EX-FILING FEES0001579428N/AN/A000157942862025-11-032025-11-03000157942812025-11-032025-11-0300015794282025-11-032025-11-03000157942842025-11-032025-11-03000157942832025-11-032025-11-03000157942822025-11-032025-11-03000157942852025-11-032025-11-03xbrli:sharesiso4217:USD

 

Exhibit 107

Calculation of Filing Fee Tables

Form S-3ASR

(Form Type)

Axsome Therapeutics, Inc.

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

 

 

 

Security
Type

 

Security Class Title(3)

 

Fee
Calculation
or Carry
Forward
Rule

 

 

Amount
Registered

 

 

 

Proposed
Maximum
Offering
Price Per
Unit

 

 

 

Maximum
Aggregate
Offering
Price

 

 

 

Fee Rate

 

 

 

Amount of
Registration
Fee

 

 

 

Carry
Forward
Form Type

 

 

 

Carry
Forward File
Number

 

 

 

Carry
Forward
Initial
Effective Date

 

 

 

Filing Fee
Previously
Paid In
Connection
with Unsold
Securities to be Carried
Forward

 

Newly Registered Securities

Fees to Be Paid

 

Equity

 

Common Stock, par value $0.0001 per share

 

Rule 456(b) and Rule 457(r)

 

 

(1)

 

 

 

(1)

 

 

 

(1)

 

 

 

(2)

 

 

 

(2)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Equity

 

Preferred Stock, par value $0.0001 per share

 

Rule 456(b) and Rule 457(r)

 

 

(1)

 

 

 

(1)

 

 

 

(1)

 

 

 

(2)

 

 

 

(2)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Debt

 

Debt Securities

 

Rule 456(b) and Rule 457(r)

 

 

(1)

 

 

 

(1)

 

 

 

(1)

 

 

 

(2)

 

 

 

(2)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Other

 

Warrants

 

Rule 456(b) and Rule 457(r)

 

 

(1)

 

 

 

(1)

 

 

 

(1)

 

 

 

(2)

 

 

 

(2)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Other

 

Units

 

Rule 456(b) and Rule 457(r)

 

 

(1)

 

 

 

(1)

 

 

 

(1)

 

 

 

(2)

 

 

 

(2)

 

 

 

 

 

 

 

 

 

 

 

 

 

Fees Previously Paid

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Carry Forward Securities

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Carry Forward Securities

 

Equity

 

Common Stock of Axsome Therapeutics, Inc., par value $0.0001 per share

 

415(a)(6)

 

 

 

 

 

 

 

 

250,000,000(4)

 

 

 

 

 

 

 

 

 

 

S-3

 

 

 

333-268664

 

 

 

12/02/2022

 

 

 

$27,550.00

 

 

 

Total Offering Amount

 

 

 

 

 

 

 

250,000,000(4)

 

 

 

 

 

 

 

$0.00

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Total Fees Previously Paid

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

$0.00

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Total Fee Offsets

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

$0.00

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Net Fee Due

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

$0.00

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(1)
An indeterminate amount of the securities of each identified class is being registered as may from time to time be offered hereunder at indeterminate prices, along with an indeterminate number of securities that may be issued upon exercise, settlement, exchange or conversion of securities offered or sold hereunder. Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), this registration statement also covers any additional securities that may be offered or issued in connection with any stock split, stock dividend or pursuant to anti-dilution provisions of any of the securities. Separate consideration may or may not be received for securities that are issuable upon conversion, exercise or exchange of other securities.
(2)
In accordance with Rules 456(b) and 457(r) under the Securities Act, the registrant is deferring payment of all registration fees and will pay the registration fees on a “pay-as-you-go” basis. The registrant will calculate the registration fee applicable to an offer of securities pursuant to this registration statement based on the fee payment rate in effect on the date of such fee payment.
(3)
The securities registered hereunder may be sold separately or in a combination with other securities registered hereby.
(4)
In connection with our “at the market offerings,” a maximum aggregate offering price of up to $250 million of our common stock may be offered, issued and sold under our Sales Agreement with SVB Securities LLC, dated March 1, 2022.