The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO COM | COM | 88579Y101 | 352 | 2,012 | SH | SOLE | NA | 2,012 | 0 | 0 | |
ABBOTT LABS COM | COM | 002824100 | 8,054 | 73,556 | SH | SOLE | NA | 73,556 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 11,890 | 110,962 | SH | SOLE | NA | 110,962 | 0 | 0 | |
ABERDEEN ASIA-PACIFIC INCOME FD INC COM | COM | 003009107 | 51,810 | 11,642,745 | SH | SOLE | NA | 11,642,745 | 0 | 0 | |
ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B | SHS CLASS A | G1151C101 | 771 | 2,951 | SH | SOLE | NA | 2,951 | 0 | 0 | |
ADOBE SYS INC COM | COM | 00724F101 | 349 | 697 | SH | SOLE | NA | 697 | 0 | 0 | |
ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC | COM | 01879R106 | 36,274 | 3,081,908 | SH | SOLE | NA | 3,081,908 | 0 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 310 | 7,556 | SH | SOLE | NA | 7,556 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 2,680 | 823 | SH | SOLE | NA | 823 | 0 | 0 | |
AMPHENOL CORP NEW CL A | CL A | 032095101 | 487 | 3,724 | SH | SOLE | NA | 3,724 | 0 | 0 | |
APPLE INC COM | COM | 037833100 | 2,628 | 19,806 | SH | SOLE | NA | 19,806 | 0 | 0 | |
ARES CAP CORP COM | COM | 04010L103 | 17,929 | 1,061,506 | SH | SOLE | NA | 1,061,506 | 0 | 0 | |
AT&T INC COM | COM | 00206R102 | 635 | 22,090 | SH | SOLE | NA | 22,090 | 0 | 0 | |
ATLANTICA YIELD PLC | SHS | G0751N103 | 16,351 | 430,512 | SH | SOLE | NA | 430,512 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL CL B NEW | CL B NEW | 084670702 | 440 | 1,899 | SH | SOLE | NA | 1,899 | 0 | 0 | |
BLACKROCK CORPORATE HIGH YIELD FD VI INC C | COM | 09255P107 | 18,881 | 1,651,917 | SH | SOLE | NA | 1,651,917 | 0 | 0 | |
BLOOM ENERGY CORP CL A | COM CL A | 093712107 | 4,305 | 150,212 | SH | SOLE | NA | 150,212 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO COM | COM | 110122108 | 11,408 | 183,908 | SH | SOLE | NA | 183,908 | 0 | 0 | |
BROOKFIELD REAL ASSETS INCOME FD | SHS BEN INT | 112830104 | 375 | 21,005 | SH | SOLE | NA | 21,005 | 0 | 0 | |
CALAMOS STRATEGIC TOTAL RETURN FD COM SH B | COM SH BEN INT | 128125101 | 734 | 46,512 | SH | SOLE | NA | 46,512 | 0 | 0 | |
CANADIAN SOLAR INC | COM | 136635109 | 357 | 6,972 | SH | SOLE | NA | 6,972 | 0 | 0 | |
CANOPY GROWTH CORP SHS | COM | 138035100 | 728 | 29,626 | SH | SOLE | NA | 29,626 | 0 | 0 | |
CARLYLE GROUP INC COM | COM | 14316J108 | 389 | 12,377 | SH | SOLE | NA | 12,377 | 0 | 0 | |
CATERPILLAR INC | COM | 149123101 | 202 | 1,108 | SH | SOLE | NA | 1,108 | 0 | 0 | |
CHENIERE ENERGY INC COM NEW | COM NEW | 16411R208 | 589 | 9,804 | SH | SOLE | NA | 9,804 | 0 | 0 | |
CHENIERE ENERGY PARTNERS L P COM UNIT REPT | COM UNIT | 16411Q101 | 8,806 | 249,817 | SH | SOLE | NA | 249,817 | 0 | 0 | |
