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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): December 3, 2024

 

 

NYLI MACKAY DEFINEDTERM MUNI OPPORTUNITIES FUND

(Exact name of Registrant as specified in its charter)

 

 

 

Delaware   811-22551   45-1681733

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

51 Madison Avenue, New York, NY 10010

(Address of Principal Executive Offices) (Zip Code)

Registrant’s telephone number, including area code: (212) 576-7000

 

 

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

  

Trading

Symbol(s)

  

Name of each exchange

on which registered

Common Stock, par value $0.001 per share    MMD    New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

 Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 


 

 

Item 5.03.

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal year

On October 17, 2024, the Fund offered to purchase 100% of the then outstanding Common shares of the Fund at a price equal to the NAV per Common share calculated in accordance with the Fund’s valuation procedures as of the date specified in the tender offer, with an expiration date of November 14, 2024.

On November 19, 2024, the Fund announced the successful completion of the Tender Offer. As a result, On December 3, 2024, the Board approved an amendment and restatement of the Declaration of Trust to reflect a new 12-year term for the Fund with a termination of December 31, 2036.

The amended and restated Declaration of Trust became effective on December 3, 2024.

 

Item 9.01.

Financial Statements and Exhibits.

 

(d)   Exhibits
EXHIBIT
NUMBER
 

DESCRIPTION

3.1   Amended and Restated Agreement and Declaration of Trust of NYLI MacKay DefinedTerm Muni Opportunities Fund


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, NYLI MacKay DefinedTerm Muni Opportunities Fund has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    NYLI MacKay DefinedTerm Muni Opportunities Fund
Date: December 9, 2024     By:  

/s/ Kirk C. Lehneis

      Kirk C. Lehneis
      President and Principal Executive Officer