2019
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            
042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION Brazil Published BR102016011925-1 25-May-2016    
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            
042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION Chile Allowed 2016-01270 25-May-2016 59869 30-Apr-2020
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            
042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION China (People's Republic) Published 201610363604.1 26-May-2016    
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            
042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION Czech Republic Granted 16171174.2 24-May-2016 3098926 16-Oct-2019
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            
042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION Denmark Granted 16171174.2 24-May-2016 3098926 16-Oct-2019
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            
042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION European Patent Convention Granted 16171174.2 24-May-2016 3098926 16-Oct-2019
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            
042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION Finland Granted 16171174.2 24-May-2016 3098926 16-Oct-2019
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            
042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION France Granted 16171174.2 24-May-2016 3098926 16-Oct-2019
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            
042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION Germany Granted 16171174.2 24-May-2016 602016022441.0 16-Oct-2019
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            
042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION Hungary Granted 16171174.2 24-May-2016 3098926 16-Oct-2019
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            
042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION India Pending 201614017857 24-May-2016    
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            
042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION Ireland Granted 16171174.2 24-May-2016 3098926 16-Oct-2019
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            
042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION Italy Granted 16171174.2 24-May-2016 502020000001282 16-Oct-2019
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            
042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION Korea, Republic of Published 10-2016-64208 25-May-2016    
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            

 

Schedule A - Page 5

 

 

042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION Netherlands Granted 16171174.2 24-May-2016 3098926 16-Oct-2019
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            
042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION Norway Granted 16171174.2 24-May-2016 3098926 16-Oct-2019
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            
042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION Philippines Allowed 1-2016-000206 26-May-2016    
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            
042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION Poland Granted 16171174.2 24-May-2016 3098926 16-Oct-2019
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            
042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION Russian Federation Granted 2016120585 25-May-2016 2713427 05-Feb-2020
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            
042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION Spain Granted 16171174.2 24-May-2016 3098926 16-Oct-2019
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            
042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION Sweden Granted 16171174.2 24-May-2016 3098926 16-Oct-2019
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            
042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION Switzerland Granted 16171174.2 24-May-2016 3098926 16-Oct-2019
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            
042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION Turkey Granted 16171174.2 24-May-2016 201919625 16-Oct-2019
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            
042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION United Kingdom Granted 16171174.2 24-May-2016 3098926 16-Oct-2019
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            
042785-04-5010 METHOD AND SYSTEM FOR SELF-REGISTRATION United States of America Granted 14/721,533 26-May-2015 9,819,708 14-Nov-2017
  AND SELF-ASSEMBLY OF ELECTRICAL DEVICES            
042785-04-5017 UTILITY-SCALE RENEWABLE PEAKER PLANT, TIGHTLY Brazil Published 1120200197602 22-Oct-2020    
  COUPLED SOLAR PV AND ENERGY STORAGE            
042785-04-5017 UTILITY-SCALE RENEWABLE PEAKER PLANT, TIGHTLY Chile Published 202002527 30-Sep-2020    
  COUPLED SOLAR PV AND ENERGY STORAGE            
042785-04-5017 UTILITY-SCALE RENEWABLE PEAKER PLANT, TIGHTLY China (People's Republic) Published 201980023823.7 30-Sep-2020    
  COUPLED SOLAR PV AND ENERGY STORAGE            
042785-04-5017 UTILITY-SCALE RENEWABLE PEAKER PLANT, TIGHTLY European Patent Convention Published 19775922.8 30-Oct-2020    
  COUPLED SOLAR PV AND ENERGY STORAGE            
042785-04-5017 UTILITY-SCALE RENEWABLE PEAKER PLANT, TIGHTLY India Pending 202017046127 22-Oct-2020    
  COUPLED SOLAR PV AND ENERGY STORAGE            
042785-04-5017 UTILITY-SCALE RENEWABLE PEAKER PLANT, TIGHTLY Korea, Republic of Published 2020-7031277 29-Oct-2020    
  COUPLED SOLAR PV AND ENERGY STORAGE            
042785-04-5017 UTILITY-SCALE RENEWABLE PEAKER PLANT, TIGHTLY Philippines Pending 12020551563 25-Sep-2020    
  COUPLED SOLAR PV AND ENERGY STORAGE            
042785-04-5017 UTILITY-SCALE RENEWABLE PEAKER PLANT, TIGHTLY Russian Federation Pending 2020135633 29-Oct-2020    
  COUPLED SOLAR PV AND ENERGY STORAGE            
042785-04-5017 UTILITY-SCALE RENEWABLE PEAKER PLANT, TIGHTLY United States of America Published 16/369,600 29-Mar-2019    
  COUPLED SOLAR PV AND ENERGY STORAGE            

 

Schedule A - Page 6