CLEAN ENERGY FUELS CORP COM | COM | 184499101 | 210 | 26,708 | SH | SOLE | NA | 26,708 | 0 | 0 | |
CLEARBRIDGE ENERGY MLP FD INC COM | COM | 184692200 | 7,844 | 467,463 | SH | SOLE | NA | 467,463 | 0 | 0 | |
CLEARBRIDGE ENERGY MLP OPPORTUNITY | COM | 18469P209 | 10,785 | 803,021 | SH | SOLE | NA | 803,021 | 0 | 0 | |
COHEN & STEERS INFRASTRUCTURE FD INC COM | COM | 19248A109 | 26,674 | 1,033,079 | SH | SOLE | NA | 1,033,079 | 0 | 0 | |
COHEN & STEERS REIT & PFD INCOME FD INC CO | COM | 19247X100 | 574 | 25,136 | SH | SOLE | NA | 25,136 | 0 | 0 | |
DANAHER CORP COM | COM | 235851102 | 508 | 2,286 | SH | SOLE | NA | 2,286 | 0 | 0 | |
DEERE & CO | COM | 244199105 | 589 | 2,189 | SH | SOLE | NA | 2,189 | 0 | 0 | |
DOUBLELINE INCOME SOLUTIONS FD | COM | 258622109 | 41,128 | 2,480,563 | SH | SOLE | NA | 2,480,563 | 0 | 0 | |
EATON VANCE TAX ADVANTAGED DIVID INCOME FU | COM | 27828G107 | 3,820 | 161,516 | SH | SOLE | NA | 161,516 | 0 | 0 | |
EATON VANCE TAX ADVANTAGED GLO GLOBAL DIVI | COM | 27828S101 | 270 | 14,809 | SH | SOLE | NA | 14,809 | 0 | 0 | |
ELI LILLY & CO COM | COM | 532457108 | 3,895 | 23,067 | SH | SOLE | NA | 23,067 | 0 | 0 | |
ENERGY TRANSFER LP COM UNITS | COM UT LTD PTN | 29273V100 | 5,330 | 862,394 | SH | SOLE | NA | 862,394 | 0 | 0 | |
ENTERPRISE PRODS PARTNERS L P COM UNIT | COM | 293792107 | 7,239 | 369,513 | SH | SOLE | NA | 369,513 | 0 | 0 | |
ETF SER SOLUTIONS DEFIANCE NEXT GEN CNTVY | DEFIANCE NEXT | 26922A289 | 204 | 6,082 | SH | SOLE | NA | 6,082 | 0 | 0 | |
EXXON MOBIL CORP COM | COM | 30231G102 | 1,034 | 25,095 | SH | SOLE | NA | 25,095 | 0 | 0 | |
FACEBOOK INC CL A | CL A | 30303M102 | 331 | 1,212 | SH | SOLE | NA | 1,212 | 0 | 0 | |
FIRST SOLAR INC COM | COM | 336433107 | 432 | 4,365 | SH | SOLE | NA | 4,365 | 0 | 0 | |
FORD MOTOR CO DEL COM PAR | COM | 345370860 | 298 | 33,900 | SH | SOLE | NA | 33,900 | 0 | 0 | |
GENERAL MNY MKT FUND | MONEY MARKET | 370990228 | 34,646 | 34,646,189 | SH | SOLE | NA | 34,646,189 | 0 | 0 | |
GLOBAL X FDS MLP ETF | GLBL X MLP ETF | 37954Y343 | 11,856 | 432,384 | SH | SOLE | NA | 432,384 | 0 | 0 | |
GRAYSCALE BITCOIN TR BTC SHS | COM | 389637109 | 1,931 | 60,358 | SH | SOLE | NA | 60,358 | 0 | 0 | |
HERCULES TECHNOLOGY GROWTH CAP INC | COM | 427096508 | 5,480 | 380,054 | SH | SOLE | NA | 380,054 | 0 | 0 | |
INFORMATION SERVICES GRP | COM | 45675Y104 | 206 | 62,843 | SH | SOLE | NA | 62,843 | 0 | 0 | |
INTEL CORP COM | COM | 458140100 | 219 | 4,391 | SH | SOLE | NA | 4,391 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS CORP COM | COM | 459200101 | 261 | 2,077 | SH | SOLE | NA | 2,077 | 0 | 0 | |
INVESCO QQQ TR UNIT SER 1 | UNIT SER 1 | 46090E103 | 206 | 655 | SH | SOLE | NA | 655 | 0 | 0 | |
