497 1 tidal-497_110222.htm DEFINITIVE MATERIALS

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

 

Acruence Active Hedge U.S. Equity ETF

Ticker: XVOL

 

Listed on Cboe BZX Exchange, Inc.

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated July 29, 2022

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

  

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

Please retain this Supplement with your SAI for future reference.

 

2  

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

 

American Customer Satisfaction ETF

Ticker Symbol: ACSI

 

Listed on Cboe BZX Exchange, Inc.

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated January 28, 2022

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

  

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

 

Please retain this Supplement with your SAI for future reference.

 

2  

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

 

Adasina Social Justice All Cap Global ETF

Ticker Symbol: JSTC

 

Listed on NYSE Arca, Inc.

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated December 29, 2021, as supplemented

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

  

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

 

Please retain this Supplement with your SAI for future reference.

 

2  

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

 

Residential REIT Income ETF

(formerly, Home Appreciation U.S. REIT ETF)

Ticker Symbol: HAUS

 

Listed on Cboe BZX Exchange, Inc.

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated February 13, 2022, as supplemented

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

  

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

Please retain this Supplement with your SAI for future reference.

 

2  

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

 

 

RORO

ATAC US Rotation ETF

listed on NYSE Arca, Inc.

JOJO

 

ATAC Credit Rotation ETF

listed on NYSE Arca, Inc.

 

 

November 2, 2022

Supplement to the Statements of Additional Information (each an “SAI”), each dated December 29, 2021

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

 

  

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

 

Please retain this Supplement with your SAI for future reference.

 

2  

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

 

Aztlan Global Stock Selection DM SMID ETF

Ticker Symbol: AZTD

 

Listed on NYSE Arca, Inc.

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated August 15, 2022

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

 

  

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

 

Please retain this Supplement with your SAI for future reference.

 

2  

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

 

SonicSonicSharesTM Global Shipping ETF

Ticker Symbol: BOAT

 

Listed on NYSE Arca, Inc.

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated July 29, 2022

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

 

  

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

 

Please retain this Supplement with your SAI for future reference.

 

2  

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

 

 

OFRN

Constrained Capital ESG Orphans ETF

listed on NYSE Arca, Inc.

RFRN

 

Constrained Capital ESG Daily Inverse ETF

(not currently available for purchase)

 

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated May 13, 2022, as supplemented

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

 

  

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

 

Please retain this Supplement with your SAI for future reference.

 

2  

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

 

Elevate Shares 2X Daily BLOK ETF

Ticker Symbol: BLOC

 

Listed on NYSE Arca, Inc.

 

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated April 29, 2022

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

 

  

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

 

Please retain this Supplement with your SAI for future reference.

 

 

2  

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

 

RPAR Risk Parity ETF

Ticker Symbol: RPAR

 

Listed on NYSE Arca, Inc.

 

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated March 30, 2022

 

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

 

  

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

Please retain this Supplement with your SAI for future reference.

 

 

 

2  

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

 

UPAR Ultra Risk Parity ETF

Ticker Symbol: UPAR

 

Listed on NYSE Arca, Inc.

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated December 29, 2021

 

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

 

  

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

 

Please retain this Supplement with your SAI for future reference.

 

2  

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

 

FolioBeyond Rising Rates ETF

Ticker Symbol: RISR

 

Listed on NYSE Arca, Inc.

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated September 29, 2021

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

 

  

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

 

Please retain this Supplement with your SAI for future reference.

 

 

2  

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

 

Gotham Enhanced 500 ETF

Ticker Symbol: GSPY

 

Listed on NYSE Arca, Inc.

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated January 28, 2022, as supplemented

 

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

 

  

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

 

Please retain this Supplement with your SAI for future reference.

 

 

 

2  

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

 

Gotham 1000 Value ETF

Ticker Symbol: GVLU

 

Listed on NYSE Arca, Inc.

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated June 3, 2022, as supplemented

 

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

 

  

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

 

Please retain this Supplement with your SAI for future reference.

 

2  

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

 

Unlimited HFND Multi-Strategy Return Tracker ETF

Ticker Symbol: HFND

 

Listed on NYSE Arca, Inc.

 

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated October 7, 2022, as supplemented

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

 

  

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022)]; Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

 

Please retain this Supplement with your SAI for future reference.

 

2  

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

 

Ionic Inflation Protection ETF

Ticker Symbol: CPII

 

Listed on NYSE Arca, Inc.

