8-A12B/A 1 e72002_8a12ba.htm FORM 8-A12B/A

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

ETFis Series Trust I

(Exact name of registrant as specified in its Trust Instrument)

 

Delaware See Below
(State of incorporation or organization) (I.R.S. Employer
  Identification No.)

 

1540 Broadway, New York, New York 10036
(Address of principal executive offices) (Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class

to be so registered

  Name of each exchange on which each class is to be registered   I.R.S. Employer Identification No.
InfraCap REIT Preferred ETF, shares of beneficial interest, no par value   NYSE Arca, Inc.   47-1982679

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. [X]

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. [   ]

 

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. [   ]

 

Securities Act registration statement or Regulation A offering statement file number to which this form relates: 333-187668

 

Securities to be registered pursuant to Section 12 (g) of the Act:

 

None

(Title of class)

 

   
   

INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

Item 1.     Descriptions of Registrant’s Securities to be Registered.

 

A description of the shares of beneficial interest, no par value, of InfraCap REIT Preferred ETF to be registered hereunder is set forth in Post-Effective Amendment No. 100 to the Registrant’s Registration Statement on Form N-1A (Commission File Nos. 333-187668; 811-22819), as filed on November 21, 2016, which description is incorporated herein by reference.

 

Item 2.     Exhibits.

 

1. Registrant’s Certificate of Trust is incorporated herein by reference to Exhibit (a)(1) to the Registrant’s Registration Statement on Form N-1A (Commission File Nos. 333-187668; 811-22819), as filed on April 2, 2013.

 

2. Registrant’s Certificate of Amendment to Certificate of Trust is incorporated herein by reference to Exhibit (a)(3) to the Registrant’s Pre-Effective Amendment No. 1 to the Registrant’s Registration Statement on Form N-1A (Commission File Nos. 333-187668; 811-22819), as filed on December 24, 2013.

 

3. Registrant’s Agreement and Declaration of Trust is incorporated herein by reference to Exhibit (a)(2) to the Registrant’s Registration Statement on Form N-1A (Commission File Nos. 333-187668; 811-22819), as filed on April 2, 2013.

 

4. Registrant’s By-Laws are incorporated herein by reference to Exhibit (b) to the Registrant’s Registration Statement on Form N-1A (Commission File Nos. 333-187668; 811-22819), as filed on April 2, 2013.

 

 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

    ETFis Series Trust I
     
  Date: November 22, 2016
     
  By: /s/ William Smalley
  Name: William Smalley
  Title: President