INVESCO VAN KAMPEN DYNAMIC CR OPP FD COM | COM | 46132R104 | 13,255 | 1,234,157 | SH | SOLE | NA | 1,234,157 | 0 | 0 | |
ISHARES TR CORE S&P U S VALUE ETF | CORE S&P US VLU | 464287663 | 212 | 3,409 | SH | SOLE | NA | 3,409 | 0 | 0 | |
ISHARES TR MSCI EMERGING MKTS INDEX FD | MSCI EMG MKT ETF | 464287234 | 278 | 5,380 | SH | SOLE | NA | 5,380 | 0 | 0 | |
JOHNSON & JOHNSON COM | COM | 478160104 | 1,014 | 6,441 | SH | SOLE | NA | 6,441 | 0 | 0 | |
KAYNE ANDERSON MIDSTREAM / ENERGY FD INC C | COM | 48661E108 | 220 | 38,232 | SH | SOLE | NA | 38,232 | 0 | 0 | |
KINDER MORGAN INC | COM | 49456B101 | 11,421 | 835,515 | SH | SOLE | NA | 835,515 | 0 | 0 | |
MASTERCARD INC CL A | CL A | 57636Q104 | 858 | 2,404 | SH | SOLE | NA | 2,404 | 0 | 0 | |
MERCK & CO INC NEW COM | COM | 58933Y105 | 403 | 4,930 | SH | SOLE | NA | 4,930 | 0 | 0 | |
MESA RTY TR UNIT BEN INT | UNIT BEN INT | 590660106 | 219 | 53,701 | SH | SOLE | NA | 53,701 | 0 | 0 | |
MICROSOFT CORP COM | COM | 594918104 | 1,333 | 5,993 | SH | SOLE | NA | 5,993 | 0 | 0 | |
MONDELEZ INTL INC CL A | CL A | 609207105 | 239 | 4,085 | SH | SOLE | NA | 4,085 | 0 | 0 | |
NIKE INC CLASS B | CL B | 654106103 | 420 | 2,972 | SH | SOLE | NA | 2,972 | 0 | 0 | |
NUVEEN GLOBAL HIGH INCOME FD SHS | SHS | 67075G103 | 44,430 | 2,857,226 | SH | SOLE | NA | 2,857,226 | 0 | 0 | |
NUVEEN MULTI STRATEGY & INCOME GROWTH FD 2 | COM SHS | 67073D102 | 253 | 39,890 | SH | SOLE | NA | 39,890 | 0 | 0 | |
PERMIAN BASIN RTY TR UNIT BEN INT | UNIT BEN INT | 714236106 | 363 | 109,525 | SH | SOLE | NA | 109,525 | 0 | 0 | |
PHILIP MORRIS INTL INC COM | COM | 718172109 | 522 | 6,310 | SH | SOLE | NA | 6,310 | 0 | 0 | |
PIMCO DYNAMIC CREDIT INCOME FD COM SHS | COM SHS | 72202D106 | 28,596 | 1,348,889 | SH | SOLE | NA | 1,348,889 | 0 | 0 | |
PLUG PWR INC | COM NEW | 72919P202 | 479 | 14,119 | SH | SOLE | NA | 14,119 | 0 | 0 | |
PROCTER & GAMBLE CO COM | COM | 742718109 | 1,128 | 8,107 | SH | SOLE | NA | 8,107 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 373 | 2,452 | SH | SOLE | NA | 2,452 | 0 | 0 | |
SELECT SECTOR SPDR FD HEALTH CARE | SBI HEALTHCARE | 81369Y209 | 1,495 | 13,179 | SH | SOLE | NA | 13,179 | 0 | 0 | |
SQUARE INC CL A | CL A | 852234103 | 655 | 3,011 | SH | SOLE | NA | 3,011 | 0 | 0 | |
TEKLA HEALTHCARE OPPORTUNITIES FD SHS | SHS | 879105104 | 580 | 28,642 | SH | SOLE | NA | 28,642 | 0 | 0 | |
TEMPLETN EM MKT INCOME COM | COM | 880192109 | 25,865 | 3,328,772 | SH | SOLE | NA | 3,328,772 | 0 | 0 | |
TEXAS INSTRUMENTS INC | COM | 882508104 | 4,923 | 29,997 | SH | SOLE | NA | 29,997 | 0 | 0 | |
TJX COS INC NEW | COM | 872540109 | 259 | 3,787 | SH | SOLE | NA | 3,787 | 0 | 0 | |