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated June 10, 2022

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

 

  

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

Please retain this Supplement with your SAI for future reference.

 

2  

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

 

 

 

LBAY

Leatherback Long/Short Alternative Yield ETF

listed on NYSE Arca, Inc.

LBAR

 

Leatherback Long/Short Absolute Return ETF

(not currently available for purchase)

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated December 29, 2021

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

 

  

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

 

Please retain this Supplement with your SAI for future reference.

 

2  

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

 

 

FBFB

Elevate Shares 2X Daily METV ETF

Listed on NYSE Arca, Inc.

BETX

 

Elevate Shares 2X Daily BETZ ETF

Listed on NYSE Arca, Inc.

 

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated July 13, 2022

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

 

  

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

Please retain this Supplement with your SAI for future reference.

 

2  

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

 

Newday Sustainable Development Equity ETF

Ticker Symbol: SDGS

 

Listed on NYSE Arca, Inc.

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated September 8, 2022

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

 

  

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

Please retain this Supplement with your SAI for future reference.

2 

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

 

AHOY

Newday Ocean Health ETF

listed on NYSE Arca, Inc.

FAIR

 

Newday Diversity, Equity & Inclusion ETF

(not currently available for purchase)

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated May 2, 2022, as supplemented

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

 

  

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

 

Please retain this Supplement with your SAI for future reference.

 

2  

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

 

Noble Absolute Return ETF

Ticker Symbol: NOPE

 

Listed on NYSE Arca, Inc.

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated September 7, 2022, as supplemented

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

 

  

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

 

Please retain this Supplement with your SAI for future reference.

 

2  

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

 

Robinson Alternative Yield Pre-Merger SPAC ETF 

Ticker Symbol: SPAX

 

Listed on NYSE Arca, Inc.

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated August 28, 2022

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

 

  

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

 

Please retain this Supplement with your SAI for future reference.

 

2  

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

 

SoFi Be Your Own Boss ETF

(formerly, SoFi Gig Economy ETF)

Ticker Symbol: BYOB

(formerly, GIGE)

 

Listed on The Nasdaq Stock Market, LLC

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated June 28, 2022, as supplemented

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

 

  

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

 

Please retain this Supplement with your SAI for future reference.

 

2  

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

 

SoFi Smart Energy ETF

(formerly, the iClima Distributed Smart Energy ETF)

 

Ticker Symbol: ENRG

(formerly, SHFT)

 

Listed on NYSE Arca, Inc.

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated August 9, 2022

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

  

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

 

Please retain this Supplement with your SAI for future reference.

 

2 

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

SFY

SoFi Select 500 ETF

listed on NYSE Arca, Inc.

SFYX

SoFi Next 500 ETF

listed on NYSE Arca, Inc.

SFYF

 

 

TGIF

 

 

 

WKLY

SoFi Social 50 ETF

listed on NYSE Arca, Inc.

 

SoFi Weekly Income ETF

listed on NYSE Arca, Inc.

 

SoFi Weekly Dividend ETF

listed on NYSE Arca, Inc.

 

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated June 28, 2022

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

 

 

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

 

Please retain this Supplement with your SAI for future reference.

2 

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

SoFi Web 3 ETF

Ticker Symbol: TWEB

Listed on The Nasdaq Stock Market, LLC

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated June 30, 2022

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

 

 

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

 

Please retain this Supplement with your SAI for future reference.

 

2 

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

 

SDFI

Sound Fixed Income ETF

(not currently available for purchase)

SDEF

Sound Enhanced Fixed Income ETF

listed on NYSE Arca, Inc.

SDEI

Sound Equity Income ETF

listed on NYSE Arca, Inc.

SDEE

Sound Enhanced Equity Income ETF

(not currently available for purchase)

SDTR

Sound Total Return ETF

(not currently available for purchase)

 

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated March 30, 2022, as supplemented

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

 

 

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

 

Please retain this Supplement with your SAI for future reference.

 

2 

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

 

SPUS SP Funds S&P 500 Sharia Industry Exclusions ETF
SPSK SP Funds Dow Jones Global Sukuk ETF

SPRE

 

SP Funds S&P Global REIT Sharia ETF
  Each listed on NYSE ARCA, Inc.

 

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated March 30, 2022

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

 

 

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

 

Please retain this Supplement with your SAI for future reference.

 

2 

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

God Bless America ETF

Ticker Symbol: YALL

 

Listed on NYSE Arca, Inc.

