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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 30, 2025

 

 

Great Elm Capital Corp.

(Exact name of Registrant as Specified in Its Charter)

 

 

 

Maryland   814-01211   81-2621577

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

3801 PGA Boulevard, Suite 603,

Palm Beach Gardens, FL

    33410
(Address of Principal Executive Offices)     (Zip Code)

Registrant’s Telephone Number, Including Area Code: (617) 375-3006

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

Common stock, $0.01 par value   GECC   Nasdaq Global Market
5.875% Notes due 2026   GECCO   Nasdaq Global Market
8.75% Notes due 2028   GECCZ   Nasdaq Global Market
8.50% Notes due 2029   GECCI   Nasdaq Global Market
8.125% Notes due 2029   GECCH   Nasdaq Global Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 
 


Item 5.07

Submission of Matters to a Vote of Security Holders.

On May 30, 2025, Great Elm Capital Corp. (the “Company”) held its 2025 annual meeting of its stockholders (the “Annual Meeting”). The results of the voting at the Annual Meeting were as follows:

 

    

    For    

  

   Withheld   

  

  Broker Non-Votes  

Election of director:

        

Chad Perry

   7,225,709    678,522    2,067,510
    

For

  

Against

  

Abstain

Ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2025    9,686,144    278,967    6,630


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    GREAT ELM CAPITAL CORP.
Date: May 30, 2025  

/s/ Adam M. Kleinman

    By:   Adam M. Kleinman
    Title:   Chief Compliance Officer and Secretary