TORTOISE PWR & ENERGY INFRASTRUCTURE FUND | COM | 89147X104 | 209 | 18,824 | SH | SOLE | NA | 18,824 | 0 | 0 | |
UNUM GROUP | COM | 91529Y106 | 5,163 | 225,052 | SH | SOLE | NA | 225,052 | 0 | 0 | |
VISA INC COM CL A | COM CL A | 92826C839 | 4,991 | 22,820 | SH | SOLE | NA | 22,820 | 0 | 0 | |
VOC ENERGY TR TR UNIT | TR UNIT | 91829B103 | 373 | 167,920 | SH | SOLE | NA | 167,920 | 0 | 0 | |
WAL MART STORES INC COM | COM | 931142103 | 453 | 3,143 | SH | SOLE | NA | 3,143 | 0 | 0 | |
WESTERN ASSET EMERGING MKTS DEBT FD INC | COM | 95766A101 | 47,662 | 3,428,900 | SH | SOLE | NA | 3,428,900 | 0 | 0 | |
WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY | COM | 95790C107 | 787 | 43,486 | SH | SOLE | NA | 43,486 | 0 | 0 | |
CAMERON TX EDU CORP REVENUE FAITH FAMILY ACADEMY - SERIES A | MUNICIPAL BOND | 133582AN6 | 1,502 | 1,500,000 | PRN | SOLE | NA | 1,500,000 | 0 | 0 | |
FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE | MUNICIPAL BOND | 307149AM6 | 1,367 | 1,900,000 | PRN | SOLE | NA | 1,900,000 | 0 | 0 | |
FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE-REF | MUNICIPAL BOND | 307149AN4 | 413 | 590,000 | PRN | SOLE | NA | 590,000 | 0 | 0 | |
FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ- SER A | MUNICIPAL BOND | 140539AC1 | 1,464 | 1,405,000 | PRN | SOLE | NA | 1,405,000 | 0 | 0 | |
FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ-SER A | MUNICIPAL BOND | 140539AB3 | 595 | 570,000 | PRN | SOLE | NA | 570,000 | 0 | 0 | |
MOUNT ORAB OH PORT AUTH AUTOMALL PROJECT - 6.75 TAXABLE 12/01/36 | MUNICIPAL BOND | 622266AA2 | 4,829 | 4,850,000 | PRN | SOLE | NA | 4,850,000 | 0 | 0 | |
PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER A | MUNICIPAL BOND | 72177MJQ1 | 3,662 | 3,660,000 | PRN | SOLE | NA | 3,660,000 | 0 | 0 | |
PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER B | MUNICIPAL BOND | 72177MJR9 | 560 | 560,000 | PRN | SOLE | NA | 560,000 | 0 | 0 | |
PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLE | MUNICIPAL BOND | 73972CAN4 | 3,972 | 5,500,000 | PRN | SOLE | NA | 5,500,000 | 0 | 0 | |
PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INC | MUNICIPAL BOND | 74442EAX8 | 1,806 | 1,725,000 | PRN | SOLE | NA | 1,725,000 | 0 | 0 | |
SILICON VLY CA TOBACCO SECURITIZATION AUTH TABACCO SETTLEM CAP APPREC | MUNICIPAL BOND | 82706TAD3 | 322 | 3,500,000 | PRN | SOLE | NA | 3,500,000 | 0 | 0 | |
TANGIPAHOA PARISH LA HOSP SVC DIST NO 1 HOSP REV TAXABLE-NORTH OAKS | MUNICIPAL BOND | 875518EL2 | 633 | 630,000 | PRN | SOLE | NA | 630,000 | 0 | 0 | |
TULANE UNIV LA RFDG-TULANE UNIV-C 0.523 02/15/36 B/E DTD 05/31/07 CLB | MUNICIPAL BOND | 899062BQ5 | 792 | 840,000 | PRN | SOLE | NA | 840,000 | 0 | 0 |