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated September 25, 2022

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

 

 

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

 

Please retain this Supplement with your SAI for future reference.

 

2 

Filed pursuant to Rule 497(e)

Registration Nos. 333-227298; 811-23377

 

ZEGA Buy and Hedge ETF

Ticker Symbol: ZHDG

 

Listed on NYSE Arca, Inc.

 

November 2, 2022

Supplement to the Statement of Additional Information (“SAI”) dated August 28, 2022

Tidal ETF Trust Address Change

Effective November 1, 2022, the principal office of Tidal ETF Trust (the “Trust”) will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Trust’s address are hereby amended to reflect the new address.

Tidal ETF Services LLC Address Change

Effective November 1, 2022, the address for Tidal ETF Services LLC (the “Administrator”), a Tidal Financial Group company, will be changed to 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204. All references to the Administrator’s address are hereby amended to reflect the new address.

Compliance Services Administrator Change

Effective November 1, 2022, the “Compliance Services Administrator” section and all references to Cipperman Compliance Services, LLC are hereby removed. The Trust’s Chief Compliance Officer, William H. Woolverton, Esq., is now a dual employee of Toroso Investments, LLC, a Tidal Financial Group company, and the Administrator.

Trust Officer Changes

Effective November 1, 2022, Daniel Carlson will resign as Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust, will be appointed Senior Vice President of the Trust, and will continue to serve as AML Compliance Officer of the Trust. Also effective November 1, 2022, Aaron Perkovich will be appointed Treasurer, Principal Financial Officer and Principal Accounting Officer of the Trust. The sub-section titled “Principal Officers of the Trust” in the “Management of the Trust” section is replaced with the following:

 

 

 

 

Principal Officers of the Trust

The officers of the Trust conduct and supervise its daily business. The address of each officer of the Trust is c/o Tidal ETF Trust, 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204, unless otherwise indicated. Additional information about the Trust’s officers is as follows:

Name and

Year of Birth

Position(s)

Held with

the Trust

Term of Office

and Length of

Time Served

Principal Occupation(s)

During Past 5 Years

Eric W. Falkeis (1)

Born: 1973

President, Principal Executive Officer, Interested Trustee, Chairman, and Secretary President and Principal Executive Officer since 2019, Indefinite term; Interested Trustee, Chairman, and Secretary since 2018, Indefinite term Chief Executive Officer, Tidal ETF Services LLC (since 2018); Chief Operating Officer (and other positions), Rafferty Asset Management, LLC (2013 to 2018) and Direxion Advisors, LLC (2017 to 2018).

Daniel H. Carlson

Born: 1955

Senior Vice President and AML Compliance Officer Senior Vice President since 2022, Indefinite term; AML Compliance Officer since 2018, Indefinite term Chief Financial Officer and Managing Member (since 2012), Chief Compliance Officer (since 2012), Toroso Investments, LLC.

Aaron J. Perkovich

Born: 1973

Treasurer, Principal Financial Officer, and Principal Accounting Officer

Indefinite term;

since 2022

Fund Administration Manager, Tidal ETF Services LLC (since 2022); Assistant Director – Investments, Mason Street Advisors, LLC (2021 to 2022); Vice President, U.S. Bancorp Fund Services, LLC (2006 to 2021).

William H. Woolverton, Esq.

Born: 1951

Chief Compliance Officer

Indefinite term;

since 2021

Compliance Advisor, Toroso Investments, LLC (since 2022); Chief Compliance Officer, Tidal ETF Services LLC (since 2022); Senior Compliance Advisor, Cipperman Compliance Services, LLC (2020 to 2022); Operating Partner, Altamont Capital Partners (private equity firm) (2021 to present); Managing Director and Head of Legal - US, Waystone (global governance solutions) (2016 to 2019).

Ally L. Mueller

Born: 1979

Assistant Treasurer

Indefinite term;

since 2022

Head of ETF Launches and Finance Director, Tidal ETF Services LLC (since 2019).

Cory R. Akers

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, Wisconsin 53202

Born: 1978

Assistant Secretary

Indefinite term;

since 2019

Assistant Vice President, U.S. Bancorp Fund Services, LLC (since 2006).

(1) Mr. Falkeis is considered an “interested person” of the Trust due to his positions as President, Principal Executive Officer, Chairman and Secretary of the Trust and Chief Executive Officer of Tidal ETF Services LLC, an affiliate of the Adviser.

 

Please retain this Supplement with your SAI for future reference.

 

 

2